DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• G••••• C••••••• L••
Latest filing Mar 20, 2026
First filing on the tape Aug 30, 2019 · 9 filings
SEC status approved since Sep 27, 2019
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$2.1B as of Mar 20, 2026
Mar 10, 2020$238M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 10, 20200 then
Employees (5.A)6 as of Mar 20, 2026
Mar 10, 20204 then
Private funds1 as of Mar 20, 2026
Mar 10, 20201 then
RAUM +80% over the last fiscal year+39% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $300MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 65%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +80%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$1.4B65%
- Pooled investment vehicles$743M35%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.35 institutional_share=0.65 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••• G••••• M••••• F••• L• | Hedge Fund | $470M | 50 | Dec 21, 2018 |
Owners and control persons
Schedule A and B, latest filing
- D••••• P••••••• G••• · Chief Compliance Officer, Chief Financial Officer, Chief Operating Officercontrolsince 01/2023 · owns less than 5%
- G•••••• B•••••••• M•••••• · Portfolio Managercontrolsince 06/2018 · owns 75% or more
Related persons
Schedule D 7.A
- B••• G••••• C•••••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 7Mar 28, 2025 to Mar 20, 2026
- Charity clients · 2 to 4Mar 28, 2025 to Mar 20, 2026
- Employees · 5 to 6Mar 28, 2025 to Mar 20, 2026
- Discretionary RAUM · $1.2B to $2.1BMar 28, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $584M to $743MMar 28, 2025 to Mar 20, 2026
- RAUM · $1.2B to $2.1BMar 28, 2025 to Mar 20, 2026
- Advisory employees · 3 to 4Mar 6, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 6, 2024 to Mar 28, 2025
- Discretionary RAUM · $743M to $1.2BMar 6, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $388M to $584MMar 6, 2024 to Mar 28, 2025
- RAUM · $743M to $1.2BMar 6, 2024 to Mar 28, 2025
- Employees · 6 to 5Mar 28, 2023 to Mar 6, 2024
- Discretionary RAUM · $788M to $743MMar 28, 2023 to Mar 6, 2024
- Pooled vehicle RAUM · $467M to $388MMar 28, 2023 to Mar 6, 2024
- RAUM · $788M to $743MMar 28, 2023 to Mar 6, 2024
- Accounts · 4 to 5Jan 12, 2023 to Mar 28, 2023
- Advisory employees · 4 to 3Jan 12, 2023 to Mar 28, 2023
- Charity clients · 1 to 2Jan 12, 2023 to Mar 28, 2023
- Employees · 4 to 6Jan 12, 2023 to Mar 28, 2023
- Discretionary RAUM · $683M to $788MJan 12, 2023 to Mar 28, 2023
- Pooled vehicle RAUM · $444M to $467MJan 12, 2023 to Mar 28, 2023
- RAUM · $683M to $788MJan 12, 2023 to Mar 28, 2023
- Discretionary RAUM · $455M to $683MMar 24, 2021 to Mar 2, 2022
- Pooled vehicle RAUM · $271M to $444MMar 24, 2021 to Mar 2, 2022
- RAUM · $455M to $683MMar 24, 2021 to Mar 2, 2022
- Discretionary RAUM · $238M to $455MMar 10, 2020 to Mar 24, 2021
- Pooled vehicle RAUM · $153M to $271MMar 10, 2020 to Mar 24, 2021
- RAUM · $238M to $455MMar 10, 2020 to Mar 24, 2021
- Accounts · 1 to 4Aug 30, 2019 to Mar 10, 2020
- Charity clients · unset to 1.0Aug 30, 2019 to Mar 10, 2020
- Pooled vehicle clients · 1 to 3Aug 30, 2019 to Mar 10, 2020
- Private funds · 2 to 1Aug 30, 2019 to Mar 10, 2020
- Discretionary RAUM · $117M to $238MAug 30, 2019 to Mar 10, 2020
- Pooled vehicle RAUM · $117M to $153MAug 30, 2019 to Mar 10, 2020
- RAUM · $117M to $238MAug 30, 2019 to Mar 10, 2020
Signals
8 dated events
- B••• G••••• C••••••• L•• reported RAUM $2.1B, up 80% from $1.2B (2025-03-28 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- B••• G••••• C••••••• L•• reported RAUM $1.2B, up 57% from $743.4M (2024-03-06 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Greg Phillip Deese (Chief Compliance Officer, Chief Financial Officer, Chief Operating Officer) appeared on Schedule A of B••• G••••• C••••••• L••Jan 12, 2023 · Control person joined · fact
- Mark Daniel Levinson (Chief Compliance Officer, Chief Financial Officer, Chief Operating Officer) no longer on Schedule A of B••• G••••• C••••••• L•• (listed 2022-03-02, absent 2023-01-12)Jan 12, 2023 · Control person left · inference
- B••• G••••• C••••••• L•• reported RAUM $682.6M, up 50% from $454.8M (2021-03-24 to 2022-03-02)Mar 2, 2022 · RAUM change · derived
- B••• G••••• C••••••• L•• reported RAUM $454.8M, up 91% from $237.9M (2020-03-10 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- B••• G••••• C••••••• L•• reported RAUM $237.9M, up 103% from $117.2M (2019-08-30 to 2020-03-10)Mar 10, 2020 · RAUM change · derived
- B••• G••••• C••••••• L•• filed its initial SEC registration (Form ADV)Aug 30, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blue-grotto-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- bluegrottocapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404.381.1890reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026