DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••••
Legal name W••••••• L••
Latest filing May 28, 2026
First filing on the tape May 19, 2021 · 26 filings
SEC status approved since Aug 9, 2021
RAUM
$87.8M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
88%
$77.6M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$17.6M
derived; firm RAUM over IAPD count
Employees
16
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$87.8M as of May 28, 2026
Mar 7, 2022$13.5M then
HNW client RAUM$28.7M as of May 28, 2026
Mar 7, 2022$5.2M then
State-registered IARs (5.B.3)3 as of May 28, 2026
Mar 7, 20221 then
Employees (5.A)16 as of May 28, 2026
Mar 7, 20221 then
Private funds: no history
RAUM +42% over the last fiscal year+65% a year over threeIARs 4 to 3offices 1 to 0
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $17.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $195,186derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +60%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $17.0M, 136 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$48.9M56%
- High-net-worth individuals$28.7M33%
- Pension and profit-sharing plans$10.2M12%
- Individual clients
- 393reported
- HNW clients
- 13reported
- Pension plan clients
- 44reported
- Charitable clients
- n/areported
- Accounts
- 450reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $17.0M for 136 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• B••••••• H••••Certified Financial Planner | Conshohocken, Pa | Mar 14, 2022 | 10 y | 1 |
| R••• D•••••••••Certified Financial Planner | Conshohocken, Pa | May 19, 2023 | 13 y | 0 |
| R••• D••••••Certified Financial Planner | Conshohocken, Pa | Oct 5, 2023 | 14 y | 0 |
| A•••••• M• K•••Certified Financial Planner | Conshohocken, Pa | Jun 8, 2026 | 15 y | 0 |
| V••••••• R••••• A••••Certified Financial Planner | Conshohocken, Pa | Jun 23, 2026 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- A••••• D•••• L•••••• to V••••••• A•••••••• I•••Aug 21, 2025 · RIA to affiliated broker-dealer or bank
- R••••• P••••• W•••• to H••••••••Apr 4, 2025 · RIA to a state-registered adviser
- A••• W•••••• to W••••• M••••••••• S••••••••Jul 5, 2022 · RIA to RIA
Joined, latest
- R••••• P••••• W•••• from R•••••••••Oct 28, 2022 · RIA to RIA
- A••• W•••••• from M•••••• W••••• M••••••••• L••Apr 5, 2022 · RIA to RIA
- J••••• B••••••• H•••• from M•••••• W••••• M••••••••• L••Mar 14, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• T•••••• J•••• · Chief Compliance Officercontrolsince 12/2022 · owns less than 5%
- H••••• J•••••• B••••••• · Presidentcontrolsince 10/2018 · owns 75% or more
Related persons
Schedule D 7.A
- T•••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Conshohocken, Pa · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Pittsburgh, PA1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 25, 2026accounts (Item 5.F.2.f) moved from 1,562.0 to 450.0 (-71.0%) between the annual amendments of 2025-03-31 and 2026-03-25; the peer median change was +2.0% (135 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, under $100M (135) · 4.5% percentile
- client count surgeChange between filings · filing Mar 25, 2026individual and HNW clients (Item 5.D) moved from 253.0 to 406.0 (+60.0%) between the annual amendments of 2025-03-31 and 2026-03-25; the peer median change was 0.0% (119 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, under $100M (119) · 94% percentile
- RAUM up 25 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $61,947,922 to $87,833,546 (+42.0%) between the annual amendments of 2025-03-31 and 2026-03-25; the peer median change was +8.0% (220 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, under $100M (220) · 97% percentile
What changed
consecutive filings, newest first
- Other offices · 1 to 0Mar 25, 2026 to May 28, 2026
- State-registered IARs · 4 to 3Mar 31, 2025 to Mar 25, 2026
- Discretionary RAUM · $54.4M to $77.6MMar 31, 2025 to Mar 25, 2026
- HNW RAUM · $22.3M to $28.7MMar 31, 2025 to Mar 25, 2026
- Individual RAUM · $32.1M to $48.9MMar 31, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $7.5M to $10.2MMar 31, 2025 to Mar 25, 2026
- Pension RAUM · $7.5M to $10.2MMar 31, 2025 to Mar 25, 2026
- RAUM · $61.9M to $87.8MMar 31, 2025 to Mar 25, 2026
- Accounts · 1,562 to 450Mar 31, 2025 to Mar 25, 2026
- Advisory employees · 4 to 3Mar 31, 2025 to Mar 25, 2026
- HNW clients · 12 to 13Mar 31, 2025 to Mar 25, 2026
- Individual clients · 241 to 393Mar 31, 2025 to Mar 25, 2026
- Pension plan clients · 35 to 44Mar 31, 2025 to Mar 25, 2026
- Assets in custody · unset to 17000503.0Mar 31, 2025 to Mar 25, 2026
- Custody of client assets · false to trueMar 31, 2025 to Mar 25, 2026
- Accounts · 958 to 1,562Feb 21, 2025 to Mar 31, 2025
- HNW clients · 10 to 12Feb 21, 2025 to Mar 31, 2025
- Individual clients · 272 to 241Feb 21, 2025 to Mar 31, 2025
- Pension plan clients · 25 to 35Feb 21, 2025 to Mar 31, 2025
- Employees · 14 to 16Feb 21, 2025 to Mar 31, 2025
- Financial planning clients · 251-500 to 251-500Feb 21, 2025 to Mar 31, 2025
- Discretionary RAUM · $32.5M to $54.4MFeb 21, 2025 to Mar 31, 2025
- HNW RAUM · $10.8M to $22.3MFeb 21, 2025 to Mar 31, 2025
- Individual RAUM · $19.4M to $32.1MFeb 21, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $7.5MFeb 21, 2025 to Mar 31, 2025
- Pension RAUM · $2.3M to $7.5MFeb 21, 2025 to Mar 31, 2025
- RAUM · $32.5M to $61.9MFeb 21, 2025 to Mar 31, 2025
- Accounts · 824 to 958Oct 16, 2023 to Apr 1, 2024
- Advisory employees · 2 to 4Oct 16, 2023 to Apr 1, 2024
- HNW clients · 1 to 10Oct 16, 2023 to Apr 1, 2024
- Individual clients · 279 to 272Oct 16, 2023 to Apr 1, 2024
- Pension plan clients · 8 to 25Oct 16, 2023 to Apr 1, 2024
- Employees · 7 to 14Oct 16, 2023 to Apr 1, 2024
- Financial planning clients · 101-250 to 251-500Oct 16, 2023 to Apr 1, 2024
- State-registered IARs · 2 to 4Oct 16, 2023 to Apr 1, 2024
- Other offices · 2 to 1Oct 16, 2023 to Apr 1, 2024
- Discretionary RAUM · $19.6M to $32.5MOct 16, 2023 to Apr 1, 2024
- HNW RAUM · $3.3M to $10.8MOct 16, 2023 to Apr 1, 2024
- Individual RAUM · $15.6M to $19.4MOct 16, 2023 to Apr 1, 2024
- Pension RAUM · $642,531 to $2.3MOct 16, 2023 to Apr 1, 2024
Signals
5 dated events
- A••••• D•••• L•••••• left Wealthfd for V••••••• A•••••••• I••• (registered 2025-11-21)Aug 21, 2025 · Advisor changed firm · fact
- R••••• P••••• W•••• left Wealthfd for Healthyfp (registered 2025-06-25)Apr 4, 2025 · Advisor changed firm · fact
- J•••• T••••• A•••••• (Chief Compliance Officer) appeared on Schedule A of WealthfdDec 20, 2022 · Control person joined · fact
- A••• W•••••• left Wealthfd for W••••• M••••••••• S•••••••• (registered 2022-07-05)Jul 5, 2022 · Advisor changed firm · fact
- Wealthfd filed its initial SEC registration (Form ADV)May 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 215-671-6660reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- wealthfd.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 215-671-6660reportedpublic record, Form ADV, May 28, 2026
- Contact form
- wealthfd.com/pages/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $17.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026