DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mirova US
Legal name Mirova US LLC
Latest filing Jul 28, 2026
First filing on the tape Dec 26, 2018 · 23 filings
SEC status approved since Feb 11, 2019
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
64
37 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$14B as of Jul 28, 2026
Mar 30, 2020$1.4B then
HNW client RAUM$0 as of Jul 28, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Jul 28, 2026
Mar 30, 20200 then
Employees (5.A)64 as of Jul 28, 2026
Mar 30, 202032 then
Private funds: no history
RAUM +5.5% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $567MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13B94%
- Investment companies$847M6.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 24reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Georges Robert Guillaume Abel · Directorcontrolsince 12/2022 · owns less than 5%
- Alain Bruneau · Directorcontrolsince 12/2022 · owns less than 5%
- Bradley Mcmillin · Chief Financial Officercontrolsince 03/2022 · owns less than 5%
- Dirk Jens Peers · Chief Investment Officer, Directorcontrolsince 12/2018 · owns less than 5%
- Anne-Laurence Roucher · Directorcontrolsince 03/2019 · owns less than 5%
- Philippe Zaouati · Chairpersoncontrolsince 03/2022 · owns less than 5%
- Zineb Bennani · Ceosince 07/2023 · owns less than 5%
- Marie Jacques Paul-Marc Lachaud · Chief Compliance Officersince 08/2023 · owns less than 5%
Entity owners
- Mirova US Holdings LLC · Shareholder, Memberdirect · owns 75% or more
- Bpce · Shareholderindirect · owns 75% or more of Natixis Investment Managers Participations 1
- Mirova · Shareholderindirect · owns 75% or more of Mirova US Holdings LLC
- Natixis · Shareholderindirect · owns 75% or more of Natixis Investment Managers
- Natixis Investment Managers · Shareholderindirect · owns 75% or more of Natixis Investment Managers Participations 1
- Natixis Investment Managers Participations 1 · Shareholderindirect · owns 75% or more of Mirova
Related persons
Schedule D 7.A
- Dorval Asset Managementinvestment adviserreal estaten
- Flexstone Partners Sasinvestment advisern
- Mirova S.A.investment advisery
- Mirova Uk Limitedinvestment advisern
- Natixis Tradex Solutions (Ntex)broker-dealerinvestment advisern
- Ostrum Asset Managementbroker-dealerinvestment advisern
- Seventure Partnersinvestment advisern
Advisers that list Mirova US as a related person
Offices
Schedule D 1.F, the 25 largest
- Paris, France16 employees
- Paris, France11 employees
What changed
consecutive filings, newest first
- Accounts · 25 to 24Mar 28, 2025 to Mar 26, 2026
- Advisory employees · 40 to 37Mar 28, 2025 to Mar 26, 2026
- BD registered reps · 2 to 0Mar 28, 2025 to Mar 26, 2026
- Pooled vehicle clients · 22 to 23Mar 28, 2025 to Mar 26, 2026
- Employees · 69 to 64Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $13B to $14BMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $12B to $13BMar 28, 2025 to Mar 26, 2026
- RAUM · $13B to $14BMar 28, 2025 to Mar 26, 2026
- Advisory employees · 38 to 40Jun 27, 2024 to Mar 28, 2025
- BD registered reps · 0 to 2Jun 27, 2024 to Mar 28, 2025
- Employees · 67 to 69Jun 27, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Jun 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $11B to $13BJun 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $9.6B to $12BJun 27, 2024 to Mar 28, 2025
- RAUM · $11B to $13BJun 27, 2024 to Mar 28, 2025
- Wrap assets (manager) · 0.0 to unsetJun 27, 2024 to Mar 28, 2025
- Wrap assets (sponsor) · 0.0 to unsetJun 27, 2024 to Mar 28, 2025
- Accounts · 23 to 25Aug 31, 2023 to Mar 25, 2024
- Advisory employees · 35 to 38Aug 31, 2023 to Mar 25, 2024
- Pooled vehicle clients · 18 to 22Aug 31, 2023 to Mar 25, 2024
- Employees · 61 to 67Aug 31, 2023 to Mar 25, 2024
- Financial planning clients · unset to 0Aug 31, 2023 to Mar 25, 2024
- Other offices · 3 to 2Aug 31, 2023 to Mar 25, 2024
- Discretionary RAUM · $8.4B to $11BAug 31, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $7.2B to $9.6BAug 31, 2023 to Mar 25, 2024
- RAUM · $8.4B to $11BAug 31, 2023 to Mar 25, 2024
- Accounts · 31 to 23Jan 3, 2023 to Mar 27, 2023
- Advisory employees · 30 to 35Jan 3, 2023 to Mar 27, 2023
- Pooled vehicle clients · 16 to 18Jan 3, 2023 to Mar 27, 2023
- Employees · 50 to 61Jan 3, 2023 to Mar 27, 2023
- Discretionary RAUM · $9.3B to $8.4BJan 3, 2023 to Mar 27, 2023
- Pooled vehicle RAUM · $8.1B to $7.2BJan 3, 2023 to Mar 27, 2023
- RAUM · $9.3B to $8.4BJan 3, 2023 to Mar 27, 2023
- Accounts · 22 to 31Mar 2, 2022 to Mar 29, 2022
- Advisory employees · 27 to 30Mar 2, 2022 to Mar 29, 2022
- Pooled vehicle clients · 8 to 16Mar 2, 2022 to Mar 29, 2022
- Employees · 41 to 50Mar 2, 2022 to Mar 29, 2022
- Discretionary RAUM · $5.0B to $9.3BMar 2, 2022 to Mar 29, 2022
- Pooled vehicle RAUM · $4.0B to $8.1BMar 2, 2022 to Mar 29, 2022
- RAUM · $5.0B to $9.3BMar 2, 2022 to Mar 29, 2022
Signals
20 dated events
- Mirova Us reported RAUM $10.7B, up 27% from $8.4B (2023-08-31 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Keshavji Ritesh Shah (Interim Chief Executive Officer) no longer on Schedule A of Mirova Us (listed 2023-05-25, absent 2023-08-31)Aug 31, 2023 · Control person left · inference
- D Kristina Patyjewicz (Chief Compliance Officer) no longer on Schedule A of Mirova Us (listed 2023-03-27, absent 2023-05-25)May 25, 2023 · Control person left · inference
- Amber Dawn Baker (Deputy Chief Executive Officer, Clo) no longer on Schedule A of Mirova Us (listed 2023-01-03, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- Norman Eric Ward (Director) no longer on Schedule A of Mirova Us (listed 2022-09-29, absent 2023-01-03)Jan 3, 2023 · Control person left · inference
- Charles Mark Doyle (Director) no longer on Schedule A of Mirova Us (listed 2022-09-29, absent 2023-01-03)Jan 3, 2023 · Control person left · inference
- Georges Robert Guillaume Abel (Director) appeared on Schedule A of Mirova UsJan 3, 2023 · Control person joined · fact
- Zineb Bennani (Director) appeared on Schedule A of Mirova UsJan 3, 2023 · Control person joined · fact
- Alain Bruneau (Director) appeared on Schedule A of Mirova UsJan 3, 2023 · Control person joined · fact
- Keshavji Ritesh Shah (Interim Chief Executive Officer) appeared on Schedule A of Mirova UsJan 3, 2023 · Control person joined · fact
- Mirova Us reported RAUM $9.3B, up 87% from $5.0B (2022-03-02 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- D Kristina Patyjewicz (Chief Compliance Officer) appeared on Schedule A of Mirova UsMar 2, 2022 · Control person joined · fact
- Bradley Mcmillin (Chief Financial Officer) appeared on Schedule A of Mirova UsMar 2, 2022 · Control person joined · fact
- Zaouati Philippe (Chairperson) appeared on Schedule A of Mirova UsMar 2, 2022 · Control person joined · fact
- Mirova Us reported RAUM $5.0B, up 245% from $1.4B (2020-03-30 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Mirova Us reported RAUM $1.4B, up 78% from $808.8M (2019-07-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Norman Eric Ward (Director) appeared on Schedule A of Mirova UsMar 30, 2020 · Control person joined · fact
- Anne-Laurence Roucher (Chairperson) appeared on Schedule A of Mirova UsMar 30, 2020 · Control person joined · fact
- Charles Mark Doyle (Director) appeared on Schedule A of Mirova UsMar 30, 2020 · Control person joined · fact
- Mirova Us filed its initial SEC registration (Form ADV)Dec 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mirova-usreportedpublic record, Form ADV, Sep 17, 2026
- Website
- mirova.com/enreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 857-305-6333reportedpublic record, Form ADV, Jul 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026