DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Entrust Wealth Advisors, LLC
Latest filing Mar 7, 2024
First filing on the tape Sep 25, 2018 · 24 filings
SEC status approved since Oct 26, 2018
RAUM
$367M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$362M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$367M as of Mar 7, 2024
Feb 26, 2019$152M then
HNW client RAUM$347M as of Mar 7, 2024
Feb 26, 2019$147M then
State-registered IARs (5.B.3)3 as of Mar 7, 2024
Feb 26, 20192 then
Employees (5.A)5 as of Mar 7, 2024
Feb 26, 20192 then
Private funds: no history
RAUM +15% over the last fiscal year+6.8% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 7, 2024; every figure names its basis
- RAUM per advisor
- $122MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $842,825derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $367MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$347M94%
- Individuals$15.0M4.1%
- Pension and profit-sharing plans$5.7M1.6%
- Corporations and businesses$62,9910.0%
- Individual clients
- 44reported
- HNW clients
- 76reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 436reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Michael Crawford to Alphacore Capital LLCMar 3, 2025 · RIA to RIA
- Daniel Conners to Alphacore Capital LLCMar 3, 2025 · RIA to RIA
- Brennan D Cobb to Alphacore Capital LLCMar 3, 2025 · RIA to RIA
Joined, latest
- Daniel Conners from UBS Financial Services Inc.Nov 13, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Michael Crawford from UBS Financial Services Inc.Nov 9, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Alphacore Capital LLCMar 3, 2025 · San Diego, Ca · Firm absorbed
- 2 joined from UBS Financial Services Inc.Nov 20, 2018 · San Diego, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Daniel Conners · Managing Member And Chief Compliance Officercontrolsince 11/2018 · owns less than 5%
- Patrick Michael Crawford · Managing Membercontrolsince 11/2018 · owns less than 5%
- Andrew Daniel Conners · Presidentcontrolsince 09/1997 · owns 75% or more of Conners Capital Management, Inc.
- Patrick Michael Crawford · Trusteecontrolsince 09/2000 · owns F of The Crawford Family Trust
- Michelle Randi Crawford · Trusteecontrolsince 09/2000 · owns F of The Crawford Family Trust
Entity owners
- Conners Capital Management, Inc. · Memberdirect · owns 25% to 50%
- Crest Canyon Partners, LLC · Memberdirect · owns 50% to 75%
- The Crawford Family Trust · Memberindirect · owns 75% or more of Crest Canyon Partners, LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 385 to 436Jun 9, 2023 to Mar 7, 2024
- HNW clients · 65 to 76Jun 9, 2023 to Mar 7, 2024
- Individual clients · 43 to 44Jun 9, 2023 to Mar 7, 2024
- Pension plan clients · 3 to 1Jun 9, 2023 to Mar 7, 2024
- Discretionary RAUM · $321M to $367MJun 9, 2023 to Mar 7, 2024
- HNW RAUM · $296M to $347MJun 9, 2023 to Mar 7, 2024
- Individual RAUM · $13.2M to $15.0MJun 9, 2023 to Mar 7, 2024
- Pension RAUM · $5.8M to $5.7MJun 9, 2023 to Mar 7, 2024
- RAUM · $321M to $367MJun 9, 2023 to Mar 7, 2024
- Accounts · 341 to 385Aug 4, 2022 to Mar 23, 2023
- Corporate clients · 3 to 2Aug 4, 2022 to Mar 23, 2023
- HNW clients · 58 to 65Aug 4, 2022 to Mar 23, 2023
- Individual clients · 39 to 43Aug 4, 2022 to Mar 23, 2023
- State-registered IARs · 2 to 3Aug 4, 2022 to Mar 23, 2023
- Discretionary RAUM · $336M to $321MAug 4, 2022 to Mar 23, 2023
- HNW RAUM · $311M to $296MAug 4, 2022 to Mar 23, 2023
- Individual RAUM · $13.9M to $13.2MAug 4, 2022 to Mar 23, 2023
- Pension RAUM · $6.5M to $5.8MAug 4, 2022 to Mar 23, 2023
- RAUM · $336M to $321MAug 4, 2022 to Mar 23, 2023
- Accounts · 293 to 341Nov 3, 2021 to Mar 11, 2022
- Advisory employees · 3 to 4Nov 3, 2021 to Mar 11, 2022
- HNW clients · 54 to 58Nov 3, 2021 to Mar 11, 2022
- Individual clients · 26 to 39Nov 3, 2021 to Mar 11, 2022
- Assets in custody · 30100000.0 to unsetNov 3, 2021 to Mar 11, 2022
- Discretionary RAUM · $301M to $336MNov 3, 2021 to Mar 11, 2022
- HNW RAUM · $283M to $311MNov 3, 2021 to Mar 11, 2022
- Individual RAUM · $9.1M to $13.9MNov 3, 2021 to Mar 11, 2022
- Pension RAUM · $5.3M to $6.5MNov 3, 2021 to Mar 11, 2022
- RAUM · $301M to $336MNov 3, 2021 to Mar 11, 2022
- Assets in custody · unset to 30100000.0Mar 30, 2021 to Nov 3, 2021
- Accounts · 405 to 293Oct 20, 2020 to Mar 30, 2021
- BD registered reps · 2 to 0Oct 20, 2020 to Mar 30, 2021
- HNW clients · 28 to 54Oct 20, 2020 to Mar 30, 2021
- Individual clients · 44 to 26Oct 20, 2020 to Mar 30, 2021
- Pension plan clients · 4 to 3Oct 20, 2020 to Mar 30, 2021
- Financial planning clients · 26-50 to 51-100Oct 20, 2020 to Mar 30, 2021
- Discretionary RAUM · $259M to $301MOct 20, 2020 to Mar 30, 2021
- HNW RAUM · $216M to $283MOct 20, 2020 to Mar 30, 2021
- Individual RAUM · $33.2M to $9.1MOct 20, 2020 to Mar 30, 2021
- Pension RAUM · $4.8M to $5.3MOct 20, 2020 to Mar 30, 2021
Signals
7 dated events
- Entrust Wealth Advisors, Llc no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $367.5M)Mar 6, 2025 · Left the SEC roster · derived
- Michael Crawford left Entrust Wealth Advisors, Llc for Alphacore Capital Llc (registered 2025-01-14)Mar 3, 2025 · Advisor changed firm · fact
- Brennan D Cobb left Entrust Wealth Advisors, Llc for Alphacore Capital Llc (registered 2025-01-16)Mar 3, 2025 · Advisor changed firm · fact
- Daniel Conners left Entrust Wealth Advisors, Llc for Alphacore Capital Llc (registered 2025-01-14)Mar 3, 2025 · Advisor changed firm · fact
- Entrust Wealth Advisors, LLC's advisors moved to Alphacore Capital LLC (San Diego, CA): 3 of 3 registered, on the same dayMar 3, 2025 · Firm absorbed (people side) · derived
- Entrust Wealth Advisors, Llc reported RAUM $258.5M, up 67% from $154.6M (2020-08-17 to 2020-10-20)Oct 20, 2020 · RAUM change · derived
- Seaside Advisors, Llc filed its initial SEC registration (Form ADV)Sep 25, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Entrust Wealth Advisors, LLC · Private Equityshared crd · intermediary
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026