DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••• I••••••••• P•••••••• L••
Latest filing Feb 17, 2026
First filing on the tape Oct 30, 2018 · 20 filings
SEC status approved since Dec 4, 2018
RAUM
$662M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
100%
$659M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$166M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$662M as of Feb 17, 2026
Mar 5, 2019$336M then
HNW client RAUM$623M as of Feb 17, 2026
Mar 5, 2019$303M then
State-registered IARs (5.B.3)4 as of Feb 17, 2026
Mar 5, 20190 then
Employees (5.A)6 as of Feb 17, 2026
Mar 5, 20194 then
Private funds: no history
RAUM +11% over the last fiscal year+14% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $166MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.6MderivedHNW RAUM over HNW clients
- Average account
- $864,772derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $55.1M, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$623M94%
- Individuals$36.8M5.6%
- Charitable organizations$3.1M0.5%
- Individual clients
- 104reported
- HNW clients
- 82reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 766reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $55.1M for 26 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• V••••••• B•••••Certified Financial Planner | Austin, Tx | Jan 3, 2019 | 18 y | 2 |
| R••••• K••• H•••••• | Austin, Tx | Jan 3, 2019 | 33 y | 1 |
| D•••• D••••• D•••• | Austin, Tx | May 5, 2022 | 20 y | 5 |
| S•••••••• C••••••• M••••• | Austin, Tx | Dec 19, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• D••••• D•••• from L••• O•• I••••••••• P•••••••May 5, 2022 · RIA to RIA
- R••••• K••• H•••••• from R•••••• J•••• • A••••••••• I•••Jan 3, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- A••• V••••••• B••••• from R•••••• J•••• • A••••••••• I•••Jan 3, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• • A••••••••• I•••Dec 31, 2018 · Austin, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• A•••• V••••••• · Chief Operating Officer And Partnercontrolsince 03/2024 · owns less than 5%
- D••••• D••••• D••••• · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- H••••••• R•••••• K••• · Elected Managercontrolsince 10/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 769 to 766Dec 23, 2025 to Feb 17, 2026
- Advisory employees · 3 to 4Dec 23, 2025 to Feb 17, 2026
- HNW clients · 71 to 82Dec 23, 2025 to Feb 17, 2026
- Individual clients · 122 to 104Dec 23, 2025 to Feb 17, 2026
- Assets in custody · $51.9M to $55.1MDec 23, 2025 to Feb 17, 2026
- Employees · 5 to 6Dec 23, 2025 to Feb 17, 2026
- State-registered IARs · 3 to 4Dec 23, 2025 to Feb 17, 2026
- Discretionary RAUM · $572M to $610MDec 23, 2025 to Feb 17, 2026
- HNW RAUM · $549M to $623MDec 23, 2025 to Feb 17, 2026
- Individual RAUM · $46.7M to $36.8MDec 23, 2025 to Feb 17, 2026
- Non-discretionary RAUM · $26.6M to $52.8MDec 23, 2025 to Feb 17, 2026
- RAUM · $599M to $662MDec 23, 2025 to Feb 17, 2026
- Accounts · 712 to 769Apr 26, 2024 to Feb 12, 2025
- HNW clients · 65 to 71Apr 26, 2024 to Feb 12, 2025
- Individual clients · 173 to 122Apr 26, 2024 to Feb 12, 2025
- Assets in custody · $107M to $51.9MApr 26, 2024 to Feb 12, 2025
- Employees · 6 to 5Apr 26, 2024 to Feb 12, 2025
- Financial planning clients · 0 to 0Apr 26, 2024 to Feb 12, 2025
- Discretionary RAUM · $485M to $572MApr 26, 2024 to Feb 12, 2025
- HNW RAUM · $456M to $549MApr 26, 2024 to Feb 12, 2025
- Individual RAUM · $44.1M to $46.7MApr 26, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $17.3M to $26.6MApr 26, 2024 to Feb 12, 2025
- RAUM · $503M to $599MApr 26, 2024 to Feb 12, 2025
- Accounts · 747 to 712May 18, 2023 to Mar 18, 2024
- Advisory employees · 4 to 3May 18, 2023 to Mar 18, 2024
- HNW clients · 60 to 65May 18, 2023 to Mar 18, 2024
- Individual clients · 101 to 173May 18, 2023 to Mar 18, 2024
- Assets in custody · $36.3M to $107MMay 18, 2023 to Mar 18, 2024
- State-registered IARs · 4 to 3May 18, 2023 to Mar 18, 2024
- Discretionary RAUM · $435M to $485MMay 18, 2023 to Mar 18, 2024
- HNW RAUM · $415M to $456MMay 18, 2023 to Mar 18, 2024
- Individual RAUM · $35.7M to $44.1MMay 18, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $15.6M to $17.3MMay 18, 2023 to Mar 18, 2024
- RAUM · $451M to $503MMay 18, 2023 to Mar 18, 2024
- Accounts · 718 to 747May 6, 2022 to Feb 14, 2023
- Advisory employees · 3 to 4May 6, 2022 to Feb 14, 2023
- HNW clients · 64 to 60May 6, 2022 to Feb 14, 2023
- Assets in custody · $38.4M to $36.3MMay 6, 2022 to Feb 14, 2023
- State-registered IARs · 3 to 4May 6, 2022 to Feb 14, 2023
- Discretionary RAUM · $489M to $435MMay 6, 2022 to Feb 14, 2023
Signals
7 dated events
- W•••••• W••••• (Director) no longer on Schedule A of H•••••• I••••••••• P•••••••• L•• (listed 2024-03-18, absent 2024-04-26)Apr 26, 2024 · Control person left · inference
- W•••••• W••••• (Director) appeared on Schedule A of H•••••• I••••••••• P•••••••• L••Mar 18, 2024 · Control person joined · fact
- Victoria Anna Bodine (Chief Operating Officer And Partner) appeared on Schedule A of H•••••• I••••••••• P•••••••• L••Mar 18, 2024 · Control person joined · fact
- Victoria Anna Bodine (Chief Compliance Officer) no longer on Schedule A of H•••••• I••••••••• P•••••••• L•• (listed 2023-02-14, absent 2023-05-10)May 10, 2023 · Control person left · inference
- Deepak Dilda Dalvi (Chief Compliance Officer) appeared on Schedule A of H•••••• I••••••••• P•••••••• L••May 10, 2023 · Control person joined · fact
- Victoria Anna Bodine (Chief Compliance Officer) appeared on Schedule A of H•••••• I••••••••• P•••••••• L••Jan 2, 2019 · Control person joined · fact
- H•••••• I••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Oct 30, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@harrellpartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-759-8000reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-759-8100reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-438-4104reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 512-759-8000reportedpublic record, Form ADV, Feb 17, 2026
- Contact form
- harrellpartners.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- harrellpartners.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $166Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026