DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• C•••••• M••••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Jun 18, 2021 · 10 filings
SEC status approved since Jul 19, 2021
RAUM
$736M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$736M as of Mar 27, 2026
Mar 31, 2022$402M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20220 then
Employees (5.A)19 as of Mar 27, 2026
Mar 31, 202212 then
Private funds4 as of Mar 27, 2026
Mar 31, 20222 then
RAUM -8.7% over the last fiscal year-4.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $184MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$736M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• C•••••• F••• I•• L••• | Private Equity Fund | $401M | 74 | Mar 31, 2023 |
| C••••••••• C•••••• F•••• L••• | Private Equity Fund | $302M | 63 | Sep 23, 2019 |
| C••••••••• C•••••• R••••••• C•••••••• I•• L• | Private Equity Fund | $48.1M | 34 | Mar 31, 2023 |
| C••••••••• C•••••• R••••••• C••••••••• L••• | Private Equity Fund | $46.6M | 37 | Jun 18, 2021 |
Owners and control persons
Schedule A and B, latest filing
- E••••• B•••••••• D•••• · Managing Partnercontrolsince 09/2018 · owns 25% to 50%
- H•••• B••••• F•••••••• · Managing Partnercontrolsince 09/2018 · owns 25% to 50%
- S••••••• T•••• H••• · Chief Financial Officer And Chief Compliance Officercontrolsince 11/2020 · owns less than 5%
- E••••• B•••••••• D•••• · Managing Partnercontrolsince 09/2018 · owns 50% to 75% of C••••••••• M••••••••• G•• L••
- H•••• B••••• F•••••••• · Managing Partnercontrolsince 09/2018 · owns 50% to 75% of C••••••••• M••••••••• G•• L••
Entity owners
- C••••••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 11 to 13Mar 28, 2025 to Mar 27, 2026
- Employees · 23 to 19Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $807M to $736MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $807M to $736MMar 28, 2025 to Mar 27, 2026
- RAUM · $807M to $736MMar 28, 2025 to Mar 27, 2026
- Employees · 17 to 23Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $797M to $807MMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $797M to $807MMar 27, 2024 to Mar 28, 2025
- RAUM · $797M to $807MMar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $853M to $797MMay 12, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $853M to $797MMay 12, 2023 to Mar 27, 2024
- RAUM · $853M to $797MMay 12, 2023 to Mar 27, 2024
- Accounts · 2 to 4Sep 27, 2022 to Mar 31, 2023
- Advisory employees · 8 to 11Sep 27, 2022 to Mar 31, 2023
- Pooled vehicle clients · 2 to 4Sep 27, 2022 to Mar 31, 2023
- Employees · 12 to 17Sep 27, 2022 to Mar 31, 2023
- Private funds · 2 to 4Sep 27, 2022 to Mar 31, 2023
- Discretionary RAUM · $402M to $853MSep 27, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $402M to $853MSep 27, 2022 to Mar 31, 2023
- RAUM · $402M to $853MSep 27, 2022 to Mar 31, 2023
- Discretionary RAUM · $310M to $402MJun 21, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $310M to $402MJun 21, 2021 to Mar 31, 2022
- RAUM · $310M to $402MJun 21, 2021 to Mar 31, 2022
- Private funds · 4 to 2Jun 18, 2021 to Jun 21, 2021
Signals
2 dated events
- C••••••••• C•••••• M••••••••• L• reported RAUM $853.1M, up 112% from $402.1M (2022-09-27 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- C••••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Jun 18, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- C••••••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
- C••••••••• C•••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/crossplane-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-995-8462reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026