DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• B• W•••• C••• I••
Legal name P•••••• B• W•••• C••• I•••
Latest filing Mar 31, 2026
First filing on the tape Feb 25, 2019 · 15 filings
SEC status approved since Mar 27, 2019
RAUM
$319M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$309M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$159M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$319M as of Mar 31, 2026
Apr 1, 2020$212M then
HNW client RAUM$253M as of Mar 31, 2026
Apr 1, 2020$133M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Apr 1, 20202 then
Employees (5.A)2 as of Mar 31, 2026
Apr 1, 20202 then
Private funds: no history
RAUM +19% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $159MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 122derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $542,936derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$253M79%
- Individuals$55.7M17%
- Pension and profit-sharing plans$9.3M2.9%
- Corporations and businesses$848,2910.3%
- Individual clients
- 140reported
- HNW clients
- 103reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 587reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Z•••••• J••••• W••••Certified Financial Planner | San Luis Obispo, Ca | Mar 27, 2019 | 12 y | 1 |
| B•••• D•••• W••••Certified Financial Planner | San Luis Obispo, Ca | Apr 16, 2019 | 48 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• D•••• W•••• from F••••••• S••••••••• I•••Apr 16, 2019 · Other
- Z•••••• J••••• W•••• from S••••••••• A•••••• A•••••••• I•••Mar 27, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••• B••••• D•••• · President/ Ccocontrolsince 02/2019 · owns 75% or more
Related persons
Schedule D 7.A
- P•••••• B• W•••• C•••••• F•••••••• • I•••••••• S•••••••• I•••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Luis Obispo, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Danville, CA2 employees
What changed
consecutive filings, newest first
- Accounts · 591 to 587Mar 25, 2025 to Mar 31, 2026
- HNW clients · 88 to 103Mar 25, 2025 to Mar 31, 2026
- Individual clients · 157 to 140Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $268M to $319MMar 25, 2025 to Mar 31, 2026
- HNW RAUM · $196M to $253MMar 25, 2025 to Mar 31, 2026
- Individual RAUM · $64.2M to $55.7MMar 25, 2025 to Mar 31, 2026
- Pension RAUM · $7.6M to $9.3MMar 25, 2025 to Mar 31, 2026
- RAUM · $268M to $319MMar 25, 2025 to Mar 31, 2026
- Accounts · 582 to 591Mar 27, 2024 to Mar 25, 2025
- HNW clients · 81 to 88Mar 27, 2024 to Mar 25, 2025
- Individual clients · 160 to 157Mar 27, 2024 to Mar 25, 2025
- Financial planning clients · 101-250 to 101-250Mar 27, 2024 to Mar 25, 2025
- Other offices · 1 to 0Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $244M to $268MMar 27, 2024 to Mar 25, 2025
- HNW RAUM · $173M to $196MMar 27, 2024 to Mar 25, 2025
- Individual RAUM · $65.8M to $64.2MMar 27, 2024 to Mar 25, 2025
- Pension RAUM · $5.2M to $7.6MMar 27, 2024 to Mar 25, 2025
- RAUM · $244M to $268MMar 27, 2024 to Mar 25, 2025
- HNW clients · 71 to 81Dec 6, 2023 to Mar 27, 2024
- Individual clients · 165 to 160Dec 6, 2023 to Mar 27, 2024
- Financial planning clients · 1-10 to 101-250Dec 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $217M to $244MDec 6, 2023 to Mar 27, 2024
- HNW RAUM · $143M to $173MDec 6, 2023 to Mar 27, 2024
- Individual RAUM · $68.1M to $65.8MDec 6, 2023 to Mar 27, 2024
- RAUM · $217M to $244MDec 6, 2023 to Mar 27, 2024
- Accounts · 581 to 582Mar 30, 2022 to Mar 30, 2023
- HNW clients · 93 to 71Mar 30, 2022 to Mar 30, 2023
- Individual clients · 148 to 165Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $256M to $217MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $198M to $143MMar 30, 2022 to Mar 30, 2023
- Individual RAUM · $51.2M to $68.1MMar 30, 2022 to Mar 30, 2023
- Pension RAUM · $5.8M to $5.2MMar 30, 2022 to Mar 30, 2023
- RAUM · $256M to $217MMar 30, 2022 to Mar 30, 2023
- Accounts · 596 to 581May 12, 2021 to Mar 30, 2022
- Corporate clients · unset to 1.0May 12, 2021 to Mar 30, 2022
- HNW clients · 82 to 93May 12, 2021 to Mar 30, 2022
- Individual clients · 156 to 148May 12, 2021 to Mar 30, 2022
- Pension plan clients · unset to 2.0May 12, 2021 to Mar 30, 2022
- Discretionary RAUM · $239M to $256MMay 12, 2021 to Mar 30, 2022
- HNW RAUM · $168M to $198MMay 12, 2021 to Mar 30, 2022
Signals
1 dated events
- P••••• B• W•••• C••• I••• filed its initial SEC registration (Form ADV)Feb 25, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 925-378-3393reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 925-736-2126reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- pbwhite.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 925-736-2108reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- pbwhite.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $159Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026