DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• W••••• A•••••••• I•••
Latest filing Mar 16, 2026
First filing on the tape Mar 27, 2019 · 14 filings
SEC status approved since Apr 26, 2019
RAUM
$218M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$218M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$218M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$218M as of Mar 16, 2026
Mar 9, 2020$112M then
HNW client RAUM$197M as of Mar 16, 2026
Mar 9, 2020$86.8M then
State-registered IARs (5.B.3)1 as of Mar 16, 2026
Mar 9, 20201 then
Employees (5.A)3 as of Mar 16, 2026
Mar 9, 20201 then
Private funds: no history
RAUM +21% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $218MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 133derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $603,178derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$197M91%
- Individuals$20.4M9.4%
- Individual clients
- 54reported
- HNW clients
- 79reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 361reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H•••• J• H••••••Certified Financial Planner | Woodbury, Mn | Jan 1, 2026 | 33 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- H•••• J• H•••••• from P••••••• W••••• M•••••••••Jan 1, 2026 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• H••••• J• · Ceo/Cco/Ownercontrolsince 01/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 268 to 361Jan 29, 2025 to Mar 16, 2026
- HNW clients · 74 to 79Jan 29, 2025 to Mar 16, 2026
- Individual clients · 51 to 54Jan 29, 2025 to Mar 16, 2026
- Financial planning clients · 0 to 101-250Jan 29, 2025 to Mar 16, 2026
- Discretionary RAUM · $181M to $218MJan 29, 2025 to Mar 16, 2026
- HNW RAUM · $160M to $197MJan 29, 2025 to Mar 16, 2026
- Individual RAUM · $20.7M to $20.4MJan 29, 2025 to Mar 16, 2026
- RAUM · $181M to $218MJan 29, 2025 to Mar 16, 2026
- Accounts · 315 to 268Feb 27, 2024 to Jan 29, 2025
- HNW clients · 70 to 74Feb 27, 2024 to Jan 29, 2025
- Individual clients · 50 to 51Feb 27, 2024 to Jan 29, 2025
- Employees · 2 to 3Feb 27, 2024 to Jan 29, 2025
- Financial planning clients · 101-250 to 0Feb 27, 2024 to Jan 29, 2025
- Discretionary RAUM · $159M to $181MFeb 27, 2024 to Jan 29, 2025
- HNW RAUM · $141M to $160MFeb 27, 2024 to Jan 29, 2025
- Individual RAUM · $18.1M to $20.7MFeb 27, 2024 to Jan 29, 2025
- RAUM · $159M to $181MFeb 27, 2024 to Jan 29, 2025
- Discretionary RAUM · $138M to $159MMar 22, 2023 to Feb 27, 2024
- HNW RAUM · $126M to $141MMar 22, 2023 to Feb 27, 2024
- Individual RAUM · $12.0M to $18.1MMar 22, 2023 to Feb 27, 2024
- RAUM · $138M to $159MMar 22, 2023 to Feb 27, 2024
- Accounts · 299 to 315Mar 22, 2023 to Feb 27, 2024
- HNW clients · 72 to 70Mar 22, 2023 to Feb 27, 2024
- Individual clients · 38 to 50Mar 22, 2023 to Feb 27, 2024
- Financial planning clients · 1-10 to 101-250Mar 22, 2023 to Feb 27, 2024
- Accounts · 280 to 299Mar 16, 2022 to Mar 22, 2023
- HNW clients · 70 to 72Mar 16, 2022 to Mar 22, 2023
- Individual clients · 35 to 38Mar 16, 2022 to Mar 22, 2023
- Discretionary RAUM · $158M to $138MMar 16, 2022 to Mar 22, 2023
- HNW RAUM · $145M to $126MMar 16, 2022 to Mar 22, 2023
- Individual RAUM · $13.2M to $12.0MMar 16, 2022 to Mar 22, 2023
- RAUM · $158M to $138MMar 16, 2022 to Mar 22, 2023
- Accounts · 250 to 280Aug 13, 2021 to Mar 16, 2022
- HNW clients · 63 to 70Aug 13, 2021 to Mar 16, 2022
- Individual clients · 36 to 35Aug 13, 2021 to Mar 16, 2022
- Discretionary RAUM · $130M to $158MAug 13, 2021 to Mar 16, 2022
- HNW RAUM · $117M to $145MAug 13, 2021 to Mar 16, 2022
- Individual RAUM · $13.1M to $13.2MAug 13, 2021 to Mar 16, 2022
- RAUM · $130M to $158MAug 13, 2021 to Mar 16, 2022
- Accounts · 247 to 250Jun 24, 2020 to Mar 15, 2021
Signals
1 dated events
- E•••••• W••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Mar 27, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@e•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 651-203-7920reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/enspyre-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 651-203-7920reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $218Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026