DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•••••• W••••• M••••••••• L••
Latest filing Mar 6, 2026
First filing on the tape Oct 10, 2018 · 23 filings
SEC status approved since Nov 9, 2018
RAUM
$417M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
95%
$398M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$417M as of Mar 6, 2026
Jan 25, 2019$306M then
HNW client RAUM$389M as of Mar 6, 2026
Jan 25, 2019$274M then
State-registered IARs (5.B.3)3 as of Mar 6, 2026
Jan 25, 20193 then
Employees (5.A)4 as of Mar 6, 2026
Jan 25, 20193 then
Private funds: no history
RAUM +4.4% over the last fiscal year+8.0% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.6MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $417MreportedItem 5.I
- Custody
- $96.6M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$389M93%
- Charitable organizations$17.3M4.1%
- Individuals$9.4M2.3%
- Pension and profit-sharing plans$1.4M0.3%
- Corporations and businesses$93,7370.0%
- Individual clients
- 33reported
- HNW clients
- 59reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 308reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $96.6M for 14 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• T•••• B••• | Glendale, Co | Nov 20, 2018 | 17 y | 2 |
| J•••• M•••••• B••• | Glendale, Co | Nov 20, 2018 | 34 y | 6 |
| A•• H•••••• B••• | Glendale, Co | Nov 20, 2018 | 31 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• M•••••• B••• from T•• I••••••••• A•••• M••••••••• L••Nov 20, 2018 · RIA to a newly registered adviser
- A•• H•••••• B••• from T•• I••••••••• A•••• M••••••••• L••Nov 20, 2018 · RIA to a newly registered adviser
- J•••• T•••• B••• from T•• I••••••••• A•••• M••••••••• L••Nov 20, 2018 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from T•• I••••••••• A•••• M••••••••• L••Jan 2, 2019 · Denver, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• J••••• M•••••• · Chief Executive Officercontrolsince 10/2018 · owns less than 5%
- B•••• J••••• T•••• · Chief Compliance Officercontrolsince 09/2018 · owns less than 5%
- B•••• A••• H•••••• · Trusteecontrolsince 09/2018 · owns F of B••• F••••• T••••
- B•••• J••••• M•••••• · Grantorcontrolsince 09/2018 · owns F of B••• F••••• T••••
- B•••• J••••• T•••• · Trusteecontrolsince 09/2018 · owns F of J•••• T•••• B••• R•••••••• T••••
Entity owners
- B••• F••••• T•••• · Memberdirect · owns 50% to 75%
- J•••• T•••• B••• R•••••••• T•••• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Glendale, Co · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 303 to 308Sep 18, 2025 to Mar 6, 2026
- HNW clients · 54 to 59Sep 18, 2025 to Mar 6, 2026
- Individual clients · 36 to 33Sep 18, 2025 to Mar 6, 2026
- Assets in custody · $86.8M to $96.6MSep 18, 2025 to Mar 6, 2026
- Discretionary RAUM · $390M to $413MSep 18, 2025 to Mar 6, 2026
- HNW RAUM · $373M to $389MSep 18, 2025 to Mar 6, 2026
- Individual RAUM · $9.4M to $9.4MSep 18, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $9.4M to $3.6MSep 18, 2025 to Mar 6, 2026
- Pension RAUM · $1.2M to $1.4MSep 18, 2025 to Mar 6, 2026
- RAUM · $399M to $417MSep 18, 2025 to Mar 6, 2026
- Advisory activities · 3 to 4Mar 13, 2025 to Sep 18, 2025
- Accounts · 291 to 303Mar 21, 2024 to Mar 13, 2025
- HNW clients · 49 to 54Mar 21, 2024 to Mar 13, 2025
- Individual clients · 33 to 36Mar 21, 2024 to Mar 13, 2025
- Assets in custody · $105M to $86.8MMar 21, 2024 to Mar 13, 2025
- Financial planning clients · 1-10 to 1-10Mar 21, 2024 to Mar 13, 2025
- Discretionary RAUM · $351M to $390MMar 21, 2024 to Mar 13, 2025
- HNW RAUM · $336M to $373MMar 21, 2024 to Mar 13, 2025
- Individual RAUM · $8.1M to $9.4MMar 21, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $34.2M to $9.4MMar 21, 2024 to Mar 13, 2025
- Pension RAUM · $26.0M to $1.2MMar 21, 2024 to Mar 13, 2025
- RAUM · $386M to $399MMar 21, 2024 to Mar 13, 2025
- Accounts · 297 to 291Mar 2, 2023 to Mar 21, 2024
- HNW clients · 45 to 49Mar 2, 2023 to Mar 21, 2024
- Individual clients · 38 to 33Mar 2, 2023 to Mar 21, 2024
- Assets in custody · $184M to $105MMar 2, 2023 to Mar 21, 2024
- Discretionary RAUM · $300M to $351MMar 2, 2023 to Mar 21, 2024
- HNW RAUM · $287M to $336MMar 2, 2023 to Mar 21, 2024
- Individual RAUM · $10.8M to $8.1MMar 2, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $31.4M to $34.2MMar 2, 2023 to Mar 21, 2024
- Pension RAUM · $21.2M to $26.0MMar 2, 2023 to Mar 21, 2024
- RAUM · $331M to $386MMar 2, 2023 to Mar 21, 2024
- Accounts · 250 to 297Oct 14, 2022 to Feb 25, 2023
- HNW clients · 44 to 45Oct 14, 2022 to Feb 25, 2023
- Individual clients · 36 to 38Oct 14, 2022 to Feb 25, 2023
- Assets in custody · $207M to $184MOct 14, 2022 to Feb 25, 2023
- Other offices · 3 to 0Oct 14, 2022 to Feb 25, 2023
- Discretionary RAUM · $367M to $300MOct 14, 2022 to Feb 25, 2023
- HNW RAUM · $348M to $287MOct 14, 2022 to Feb 25, 2023
- Individual RAUM · $15.2M to $10.8MOct 14, 2022 to Feb 25, 2023
Signals
1 dated events
- J•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J•••••• W••••• M••••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- j••@j•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-999-3716reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/jupiter-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- J••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 303-999-3716reportedpublic record, Form ADV, Mar 6, 2026
- Team page
- j•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026