DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Private Advisor Network, LLC

No RAUM reportedMorristown, New JerseyCRD 299133SEC 801-114371IAPD
Latest filing Mar 31, 2026
First filing on the tape Nov 2, 2018 · 10 filings
SEC status approved since Nov 30, 2018
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2026
Jun 10, 2020$0 then
HNW client RAUM$0 as of Mar 31, 2026
Jun 10, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jun 10, 20200 then
Employees (5.A)1 as of Mar 31, 2026
Jun 10, 20201 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • James Patrick Sullivan · Chief Compliance Officercontrol
        since 10/2018 · owns less than 5%
      • Patric John Hyland · Managing Membercontrol
        since 02/2016 · owns 25% to 50% of Pag Holdings, LLC
      • James Patrick Sullivan · Managing Membercontrol
        since 02/2016 · owns 25% to 50% of Pag Holdings, LLC
      Entity owners
      • Pag Holdings, LLC · Managing Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 0.0
        Apr 30, 2024 to May 30, 2025
      • Advisory activities · 4 to 1
        Apr 30, 2024 to May 30, 2025
      • Financial planning clients · 0 to 0
        Apr 30, 2024 to May 30, 2025
      • Discretionary RAUM · unset to 0.0
        Apr 30, 2024 to May 30, 2025
      • Non-discretionary RAUM · unset to 0.0
        Apr 30, 2024 to May 30, 2025
      • RAUM · unset to 0.0
        Apr 30, 2024 to May 30, 2025
      • Accounts · 0.0 to unset
        Jun 10, 2020 to Mar 4, 2021
      • Discretionary RAUM · 0.0 to unset
        Jun 10, 2020 to Mar 4, 2021
      • Non-discretionary RAUM · 0.0 to unset
        Jun 10, 2020 to Mar 4, 2021
      • RAUM · 0.0 to unset
        Jun 10, 2020 to Mar 4, 2021
      • Related broker-dealer · false to true
        Jun 10, 2020 to Mar 4, 2021
      • BD registered reps · 0 to 1
        Nov 2, 2018 to Mar 21, 2019
      • Insurance-licensed employees · 0 to 1
        Nov 2, 2018 to Mar 21, 2019
      Signals
      1 dated events
      • Private Advisor Network, Llc filed its initial SEC registration (Form ADV)
        Nov 2, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      973-538-7010reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026