DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•••••• S••••• C••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Feb 1, 2019 · 20 filings
SEC status approved since Mar 11, 2019
RAUM
$564M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
94%
$531M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$113M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$564M as of Mar 25, 2026
Mar 6, 2020$207M then
HNW client RAUM$514M as of Mar 25, 2026
Mar 6, 2020$204M then
State-registered IARs (5.B.3)5 as of Mar 25, 2026
Mar 6, 20204 then
Employees (5.A)6 as of Mar 25, 2026
Mar 6, 20205 then
Private funds: no history
RAUM +15% over the last fiscal year+21% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $113MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 121derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $894,278derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
- Wrap fee program
- $530MreportedItem 5.I
- Custody
- $25.7M, 34 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$514M91%
- Corporations and businesses$30.0M5.3%
- Individuals$17.5M3.1%
- Charitable organizations$3.3M0.6%
- Pension and profit-sharing plans$160.0%
- Individual clients
- 102reported
- HNW clients
- 503reported
- Pension plan clients
- 1reported
- Charitable clients
- 11reported
- Accounts
- 631reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $25.7M for 34 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••• C•••••• | San Francisco, Ca | Mar 13, 2019 | 10 y | 1 |
| A••••• G•••••• G•••••Chartered Financial Analyst | San Francisco, Ca | Mar 13, 2019 | 41 y | 1 |
| J••• I•• M••••••• | San Francisco, Ca | Jul 1, 2022 | 14 y | 0 |
| M•• P•••••• O••••••• | San Francisco, Ca | Sep 13, 2022 | 11 y | 0 |
| K••••••• J•• C••••••••• T••••••••Certified Financial Planner | San Francisco, Ca | Jan 2, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Z•••••• C••••• A•••• to J••• M••••• S••••••••• L••Feb 9, 2022 · RIA to wirehouse
Joined, latest
- K••••••• J•• C••••••••• T•••••••• from J••• M••••• S••••••••• L••Jan 2, 2025 · Wirehouse to independent RIA
- Z•••••• C••••• A•••• from J••• M••••• S••••••••• L••Mar 5, 2020 · Wirehouse to independent RIA
- M•••••• J••• C•••••• from J••• M••••• S••••••••• L••Mar 13, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- A••••• G•••••• G••••• from J••• M••••• S••••••••• L••Mar 13, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from J••• M••••• S••••••••• L••Mar 19, 2019 · San Francisco, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• A•••••• G•••••• · Chief Executive Officercontrolsince 03/2019 · owns 75% or more
- S•••••••• S••••• L•••• · Chief Compliance Officercontrolsince 05/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 25, 2026discretionary share of RAUM moved from 58.0% to 92.0% between the annual amendments of 2025-02-11 and 2026-03-25peers: independent wealth managers, $500M to $1B (1,482)
- custody status changedChange between filings · filing Mar 25, 2026custody of client assets (Item 9.A): no on the filing of 2025-02-11, yes on the filing of 2026-03-25peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 524 to 631Feb 11, 2025 to Mar 25, 2026
- Charity clients · 8 to 11Feb 11, 2025 to Mar 25, 2026
- Corporate clients · 16 to 14Feb 11, 2025 to Mar 25, 2026
- HNW clients · 413 to 503Feb 11, 2025 to Mar 25, 2026
- Individual clients · 86 to 102Feb 11, 2025 to Mar 25, 2026
- Assets in custody · $0 to $25.7MFeb 11, 2025 to Mar 25, 2026
- Custody of client assets · false to trueFeb 11, 2025 to Mar 25, 2026
- Discretionary RAUM · $284M to $521MFeb 11, 2025 to Mar 25, 2026
- HNW RAUM · $446M to $514MFeb 11, 2025 to Mar 25, 2026
- Individual RAUM · $13.4M to $17.5MFeb 11, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $204M to $43.4MFeb 11, 2025 to Mar 25, 2026
- Pension RAUM · $489,644 to $16Feb 11, 2025 to Mar 25, 2026
- RAUM · $489M to $564MFeb 11, 2025 to Mar 25, 2026
- Accounts · 551 to 524May 7, 2024 to Feb 11, 2025
- Advisory activities · 5 to 4May 7, 2024 to Feb 11, 2025
- Charity clients · 9 to 8May 7, 2024 to Feb 11, 2025
- Corporate clients · 18 to 16May 7, 2024 to Feb 11, 2025
- HNW clients · 420 to 413May 7, 2024 to Feb 11, 2025
- Individual clients · 103 to 86May 7, 2024 to Feb 11, 2025
- Financial planning clients · 0 to 0May 7, 2024 to Feb 11, 2025
- Discretionary RAUM · $252M to $284MMay 7, 2024 to Feb 11, 2025
- HNW RAUM · $356M to $446MMay 7, 2024 to Feb 11, 2025
- Individual RAUM · $12.0M to $13.4MMay 7, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $141M to $204MMay 7, 2024 to Feb 11, 2025
- Pension RAUM · $1.1M to $489,644May 7, 2024 to Feb 11, 2025
- RAUM · $394M to $489MMay 7, 2024 to Feb 11, 2025
- Accounts · 469 to 551May 23, 2023 to Feb 21, 2024
- Advisory activities · 2 to 5May 23, 2023 to Feb 21, 2024
- Corporate clients · 15 to 18May 23, 2023 to Feb 21, 2024
- HNW clients · 382 to 420May 23, 2023 to Feb 21, 2024
- Individual clients · 62 to 103May 23, 2023 to Feb 21, 2024
- Financial planning clients · 11-25 to 0May 23, 2023 to Feb 21, 2024
- Discretionary RAUM · $212M to $252MMay 23, 2023 to Feb 21, 2024
- HNW RAUM · $292M to $356MMay 23, 2023 to Feb 21, 2024
- Individual RAUM · $5.3M to $12.0MMay 23, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $105M to $141MMay 23, 2023 to Feb 21, 2024
- Pension RAUM · $349,593 to $1.1MMay 23, 2023 to Feb 21, 2024
- RAUM · $316M to $394MMay 23, 2023 to Feb 21, 2024
- Accounts · 378 to 469Mar 11, 2022 to Feb 14, 2023
- Advisory employees · 3 to 5Mar 11, 2022 to Feb 14, 2023
Signals
8 dated events
- Z•••••• C••••• A•••• left J•••••• S••••• C••••••• L•• for J••• M••••• S••••••••• L•• (registered 2022-03-01)Feb 9, 2022 · Advisor changed firm · fact
- J•••••• S••••• C••••••• L•• reported RAUM $309.4M, up 50% from $206.6M (2020-08-10 to 2021-01-12)Jan 12, 2021 · RAUM change · derived
- Ashley Matthew Swendiman (Member) no longer on Schedule A of J•••••• S••••• C••••••• L•• (listed 2019-06-12, absent 2019-07-01)Jul 1, 2019 · Control person left · inference
- Gilbert Andrew Graham (Chief Executive Officer) appeared on Schedule A of J•••••• S••••• C••••••• L••Jul 1, 2019 · Control person joined · fact
- Louise Megan Castleman (Chief Compliance Officer) no longer on Schedule A of J•••••• S••••• C••••••• L•• (listed 2019-02-14, absent 2019-06-12)Jun 12, 2019 · Control person left · inference
- Leigh Stacy Sizemore (Chief Compliance Officer) appeared on Schedule A of J•••••• S••••• C••••••• L••Jun 12, 2019 · Control person joined · fact
- Ashley Matthew Swendiman (Member) appeared on Schedule A of J•••••• S••••• C••••••• L••Feb 14, 2019 · Control person joined · fact
- J•••••• S••••• C••••••• L•• filed its initial SEC registration (Form ADV)Feb 1, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 415-854-5011reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/jacksonsquarecapreportedpublic record, Form ADV, Sep 18, 2026
- Website
- j•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-854-5011reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- j•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- j•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $113Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026