DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••••• C••••••
Legal name O••••••• C•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 17, 2020 · 12 filings
SEC status approved since Apr 16, 2020
RAUM
$892M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
18
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$892M as of Mar 30, 2026
Mar 31, 2021$686M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 31, 20212 then
Employees (5.A)10 as of Mar 30, 2026
Mar 31, 20212 then
Private funds18 as of Mar 30, 2026
Mar 31, 202112 then
RAUM +55% over the last fiscal year+15% a year over threeIARs 2 to 2offices 1 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $446MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +55%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$892M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
22 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••••••• S•••••••• F••• I•• L• | Private Equity Fund | $127M | 66 | Mar 30, 2022 |
| C•• S••••• H•••••• L••no longer reported | Private Equity Fund | $117M | 3 | Mar 30, 2022 |
| O••••••• A•••• F••• V• L• | Private Equity Fund | $104M | 8 | Mar 17, 2020 |
| O••••••• A•••• F••• V•• L• | Private Equity Fund | $75.3M | 12 | Mar 17, 2020 |
| O••••••• A•••• F••• V••• L• | Private Equity Fund | $45.3M | 11 | Mar 17, 2020 |
| O••••••• A•••• F••• V•••• L• | Private Equity Fund | $28.1M | 3 | Mar 31, 2021 |
| O••••••• A•••• F••• I•• L• | Private Equity Fund | $25.2M | 13 | Mar 6, 2019 |
| O••••••• A•••• F••• I•• L• | Private Equity Fund | $24.7M | 1 | Mar 30, 2022 |
| O••••••• O••••••••• F••• V•••• L• | Private Equity Fund | $20.9M | 5 | Mar 28, 2024 |
| O••••••• A•••• F••• X• L• | Private Equity Fund | $11.2M | 1 | Mar 30, 2022 |
| O••••••• A•••• F••• X•• L• | Private Equity Fund | $10.6M | 3 | Mar 28, 2024 |
| O••••••• O••••••••• F••• V••• L• | Private Equity Fund | $9.3M | 7 | Mar 30, 2022 |
| O••••••• O••••••••• F••• I• L•• | Private Equity Fund | $7.1M | 2 | Mar 6, 2019 |
| O••••••• O••••••••• F••• V• ••• L• | Private Equity Fund | $6.3M | 4 | Mar 30, 2022 |
| O••••••• A•••• F••• I• L•• | Private Equity Fund | $5.8M | 2 | Mar 6, 2019 |
| O••••••• O••••••••• F••• V•• L• | Private Equity Fund | $4.6M | 5 | Mar 30, 2022 |
| O••••••• O••••••••• F••• I••• L•• | Private Equity Fund | $3.9M | 1 | Mar 6, 2019 |
| O••••••• O••••••••• F••• I•• L•• | Private Equity Fund | $2.5M | 1 | Mar 6, 2019 |
| M•••• I••••••••• F••• I•• L•• | Private Equity Fund | $1.9M | 2 | Mar 6, 2019 |
| O••••••• O••••••••• F••• I•• L• | Private Equity Fund | $1.2M | 18 | Mar 31, 2021 |
| M•••• I••••••••• F••• I• L••no longer reported | Private Equity Fund | $491,666 | 1 | Mar 6, 2019 |
| O••••••• A•••• F••• I•• L••no longer reported | Private Equity Fund | $37,718 | 2 | Mar 6, 2019 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• R••• L•••• · Member, Co-Coocontrolsince 10/2017 · owns 25% to 50%
- Y•• M•••• S••• · Member, Co-Coocontrolsince 10/2017 · owns 50% to 75%
- P•••••••• C••••••••• J••• · Cco, Cfo, Closince 11/2018 · owns less than 5%
Related persons
Schedule D 7.A
- M•••• I••••••••• F••• M••••••• L••pooled vehicle sponsorn
- O••••••• A•••• F••• I• G•• L••pooled vehicle sponsorn
- O••••••• A•••• F••• V• G•• L••pooled vehicle sponsorn
- O••••••• F••• V• G•• L••pooled vehicle sponsorn
- O••••••• F••• V•• G•• L••pooled vehicle sponsorn
- O••••••• F••• V••• G•• L••pooled vehicle sponsorn
- O••••••• F••• X• G•• L••pooled vehicle sponsorn
- O••••••• F••• X• G•• L••pooled vehicle sponsorn
- O••••••• O••••••••• F••• V• G•• L••pooled vehicle sponsorn
- O••••••• O••••••••• F••• V• G•• L••pooled vehicle sponsorn
- O••••••• O••••••••• F••• V•• G•• L••pooled vehicle sponsorn
- O••••••• O••••••••• F••• V•••• L•pooled vehicle sponsorn
- O••••••• S•••••••• F••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Palo Alto, CA3 employees
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Mar 28, 2025 to Mar 30, 2026
- Employees · 7 to 10Mar 28, 2025 to Mar 30, 2026
- Other offices · 1 to 0Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $577M to $892MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $577M to $892MMar 28, 2025 to Mar 30, 2026
- RAUM · $577M to $892MMar 28, 2025 to Mar 30, 2026
- Advisory employees · 4 to 5May 3, 2024 to Mar 28, 2025
- Employees · 6 to 7May 3, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 3, 2024 to Mar 28, 2025
- Discretionary RAUM · $639M to $577MMay 3, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $639M to $577MMay 3, 2024 to Mar 28, 2025
- RAUM · $639M to $577MMay 3, 2024 to Mar 28, 2025
- Discretionary RAUM · $640M to $639MMar 28, 2024 to May 3, 2024
- Pooled vehicle RAUM · $640M to $639MMar 28, 2024 to May 3, 2024
- RAUM · $640M to $639MMar 28, 2024 to May 3, 2024
- Accounts · 17 to 18Sep 29, 2023 to Mar 28, 2024
- Pooled vehicle clients · 17 to 18Sep 29, 2023 to Mar 28, 2024
- Private funds · 17 to 18Sep 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $587M to $640MSep 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $587M to $640MSep 29, 2023 to Mar 28, 2024
- RAUM · $587M to $640MSep 29, 2023 to Mar 28, 2024
- Other offices · 0 to 1Mar 31, 2023 to Sep 29, 2023
- Advisory employees · 3 to 4May 25, 2022 to Mar 31, 2023
- Employees · 5 to 6May 25, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.1B to $587MMay 25, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.1B to $587MMay 25, 2022 to Mar 31, 2023
- RAUM · $1.1B to $587MMay 25, 2022 to Mar 31, 2023
- Accounts · 18 to 17Mar 30, 2022 to May 25, 2022
- Pooled vehicle clients · 18 to 17Mar 30, 2022 to May 25, 2022
- Private funds · 18 to 17Mar 30, 2022 to May 25, 2022
- Discretionary RAUM · $1.1B to $1.1BMar 30, 2022 to May 25, 2022
- Pooled vehicle RAUM · $1.1B to $1.1BMar 30, 2022 to May 25, 2022
- RAUM · $1.1B to $1.1BMar 30, 2022 to May 25, 2022
- Accounts · 12 to 18Aug 17, 2021 to Mar 30, 2022
- Advisory employees · 2 to 3Aug 17, 2021 to Mar 30, 2022
- Pooled vehicle clients · 12 to 18Aug 17, 2021 to Mar 30, 2022
- Employees · 2 to 5Aug 17, 2021 to Mar 30, 2022
- Private funds · 12 to 18Aug 17, 2021 to Mar 30, 2022
- Discretionary RAUM · $686M to $1.1BAug 17, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $686M to $1.1BAug 17, 2021 to Mar 30, 2022
Signals
5 dated events
- O••••••• C•••••• reported RAUM $892.3M, up 55% from $576.7M (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- O••••••• C•••••• reported RAUM $587.0M, down 47% from $1.1B (2022-05-25 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- O••••••• C•••••• reported RAUM $1.1B, up 65% from $686.5M (2021-08-17 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- O••••••• C•••••• reported RAUM $686.5M, up 176% from $249.0M (2020-05-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- O••••••• C•••••• filed its initial SEC registration (Form ADV)Mar 17, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O••••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- O••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/oneprimecapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- oneprimecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-229-8280reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026