DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E••••••••• A•••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 17, 2018 · 16 filings
SEC status approved since Jan 28, 2019
RAUM
$247M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$241M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$247M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$247M as of Mar 31, 2026
Mar 28, 2019$0 then
HNW client RAUM$112M as of Mar 31, 2026
Jul 30, 2025$115M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20191 then
Employees (5.A)4 as of Mar 31, 2026
Mar 28, 20192 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $247MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 678derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $250,651derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$129M52%
- High-net-worth individuals$112M45%
- Charitable organizations$3.8M1.6%
- Pension and profit-sharing plans$2.1M0.9%
- Corporations and businesses$141,1030.1%
- Individual clients
- 567reported
- HNW clients
- 111reported
- Pension plan clients
- 3reported
- Charitable clients
- 2reported
- Accounts
- 985reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• J•••• C•••••• · Presidentcontrolsince 11/2018 · owns less than 5%
- G••••••• J•••• C•••••• · Membercontrolsince 05/2019 · owns 50% to 75% of E••••••••• G•••• L••
- P••••• S••••• E•••••• · Partnersince 03/2020 · owns 10% to 25%
- S••••• T••••• D•••• · Director Of Operations/since 07/2022 · owns less than 5%
- W•••••• J••••• P• · Partnersince 03/2020 · owns 10% to 25%
Entity owners
- E••••••••• G•••• L•• · Ownerdirect · owns 50% to 75%
- L•• C•••••• L••• · Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- E••••••••• A••••••• L••investment advisernRAUM $307M
- E••••••••• P•••••••• L••investment advisernRAUM $704M
Advisers that list E••••••••• A•••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Memphis, TN1 employees
What changed
consecutive filings, newest first
- Accounts · 555 to 985Jul 30, 2025 to Mar 31, 2026
- Corporate clients · unset to 1.0Jul 30, 2025 to Mar 31, 2026
- HNW clients · 94 to 111Jul 30, 2025 to Mar 31, 2026
- Individual clients · 457 to 567Jul 30, 2025 to Mar 31, 2026
- Pension plan clients · 2 to 3Jul 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $195M to $247MJul 30, 2025 to Mar 31, 2026
- HNW RAUM · $115M to $112MJul 30, 2025 to Mar 31, 2026
- Individual RAUM · $74.9M to $129MJul 30, 2025 to Mar 31, 2026
- Pension RAUM · $1.4M to $2.1MJul 30, 2025 to Mar 31, 2026
- RAUM · $195M to $247MJul 30, 2025 to Mar 31, 2026
- Accounts · unset to 555.0May 29, 2024 to Jul 30, 2025
- Advisory employees · 1 to 2May 29, 2024 to Jul 30, 2025
- Advisory activities · 3 to 5May 29, 2024 to Jul 30, 2025
- BD registered reps · 1 to 2May 29, 2024 to Jul 30, 2025
- Charity clients · unset to 2.0May 29, 2024 to Jul 30, 2025
- HNW clients · unset to 94.0May 29, 2024 to Jul 30, 2025
- Individual clients · unset to 457.0May 29, 2024 to Jul 30, 2025
- Pension plan clients · unset to 2.0May 29, 2024 to Jul 30, 2025
- Employees · 5 to 4May 29, 2024 to Jul 30, 2025
- Insurance-licensed employees · 3 to 0May 29, 2024 to Jul 30, 2025
- Financial planning clients · 0 to 1-10May 29, 2024 to Jul 30, 2025
- Discretionary RAUM · unset to 194773569.0May 29, 2024 to Jul 30, 2025
- HNW RAUM · unset to 115349799.0May 29, 2024 to Jul 30, 2025
- Individual RAUM · unset to 74855462.0May 29, 2024 to Jul 30, 2025
- Non-discretionary RAUM · unset to 0.0May 29, 2024 to Jul 30, 2025
- Pension RAUM · unset to 1425811.0May 29, 2024 to Jul 30, 2025
- RAUM · unset to 194773569.0May 29, 2024 to Jul 30, 2025
- Advisory employees · 0 to 1Aug 11, 2022 to Mar 29, 2023
- Advisory activities · 2 to 3Aug 11, 2022 to Mar 29, 2023
- Insurance-licensed employees · 2 to 3Aug 11, 2022 to Mar 29, 2023
- Other offices · 0 to 1Aug 11, 2022 to Mar 29, 2023
- Accounts · 245.0 to unsetMar 9, 2021 to Mar 28, 2022
- Discretionary RAUM · 35769965.0 to unsetMar 9, 2021 to Mar 28, 2022
- Non-discretionary RAUM · 0.0 to unsetMar 9, 2021 to Mar 28, 2022
- RAUM · 35769965.0 to unsetMar 9, 2021 to Mar 28, 2022
- Accounts · 0 to 245Jan 5, 2021 to Mar 9, 2021
- Advisory employees · 2 to 0Jan 5, 2021 to Mar 9, 2021
- Advisory activities · 3 to 2Jan 5, 2021 to Mar 9, 2021
- BD registered reps · 2 to 1Jan 5, 2021 to Mar 9, 2021
- Employees · 3 to 5Jan 5, 2021 to Mar 9, 2021
Signals
3 dated events
- Gerard Joseph Mcquaid (Chief Compliance Officer And Chief Operating Offier) no longer on Schedule A of E••••••••• A•••• M••••••••• L•• (listed 2022-03-28, absent 2022-06-01)Jun 1, 2022 · Control person left · inference
- Gerard Joseph Mcquaid (Chief Compliance Officer And Chief Operating Offier) appeared on Schedule A of E••••••••• A•••• M••••••••• L••Mar 9, 2021 · Control person joined · fact
- E••••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 17, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 931-968-1127reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $247Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026