DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• C•••••• L•
Latest filing Mar 26, 2026
First filing on the tape Mar 6, 2019 · 15 filings
SEC status approved since Apr 5, 2019
RAUM
$3.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$3.5B as of Mar 26, 2026
Mar 30, 2020$695M then
HNW client RAUM$0 as of Mar 26, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 30, 20200 then
Employees (5.A)30 as of Mar 26, 2026
Mar 30, 202015 then
Private funds9 as of Mar 26, 2026
Mar 30, 20204 then
RAUM +28% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $386MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.3B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.3B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• C••••••••• I••••••••• F••• I•••• L••• | Private Equity Fund | $898M | 3 | Mar 30, 2020 |
| P••••••• C••••••••• I••••••••• O••••••• F••• I•• S••• | Private Equity Fund | $302M | 24 | Aug 1, 2019 |
| P••••••• C••••••••• I••••••••• O•••••• F••• I•• L••• | Private Equity Fund | $257M | 36 | Aug 1, 2019 |
| P••••••• H•••••• C•••••••• L• | Private Equity Fund | $248M | 22 | Mar 26, 2021 |
| P••••••• C••••••••• I••••••••• 8•• • Q••• F••• I•• L••• | Private Equity Fund | $62.3M | 3 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- D••••• C••••••• R•••••• · Chief Financial Officercontrolsince 05/2019 · owns less than 5%
- J••••••• O•••• S•••• · Foundercontrolsince 02/2019 · owns less than 5%
- K•••••• N••••• N•• · General Counsel, Chief Compliance Officercontrolsince 06/2021 · owns less than 5%
- J••••••• O•••• S•••• · Limited Partnercontrolsince 02/2019 · owns 75% or more of P••••••• C•••••• H••••••• L•
- J••••••• O•••• S•••• · Managing Membercontrolsince 02/2019 · owns 75% or more of H•••• I••••••••• A••••••• L••
Entity owners
- H•••• I••••••••• A••••••• L•• · General Partnerdirect · owns less than 5%
- P••••••• C•••••• H••••••• L• · Limited Partnerdirect · owns 75% or more
- H•••• I••••••••• A••••••• L•• · General Partnerindirect · owns F of P••••••• C•••••• H••••••• L•
Related persons
Schedule D 7.A
- P••••••• C••••••••• I••••••••• G• L••bankpooled vehicle sponsorn
- P••••••• C••••••••• I••••••••• O••••••• G• S•••bankpooled vehicle sponsorn
Advisers that list P••••••• C•••••• L• as a related person
- 167953 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 9Mar 27, 2025 to Mar 26, 2026
- Advisory employees · 15 to 13Mar 27, 2025 to Mar 26, 2026
- Pooled vehicle clients · 8 to 9Mar 27, 2025 to Mar 26, 2026
- Assets in custody · $2.7B to $2.3BMar 27, 2025 to Mar 26, 2026
- Employees · 28 to 30Mar 27, 2025 to Mar 26, 2026
- Private funds · 8 to 9Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.7B to $3.5BMar 27, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $2.7B to $3.5BMar 27, 2025 to Mar 26, 2026
- RAUM · $2.7B to $3.5BMar 27, 2025 to Mar 26, 2026
- Accounts · 5 to 8Apr 19, 2024 to Mar 27, 2025
- Pooled vehicle clients · 5 to 8Apr 19, 2024 to Mar 27, 2025
- Assets in custody · $2.5B to $2.7BApr 19, 2024 to Mar 27, 2025
- Financial planning clients · unset to Apr 19, 2024 to Mar 27, 2025
- Private funds · 5 to 8Apr 19, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.5B to $2.7BApr 19, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $2.5B to $2.7BApr 19, 2024 to Mar 27, 2025
- RAUM · $2.5B to $2.7BApr 19, 2024 to Mar 27, 2025
- Advisory employees · 11 to 15Mar 29, 2023 to Mar 27, 2024
- Assets in custody · $2.4B to $2.5BMar 29, 2023 to Mar 27, 2024
- Employees · 22 to 28Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.4B to $2.5BMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.4B to $2.5BMar 29, 2023 to Mar 27, 2024
- RAUM · $2.4B to $2.5BMar 29, 2023 to Mar 27, 2024
- Advisory employees · 10 to 11May 26, 2022 to Mar 29, 2023
- Business name · M••••• I••••••••• A••••••• L• to P••••••• C•••••• L•May 26, 2022 to Mar 29, 2023
- Assets in custody · $2.2B to $2.4BMay 26, 2022 to Mar 29, 2023
- Employees · 21 to 22May 26, 2022 to Mar 29, 2023
- Legal name · M••••• I••••••••• A••••••• L• to P••••••• C•••••• L•May 26, 2022 to Mar 29, 2023
- Discretionary RAUM · $2.2B to $2.4BMay 26, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.2B to $2.4BMay 26, 2022 to Mar 29, 2023
- RAUM · $2.2B to $2.4BMay 26, 2022 to Mar 29, 2023
- Advisory employees · 8 to 10Sep 9, 2021 to Mar 30, 2022
- Assets in custody · $441M to $2.2BSep 9, 2021 to Mar 30, 2022
- Employees · 20 to 21Sep 9, 2021 to Mar 30, 2022
- Discretionary RAUM · $899M to $2.2BSep 9, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $899M to $2.2BSep 9, 2021 to Mar 30, 2022
- RAUM · $899M to $2.2BSep 9, 2021 to Mar 30, 2022
- Accounts · 4 to 5Sep 16, 2020 to Mar 26, 2021
- Advisory employees · 7 to 8Sep 16, 2020 to Mar 26, 2021
- Pooled vehicle clients · 4 to 5Sep 16, 2020 to Mar 26, 2021
Signals
7 dated events
- P••••••• C•••••• L• reported RAUM $3.5B, up 28% from $2.7B (2025-03-27 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Washburn Jonathan Cole (Chief Compliance Officer) no longer on Schedule A of P••••••• C•••••• L• (listed 2022-03-30, absent 2022-05-26)May 26, 2022 · Control person left · inference
- P••••••• C•••••• L• reported RAUM $2.2B, up 147% from $898.6M (2021-09-09 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Nmn Nitin Khakee (General Counsel) appeared on Schedule A of P••••••• C•••••• L•Sep 9, 2021 · Control person joined · fact
- P••••••• C•••••• L• reported RAUM $898.6M, up 29% from $695.0M (2020-09-16 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- Raymond Chester Dawes (Chief Financial Officer) appeared on Schedule A of P••••••• C•••••• L•Aug 1, 2019 · Control person joined · fact
- M••••• I••••••••• A••••••• L• filed its initial SEC registration (Form ADV)Mar 6, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- P••••••• C•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/palistarreportedpublic record, Form ADV, Sep 18, 2026
- Website
- palistar.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-583-8660reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026