DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B••••• H••••• W••••• A•••••••

Independent wealth managerVirginia Beach, VirginiaCRD 300243SEC 801-114773websiteIAPD
Legal name B••••• H••••• W••••• A•••••••• I•••
Latest filing Jul 9, 2026
First filing on the tape Jan 31, 2019 · 26 filings
SEC status approved since Feb 11, 2019
RAUM
$608M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$581M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$608M as of Jul 9, 2026
Mar 17, 2020$319M then
HNW client RAUM$458M as of Jul 9, 2026
Mar 17, 2020$215M then
State-registered IARs (5.B.3)5 as of Jul 9, 2026
Mar 17, 20204 then
Employees (5.A)8 as of Jul 9, 2026
Mar 17, 20205 then
Private funds: no history
RAUM -2.8% over the last fiscal year+11% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$101MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
95derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$397,844derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-2.8%derivedbetween the last two annual amendments
Advisor growth, one year
+25%derivedItem 5.B.3 between annual amendments
Client growth, one year
-8.9%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Wrap fee program
$608MreportedItem 5.I
Custody
$6.8M, 15 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$458M75%
  • Individuals$124M20%
  • Corporations and businesses$22.5M3.7%
  • Charitable organizations$4.3M0.7%
Individual clients
392reported
HNW clients
180reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,529reported
Financial planning clients
251-500reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$6.8M for 15 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••••• W•••• I•••••Chartered Financial AnalystVirginia Beach, VaMay 16, 201925 y2
M•••• A••••• S••••Virginia Beach, VaMay 16, 201912 y2
G••••• G••••• M••••••••Virginia Beach, VaMay 16, 201939 y2
C••••• A•••••••• P•••••Virginia Beach, VaSep 24, 202410 y2
C••••• V•• H•••••Virginia Beach, VaJun 6, 202514 y0
G••••• G••••• M••••••••Virginia Beach, VaJun 18, 202613 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • I•••••• J•••••• W•••• · Co-President, Ceo, Cio And Ccocontrol
      since 12/2018 · owns 50% to 75%
    • M••••••••• G•••••• G••••• · Co-President And Ceocontrol
      since 12/2018 · owns 50% to 75%
    • R•••••• R••• A•••• · Managing Director And Senior Wealth Advisor
      since 01/2024 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Virginia Beach, Va · principal610
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Individual clients · 453 to 392
      Jun 9, 2025 to Feb 19, 2026
    • Assets in custody · $3.8M to $6.8M
      Jun 9, 2025 to Feb 19, 2026
    • Employees · 7 to 8
      Jun 9, 2025 to Feb 19, 2026
    • State-registered IARs · 4 to 5
      Jun 9, 2025 to Feb 19, 2026
    • Discretionary RAUM · $626M to $608M
      Jun 9, 2025 to Feb 19, 2026
    • HNW RAUM · $472M to $458M
      Jun 9, 2025 to Feb 19, 2026
    • Individual RAUM · $127M to $124M
      Jun 9, 2025 to Feb 19, 2026
    • RAUM · $626M to $608M
      Jun 9, 2025 to Feb 19, 2026
    • Accounts · 1,599 to 1,529
      Jun 9, 2025 to Feb 19, 2026
    • Advisory employees · 4 to 5
      Jun 9, 2025 to Feb 19, 2026
    • HNW clients · 175 to 180
      Jun 9, 2025 to Feb 19, 2026
    • Financial planning clients · 251-500 to 251-500
      Mar 31, 2025 to Jun 9, 2025
    • Accounts · 1,404 to 1,599
      Oct 28, 2024 to Feb 10, 2025
    • Charity clients · 5.0 to unset
      Oct 28, 2024 to Feb 10, 2025
    • HNW clients · 149 to 175
      Oct 28, 2024 to Feb 10, 2025
    • Individual clients · 412 to 453
      Oct 28, 2024 to Feb 10, 2025
    • Assets in custody · $4.6M to $3.8M
      Oct 28, 2024 to Feb 10, 2025
    • Custody of client assets · false to true
      Oct 28, 2024 to Feb 10, 2025
    • Discretionary RAUM · $522M to $626M
      Oct 28, 2024 to Feb 10, 2025
    • HNW RAUM · $398M to $472M
      Oct 28, 2024 to Feb 10, 2025
    • Individual RAUM · $107M to $127M
      Oct 28, 2024 to Feb 10, 2025
    • RAUM · $522M to $626M
      Oct 28, 2024 to Feb 10, 2025
    • Accounts · 1,386 to 1,404
      Oct 5, 2023 to Feb 12, 2024
    • HNW clients · 143 to 149
      Oct 5, 2023 to Feb 12, 2024
    • Assets in custody · $3.5M to $4.6M
      Oct 5, 2023 to Feb 12, 2024
    • Custody of client assets · true to false
      Oct 5, 2023 to Feb 12, 2024
    • State-registered IARs · 5 to 4
      Oct 5, 2023 to Feb 12, 2024
    • Discretionary RAUM · $483M to $522M
      Oct 5, 2023 to Feb 12, 2024
    • HNW RAUM · $364M to $398M
      Oct 5, 2023 to Feb 12, 2024
    • Individual RAUM · $102M to $107M
      Oct 5, 2023 to Feb 12, 2024
    • RAUM · $483M to $522M
      Oct 5, 2023 to Feb 12, 2024
    • Accounts · 1,339 to 1,386
      Mar 3, 2023 to Oct 5, 2023
    • Charity clients · unset to 5.0
      Mar 3, 2023 to Oct 5, 2023
    • HNW clients · 126 to 143
      Mar 3, 2023 to Oct 5, 2023
    • Individual clients · 404 to 412
      Mar 3, 2023 to Oct 5, 2023
    • Assets in custody · $4.2M to $3.5M
      Mar 3, 2023 to Oct 5, 2023
    • Discretionary RAUM · $445M to $483M
      Mar 3, 2023 to Oct 5, 2023
    • HNW RAUM · $329M to $364M
      Mar 3, 2023 to Oct 5, 2023
    • Individual RAUM · $97.9M to $102M
      Mar 3, 2023 to Oct 5, 2023
    • RAUM · $445M to $483M
      Mar 3, 2023 to Oct 5, 2023
    Signals
    3 dated events
    • R•• A•••• R••••• left B••••• H••••• W••••• A••••••• for R•••• C••••••• A•••••••• L•• (registered 2025-04-01)
      Mar 31, 2025 · Advisor changed firm · fact
    • B••••• H••••• W••••• A••••••• reported RAUM $318.5M, up 52% from $210.0M (2019-06-11 to 2020-03-17)
      Mar 17, 2020 · RAUM change · derived
    • B••••• H••••• W••••• A••••••• filed its initial SEC registration (Form ADV)
      Jan 31, 2019 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    757-644-4373reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    757-644-4545reportedpublished by the firm, firm site, Sep 15, 2026
    Website
    b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    757-644-4545reportedpublic record, Form ADV, Jul 9, 2026
    Contact form
    b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $101Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026