RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D••••• D••••
- Title
- Chief Compliance Officer, Senior Vice President, Operationsreportedharrellpartners.comfirm site, Sep 16, 2026
- Professional profile
- harrellpartners.com/team/dee-dalvireportedharrellpartners.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- H•••••• I••••••••• P•••••••• L•• independent RIA currentsince May 5, 2022 · Austin, Tx
- L••• O•• I••••••••• P••••••• independent RIAAug 23, 2021 to Nov 19, 2021 · Austin, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 31, 2020 to Aug 2, 2021 · Austin, Tx
- R•••••• J•••• • A••••••••• I••• national BDApr 3, 2017 to Dec 23, 2019 · Austin, Tx
- O••••••••• • C•• I••• BD affiliatedMar 20, 2009 to Jul 6, 2009 · Austin, Tx
- S••••••• G•••• C•••••• unclassifiedMay 16, 2007 to Mar 19, 2009 · Austin, Tx
- L••• O•• I••••••••• P••••••• to H•••••• I••••••••• P•••••••• L••left Nov 19, 2021, registered May 5, 2022 (167 days) · RIA to RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L••• O•• I••••••••• P•••••••left Aug 2, 2021, registered Aug 23, 2021 (21 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 23, 2019, registered Mar 31, 2020 (99 days) · Affiliated broker-dealer or bank to another
- O••••••••• • C•• I••• to R•••••• J•••• • A••••••••• I•••left Jul 6, 2009, registered Apr 3, 2017 (2828 days) · Other
- S••••••• G•••• C•••••• to O••••••••• • C•• I•••left Mar 19, 2009, registered Mar 20, 2009 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address