DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• W••••• G•••• L••
Latest filing Aug 10, 2026
First filing on the tape Feb 22, 2021 · 40 filings
SEC status approved since Mar 24, 2021
RAUM
$502M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$486M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$62.8M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$502M as of Aug 10, 2026
Feb 28, 2022$144M then
HNW client RAUM$416M as of Aug 10, 2026
Feb 28, 2022$107M then
State-registered IARs (5.B.3)8 as of Aug 10, 2026
Feb 28, 20226 then
Employees (5.A)10 as of Aug 10, 2026
Feb 28, 20229 then
Private funds: no history
RAUM +59% over the last fiscal year+39% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $62.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $483,032derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.1%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$416M83%
- Individuals$70.0M14%
- Corporations and businesses$12.2M2.4%
- Pension and profit-sharing plans$3.5M0.7%
- Charitable organizations$450,2470.1%
- Individual clients
- 131reported
- HNW clients
- 117reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 1,040reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••••• M••••• K••••••••• | Charlotte, Nc | Jan 29, 2019 | 15 y | 2 |
| T•••• J••••• K••••••••• | Charlotte, Nc | Jan 29, 2019 | 11 y | 2 |
| S••••• Q•••••• L••••••• | Charlotte, Nc | Mar 8, 2019 | 16 y | 1 |
| D•••••• C•••••• C•••••• | Pittsboro, Nc | Oct 1, 2019 | 33 y | 4 |
| Z•••••• S•••• O••••••Certified Financial Planner | Advance, Nc | Feb 27, 2020 | 17 y | 1 |
| S••• M•••••• C••••••Certified Financial Planner | Charlotte, Nc | Jul 11, 2022 | 15 y | 1 |
| S•••• J•••••• D•••• | Charlotte, Nc | Oct 22, 2024 | 24 y | 0 |
| C••••• H••••••Certified Financial Planner | Charlotte, Nc | Apr 4, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••• M•••••• C•••••• from S•••••••• W••••• M••••••••• L••Jul 11, 2022 · RIA to RIA
- Z•••••• S•••• O•••••• from T••••••• I••••••••• M••••••••• I•••Feb 27, 2020 · Affiliated broker-dealer or bank to independent RIA
- D•••••• C•••••• C•••••• from C••••• F•••• A•••••••• L••Oct 1, 2019 · Other
- S••••• Q•••••• L••••••• from Q•••••• A•••• M••••••••• I•••Mar 8, 2019 · Affiliated broker-dealer or bank to independent RIA
- N••••••• M••••• K••••••••• from Q•••••• A•••• M••••••••• I•••Jan 29, 2019 · Affiliated broker-dealer or bank to independent RIA
- T•••• J••••• K••••••••• from Q•••••• A•••• M••••••••• I•••Jan 29, 2019 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Q•••••• A•••• M••••••••• I•••Jan 11, 2019 · Charlotte, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••••• N•••••••• M••••• · Chief Compliance Officer, Chief Executive Officer & Co-Foundercontrolsince 04/2018 · owns 25% to 50%
- K••••••••• T••••• J••••• · Chief Operating Officer & Co-Foundercontrolsince 04/2018 · owns 25% to 50%
- L•••••••• S•••••• Q•••••• · Chief Investment Officer And Partnersince 03/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
- T•••• J• K•••••••••investment companyy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Advance, NC1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Jan 28, 2026RAUM (Item 5.F) moved from $316,523,852 to $437,507,251 (+38.0%) between the annual amendments of 2025-04-07 and 2026-01-28; the peer median change was +16.0% (1385 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 982 to 1,040Jul 9, 2026 to Aug 10, 2026
- Charity clients · 0 to 1Jul 9, 2026 to Aug 10, 2026
- HNW clients · 115 to 117Jul 9, 2026 to Aug 10, 2026
- Individual clients · 128 to 131Jul 9, 2026 to Aug 10, 2026
- Discretionary RAUM · $438M to $502MJul 9, 2026 to Aug 10, 2026
- HNW RAUM · $360M to $416MJul 9, 2026 to Aug 10, 2026
- Individual RAUM · $63.5M to $70.0MJul 9, 2026 to Aug 10, 2026
- Pension RAUM · $3.2M to $3.5MJul 9, 2026 to Aug 10, 2026
- RAUM · $438M to $502MJul 9, 2026 to Aug 10, 2026
- Accounts · 949 to 982Aug 26, 2025 to Jan 28, 2026
- Corporate clients · 0 to 3Aug 26, 2025 to Jan 28, 2026
- HNW clients · 104 to 115Aug 26, 2025 to Jan 28, 2026
- Individual clients · 125 to 128Aug 26, 2025 to Jan 28, 2026
- Employees · 11 to 10Aug 26, 2025 to Jan 28, 2026
- Discretionary RAUM · $317M to $438MAug 26, 2025 to Jan 28, 2026
- HNW RAUM · $254M to $360MAug 26, 2025 to Jan 28, 2026
- Individual RAUM · $60.1M to $63.5MAug 26, 2025 to Jan 28, 2026
- Pension RAUM · $2.6M to $3.2MAug 26, 2025 to Jan 28, 2026
- RAUM · $317M to $438MAug 26, 2025 to Jan 28, 2026
- Financial planning clients · 101-250 to 101-250Apr 7, 2025 to Jun 5, 2025
- Advisory employees · 7 to 8Feb 7, 2025 to Apr 7, 2025
- Employees · 10 to 11Feb 7, 2025 to Apr 7, 2025
- State-registered IARs · 7 to 8Feb 7, 2025 to Apr 7, 2025
- Accounts · 920 to 949Jan 17, 2025 to Feb 7, 2025
- HNW clients · 106 to 104Jan 17, 2025 to Feb 7, 2025
- Individual clients · 127 to 125Jan 17, 2025 to Feb 7, 2025
- Discretionary RAUM · $302M to $317MJan 17, 2025 to Feb 7, 2025
- HNW RAUM · $241M to $254MJan 17, 2025 to Feb 7, 2025
- Individual RAUM · $58.5M to $60.1MJan 17, 2025 to Feb 7, 2025
- Pension RAUM · $2.4M to $2.6MJan 17, 2025 to Feb 7, 2025
- RAUM · $302M to $317MJan 17, 2025 to Feb 7, 2025
- Employees · 9 to 10Jul 3, 2024 to Sep 26, 2024
- Accounts · 898 to 920May 28, 2024 to Jul 3, 2024
- Individual clients · 129 to 127May 28, 2024 to Jul 3, 2024
- Discretionary RAUM · $257M to $302MMay 28, 2024 to Jul 3, 2024
- HNW RAUM · $204M to $241MMay 28, 2024 to Jul 3, 2024
- Individual RAUM · $51.2M to $58.5MMay 28, 2024 to Jul 3, 2024
- Pension RAUM · $2.1M to $2.4MMay 28, 2024 to Jul 3, 2024
- RAUM · $257M to $302MMay 28, 2024 to Jul 3, 2024
- Other offices · 3 to 4May 16, 2024 to May 28, 2024
Signals
2 dated events
- C•••• W••••• G•••• L•• reported RAUM $437.5M, up 38% from $316.5M (2025-08-26 to 2026-01-28)Jan 28, 2026 · RAUM change · derived
- C•••• W••••• G•••• L•• filed its initial SEC registration (Form ADV)Feb 22, 2021 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/crown-wealth-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (704) 360-3995reportedpublic record, Form ADV, Aug 10, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026