DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O••••••• S•••••••• F••• I•• L•
Gross asset value
$127M
as of May 3, 2024; not a fund size
Peak GAV
$127M
highest filing
Owners
66
beneficial owners reported
Minimum investment
$1
as reported
Adviser and related own
3%
of the fund
Owned by funds
19%
fund-of-funds interests
Non-US owners
37%
Reported
6 filings
Mar 30, 2022 to May 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$127M as of May 3, 2024
Mar 30, 2022$24.7M then
Owners66 as of May 3, 2024
Mar 30, 202234 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-410582reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- O••••••• S•••••••• F••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons