DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G•••••••• P••••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 21, 2018 · 21 filings
SEC status approved since Jan 28, 2019
RAUM
$890M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$890M
derived; firm RAUM over IAPD count
Employees
19
14 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
12
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$890M as of Mar 31, 2026
Mar 30, 2020$898M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)19 as of Mar 31, 2026
Mar 30, 202016 then
Private funds12 as of Mar 31, 2026
Mar 31, 20213 then
RAUM -5.2% over the last fiscal year-1.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $890MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $40.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 19.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $28.8M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$890M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28.8M for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J•••• P•••••• | Austin, Tx | Feb 7, 2019 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••••• I•• L••• | Real Estate Fund | $243M | 9 | Mar 31, 2022 |
| G•••••••• I• P•••••••• L••• | Real Estate Fund | $87.0M | 2 | Mar 31, 2022 |
| G•••••••• I••• L••• | Real Estate Fund | $85.2M | 7 | Mar 30, 2017 |
| G•••••••• I• T•• L••• | Real Estate Fund | $82.5M | 2 | Mar 31, 2022 |
| G•••••••• I••• L••• | Real Estate Fund | $60.5M | 13 | Mar 31, 2021 |
| G•••••••• T•••• R••••••••• I• L••• | Real Estate Fund | $53.9M | 2 | Mar 31, 2023 |
| G•••••••• J•••• V•••••• I••• L••• | Real Estate Fund | $45.1M | 8 | Mar 28, 2024 |
| W•••••• C••••••••• L••• | Real Estate Fund | $38.6M | 3 | Mar 31, 2022 |
| G•••••••• I••• L••• | Real Estate Fund | $31.3M | 2 | Jun 10, 2020 |
| G•••••••• L• C••••••••• L••• | Real Estate Fund | $20.4M | 2 | Mar 31, 2023 |
| G•••••••• A• I••••••••• L••• | Real Estate Fund | $17.8M | 2 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• E•••• E••••• · Managing Partner And Membercontrolsince 01/2019 · owns 10% to 25%
- M••••• R•••••• G••••••• · Ceo And Membercontrolsince 01/2019 · owns 25% to 50%
- S•••••• D•••• A••••• · President And Membercontrolsince 01/2019 · owns 25% to 50%
- U•••• J••••••• C•••• · Managing Partner And Membercontrolsince 01/2019 · owns 10% to 25%
- C••••••••• F•••• · Chief Compliance Officersince 01/2019 · owns less than 5%
- O••• B•••• · Chief Financial Officersince 01/2019 · owns less than 5%
Related persons
Schedule D 7.A
- G•••••••• J•••• V•••••• M••••••••• I••• L•••••pooled vehicle sponsory
- G•••••••• M••••••••• I••• L•••••bankpooled vehicle sponsory
- G•••••••• M••••••••• I••• L•••••bankpooled vehicle sponsory
- G•••••••• M••••••••• I••• L•••••bankpooled vehicle sponsory
- G•••••••• M••••••••• I•• L•••••bankpooled vehicle sponsory
- G•• M••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL5 employees
- Arlington, VA3 employees
- Austin, TX3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 31, 2026broker-dealer affiliate (Item 7.A.1): no on the filing of 2026-01-08, yes on the filing of 2026-03-31peers: ASSET_M••••••, $500M to $1B (784)
What changed
consecutive filings, newest first
- Accounts · 23 to 22Jan 8, 2026 to Mar 31, 2026
- Advisory employees · 16 to 14Jan 8, 2026 to Mar 31, 2026
- Pooled vehicle clients · 23 to 22Jan 8, 2026 to Mar 31, 2026
- Assets in custody · $24.6M to $28.8MJan 8, 2026 to Mar 31, 2026
- Employees · 22 to 19Jan 8, 2026 to Mar 31, 2026
- Discretionary RAUM · $810M to $787MJan 8, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $128M to $103MJan 8, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $939M to $890MJan 8, 2026 to Mar 31, 2026
- RAUM · $939M to $890MJan 8, 2026 to Mar 31, 2026
- Related adviser · false to trueJan 8, 2026 to Mar 31, 2026
- Related broker-dealer · false to trueJan 8, 2026 to Mar 31, 2026
- Assets in custody · $24.6M to $24.6MApr 10, 2025 to May 6, 2025
- Financial planning clients · unset to Apr 10, 2025 to May 6, 2025
- Non-discretionary RAUM · $129M to $128MApr 10, 2025 to May 6, 2025
- Pooled vehicle RAUM · $939M to $939MApr 10, 2025 to May 6, 2025
- RAUM · $939M to $939MApr 10, 2025 to May 6, 2025
- Accounts · 26 to 23Nov 12, 2024 to Apr 10, 2025
- Advisory employees · 15 to 16Nov 12, 2024 to Apr 10, 2025
- Pooled vehicle clients · 26 to 23Nov 12, 2024 to Apr 10, 2025
- Assets in custody · $26.9M to $24.6MNov 12, 2024 to Apr 10, 2025
- Employees · 20 to 22Nov 12, 2024 to Apr 10, 2025
- Private funds · 11 to 12Nov 12, 2024 to Apr 10, 2025
- Discretionary RAUM · $719M to $810MNov 12, 2024 to Apr 10, 2025
- Non-discretionary RAUM · $132M to $129MNov 12, 2024 to Apr 10, 2025
- Pooled vehicle RAUM · $852M to $939MNov 12, 2024 to Apr 10, 2025
- RAUM · $852M to $939MNov 12, 2024 to Apr 10, 2025
- Discretionary RAUM · $717M to $719MMar 28, 2024 to Apr 24, 2024
- Pooled vehicle RAUM · $849M to $852MMar 28, 2024 to Apr 24, 2024
- RAUM · $849M to $852MMar 28, 2024 to Apr 24, 2024
- Accounts · 27 to 26Apr 17, 2023 to Mar 28, 2024
- Pooled vehicle clients · 27 to 26Apr 17, 2023 to Mar 28, 2024
- Assets in custody · $36.9M to $26.9MApr 17, 2023 to Mar 28, 2024
- Private funds · 9 to 11Apr 17, 2023 to Mar 28, 2024
- Discretionary RAUM · $710M to $717MApr 17, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $235M to $132MApr 17, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $945M to $849MApr 17, 2023 to Mar 28, 2024
- RAUM · $945M to $849MApr 17, 2023 to Mar 28, 2024
- Accounts · 25 to 27Mar 31, 2023 to Apr 13, 2023
- Pooled vehicle clients · 25 to 27Mar 31, 2023 to Apr 13, 2023
- Discretionary RAUM · $700M to $710MMar 31, 2023 to Apr 13, 2023
Signals
1 dated events
- G•••••••• P••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Nov 21, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203.682.7466reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $890Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
G•••••••• P••••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…