DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••••• C•••••• M•••••••••
Wealth manager with institutional or fund businessRichmond, VirginiaCRD 299863SEC 801-132553websiteIAPD
Legal name K••••••••• C•••••• M••••••••• L••
Latest filing Aug 18, 2026
First filing on the tape Mar 27, 2025 · 5 filings
SEC status approved since Apr 25, 2025
RAUM
$142M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
37%
$52.9M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$47.3M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$142M as of Aug 18, 2026
Mar 27, 2025$100M then
HNW client RAUM$52.9M as of Aug 18, 2026
Mar 27, 2025$24.7M then
State-registered IARs (5.B.3)3 as of Aug 18, 2026
Mar 27, 20252 then
Employees (5.A)3 as of Aug 18, 2026
Mar 27, 20253 then
Private funds: no history
RAUM +41% over the last fiscal yearIARs 2 to 3offices 1 to 3
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $47.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $10.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 40%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$57.4M40%
- High-net-worth individuals$52.9M37%
- Corporations and businesses$31.6M22%
- Individual clients
- 0reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.37 fund_share=0.0 institutional_share=0.4 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• S••• | Richmond, Va | Jan 25, 2019 | 14 y | 0 |
| M•••••• N•••••••••Chartered Financial Analyst | Richmond, Va | Aug 6, 2024 | 11 y | 0 |
| S••••• S•••••• S••••• | Richmond, Va | Jul 23, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••• A••••• · Managing Principal & Ccocontrolsince 11/2018 · owns less than 5%
Entity owners
- K•• H•••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Aug 18, 2026institutional share of RAUM of 40% against a peer median of 0% (5676 comparable advisers, 98.0th percentile, 13.5 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 98% percentile
- RAUM up 25 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $100,403,208 to $141,919,614 (+41.0%) between the annual amendments of 2025-03-27 and 2026-03-24; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 10 to 14Jul 23, 2025 to Mar 24, 2026
- Discretionary RAUM · $100M to $142MJul 23, 2025 to Mar 24, 2026
- HNW RAUM · $24.7M to $52.9MJul 23, 2025 to Mar 24, 2026
- Pension RAUM · $50.8M to $57.4MJul 23, 2025 to Mar 24, 2026
- RAUM · $100M to $142MJul 23, 2025 to Mar 24, 2026
- Advisory employees · 2 to 3Jun 27, 2025 to Jul 23, 2025
- Financial planning clients · unset to Jun 27, 2025 to Jul 23, 2025
- State-registered IARs · 2 to 3Jun 27, 2025 to Jul 23, 2025
- Other offices · 2 to 3Jun 27, 2025 to Jul 23, 2025
- Other offices · 1 to 2Mar 27, 2025 to Jun 27, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 804-350-3368reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- kennondale.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (804) 350-3368reportedpublic record, Form ADV, Aug 18, 2026
- Team page
- kennondale.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026