DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cb Capital LLC

Independent wealth managerNorth Smithfield, Rhode IslandCRD 300200SEC 801-136860websiteIAPD
Latest filing Sep 4, 2026
First filing on the tape Aug 6, 2026 · 2 filings
SEC status approved since Aug 27, 2026
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$124M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$124M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$124M as of Sep 4, 2026
Aug 6, 2026$124M then
HNW client RAUM$121M as of Sep 4, 2026
Aug 6, 2026$121M then
State-registered IARs (5.B.3)1 as of Sep 4, 2026
Aug 6, 20261 then
Employees (5.A)1 as of Sep 4, 2026
Aug 6, 20261 then
Private funds: no history
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$124MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
61derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.8MderivedHNW RAUM over HNW clients
Average account
$662,012derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$66.2M, 41 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$121M97%
  • Individuals$3.3M2.7%
Individual clients
18reported
HNW clients
43reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
188reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$66.2M for 41 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Christopher Greg BenoitCertified Financial PlannerNorth Smithfield, Ri Jan 23, 201928 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G. Christopher Benoit · Member And Chief Compliance Officercontrol
        since 07/2018 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · 51-100 to 51-100
        Aug 6, 2026 to Sep 4, 2026
      • Related adviser · false to unset
        Aug 6, 2026 to Sep 4, 2026
      • Related bank · false to unset
        Aug 6, 2026 to Sep 4, 2026
      • Related broker-dealer · false to unset
        Aug 6, 2026 to Sep 4, 2026
      • Related insurance company · false to unset
        Aug 6, 2026 to Sep 4, 2026
      • Succession · false to unset
        Aug 6, 2026 to Sep 4, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      401-768-3361reportedpublished by the firm, firm site, Sep 17, 2026
      Website
      CBCapitalLLC.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      (401) 768-3361reportedpublic record, Form ADV, Sep 4, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $124Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026