DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••••• L••
Latest filing Aug 19, 2026
First filing on the tape Jul 4, 2019 · 8 filings
SEC status approved since Sep 29, 2025
RAUM
$46.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
54%
$24.7M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$23.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$46.2M as of Aug 19, 2026
Oct 1, 2019$1.6M then
HNW client RAUM$8.5M as of Aug 19, 2026
Sep 24, 2025$12.0M then
State-registered IARs (5.B.3)2 as of Aug 19, 2026
Oct 1, 20192 then
Employees (5.A)2 as of Aug 19, 2026
Oct 1, 20193 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $23.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $350,284derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$21.5M46%
- Individuals$16.3M35%
- High-net-worth individuals$8.5M18%
- Individual clients
- 91reported
- HNW clients
- 7reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 132reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.54 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L•••• F••••••• R•••••••• | Buenos Aires | Jul 16, 2019 | 11 y | 0 |
| J••••• R•••••• S••• | Buenos Aires | Jan 1, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••••••• L••••• F••••••• · Ceocontrolsince 10/2018 · owns 50% to 75%
- S•••• J•••••• R•••••• · Cfocontrolsince 10/2018 · owns 50% to 75%
- G•••••••• C•••••• J••••• · Ccosince 10/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Related adviser · false to trueFeb 10, 2026 to Aug 19, 2026
- Accounts · 176 to 132Sep 24, 2025 to Feb 10, 2026
- Corporate clients · 30 to 34Sep 24, 2025 to Feb 10, 2026
- HNW clients · 13 to 7Sep 24, 2025 to Feb 10, 2026
- Individual clients · 133 to 91Sep 24, 2025 to Feb 10, 2026
- Financial planning clients · 101-250 to 0Sep 24, 2025 to Feb 10, 2026
- Discretionary RAUM · $44.3M to $46.2MSep 24, 2025 to Feb 10, 2026
- HNW RAUM · $12.0M to $8.5MSep 24, 2025 to Feb 10, 2026
- Individual RAUM · $16.3M to $16.3MSep 24, 2025 to Feb 10, 2026
- RAUM · $44.3M to $46.2MSep 24, 2025 to Feb 10, 2026
- Accounts · 204 to 176Dec 24, 2024 to Sep 24, 2025
- Corporate clients · 40 to 30Dec 24, 2024 to Sep 24, 2025
- HNW clients · 16 to 13Dec 24, 2024 to Sep 24, 2025
- Individual clients · 148 to 133Dec 24, 2024 to Sep 24, 2025
- Financial planning clients · 101-250 to 101-250Dec 24, 2024 to Sep 24, 2025
- HQ state · unset to Dec 24, 2024 to Sep 24, 2025
- Discretionary RAUM · $45.0M to $44.3MDec 24, 2024 to Sep 24, 2025
- HNW RAUM · $13.2M to $12.0MDec 24, 2024 to Sep 24, 2025
- Individual RAUM · $14.3M to $16.3MDec 24, 2024 to Sep 24, 2025
- RAUM · $45.0M to $44.3MDec 24, 2024 to Sep 24, 2025
- Accounts · 29 to 204Oct 1, 2019 to Nov 26, 2024
- Charity clients · unset to 0.0Oct 1, 2019 to Nov 26, 2024
- Corporate clients · unset to 40.0Oct 1, 2019 to Nov 26, 2024
- HNW clients · unset to 16.0Oct 1, 2019 to Nov 26, 2024
- Individual clients · 29 to 148Oct 1, 2019 to Nov 26, 2024
- Pension plan clients · unset to 0.0Oct 1, 2019 to Nov 26, 2024
- Pooled vehicle clients · unset to 0.0Oct 1, 2019 to Nov 26, 2024
- Employees · 3 to 2Oct 1, 2019 to Nov 26, 2024
- Financial planning clients · 0 to 101-250Oct 1, 2019 to Nov 26, 2024
- Discretionary RAUM · $1.6M to $45.0MOct 1, 2019 to Nov 26, 2024
- HNW RAUM · unset to 13150356.0Oct 1, 2019 to Nov 26, 2024
- Individual RAUM · $1.6M to $14.3MOct 1, 2019 to Nov 26, 2024
- Pension RAUM · unset to 0.0Oct 1, 2019 to Nov 26, 2024
- Pooled vehicle RAUM · unset to 0.0Oct 1, 2019 to Nov 26, 2024
- RAUM · $1.6M to $45.0MOct 1, 2019 to Nov 26, 2024
- Accounts · unset to 29.0Jul 24, 2019 to Oct 1, 2019
- Individual clients · unset to 29.0Jul 24, 2019 to Oct 1, 2019
- Discretionary RAUM · unset to 1647477.0Jul 24, 2019 to Oct 1, 2019
- Individual RAUM · unset to 1647477.0Jul 24, 2019 to Oct 1, 2019
- Non-discretionary RAUM · unset to 0.0Jul 24, 2019 to Oct 1, 2019
Signals
3 dated events
- S••••••• F••••••• Z•••• (Member Of The Llc) no longer on Schedule A of I•••••••• L•• (listed 2019-10-01, absent 2024-11-26)Nov 26, 2024 · Control person left · inference
- Javier Carlos Gonzalez (Cco) appeared on Schedule A of I•••••••• L••Nov 26, 2024 · Control person joined · fact
- I•••••••• L•• filed its initial SEC registration (Form ADV)Jul 4, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- i••••••••.capitalreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +5491155179633reportedpublic record, Form ADV, Aug 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026