DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• F••••••••
Legal name D•••• K••••• I•••••••••
Latest filing Mar 2, 2026
First filing on the tape Mar 19, 2019 · 13 filings
SEC status approved since Apr 22, 2019
RAUM
$300M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$300M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$300M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$300M as of Mar 2, 2026
Feb 16, 2020$174M then
HNW client RAUM$135M as of Mar 2, 2026
Feb 16, 2020$29.3M then
State-registered IARs (5.B.3)1 as of Mar 2, 2026
Feb 16, 20201 then
Employees (5.A)3 as of Mar 2, 2026
Feb 16, 20203 then
Private funds: no history
RAUM +2.4% over the last fiscal year+13% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $300MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 741derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $262,927derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +26%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$166M55%
- High-net-worth individuals$135M45%
- Individual clients
- 660reported
- HNW clients
- 81reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,141reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• R••••• K••••• | Sarasota, Fl | May 21, 2019 | 24 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• R••••• K••••• from F•••• A••••• A••••••• S•••••••• I•••May 21, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• D•••• R• · Ceo And Ccocontrolsince 01/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,153 to 1,141Mar 17, 2025 to Mar 2, 2026
- HNW clients · 57 to 81Mar 17, 2025 to Mar 2, 2026
- Individual clients · 532 to 660Mar 17, 2025 to Mar 2, 2026
- Discretionary RAUM · $293M to $300MMar 17, 2025 to Mar 2, 2026
- HNW RAUM · $100M to $135MMar 17, 2025 to Mar 2, 2026
- Individual RAUM · $193M to $166MMar 17, 2025 to Mar 2, 2026
- RAUM · $293M to $300MMar 17, 2025 to Mar 2, 2026
- Accounts · 699 to 1,153Feb 12, 2024 to Mar 17, 2025
- HNW clients · 23 to 57Feb 12, 2024 to Mar 17, 2025
- Individual clients · 676 to 532Feb 12, 2024 to Mar 17, 2025
- Financial planning clients · unset to Feb 12, 2024 to Mar 17, 2025
- Discretionary RAUM · $245M to $293MFeb 12, 2024 to Mar 17, 2025
- HNW RAUM · $45.0M to $100MFeb 12, 2024 to Mar 17, 2025
- Individual RAUM · $200M to $193MFeb 12, 2024 to Mar 17, 2025
- RAUM · $245M to $293MFeb 12, 2024 to Mar 17, 2025
- Accounts · 1,232 to 699Jan 10, 2023 to Feb 5, 2024
- HNW clients · 27 to 23Jan 10, 2023 to Feb 5, 2024
- Individual clients · 625 to 676Jan 10, 2023 to Feb 5, 2024
- Discretionary RAUM · $210M to $245MJan 10, 2023 to Feb 5, 2024
- HNW RAUM · $40.0M to $45.0MJan 10, 2023 to Feb 5, 2024
- Individual RAUM · $170M to $200MJan 10, 2023 to Feb 5, 2024
- RAUM · $210M to $245MJan 10, 2023 to Feb 5, 2024
- Accounts · 1,059 to 1,232Jan 21, 2022 to Jan 10, 2023
- HNW clients · 41 to 27Jan 21, 2022 to Jan 10, 2023
- Individual clients · 442 to 625Jan 21, 2022 to Jan 10, 2023
- Discretionary RAUM · $242M to $210MJan 21, 2022 to Jan 10, 2023
- HNW RAUM · $62.0M to $40.0MJan 21, 2022 to Jan 10, 2023
- Individual RAUM · $180M to $170MJan 21, 2022 to Jan 10, 2023
- RAUM · $242M to $210MJan 21, 2022 to Jan 10, 2023
- Accounts · 375 to 1,059Jan 21, 2021 to Jan 21, 2022
- HNW clients · 21 to 41Jan 21, 2021 to Jan 21, 2022
- Individual clients · 403 to 442Jan 21, 2021 to Jan 21, 2022
- Discretionary RAUM · $200M to $242MJan 21, 2021 to Jan 21, 2022
- HNW RAUM · $40.0M to $62.0MJan 21, 2021 to Jan 21, 2022
- Individual RAUM · $160M to $180MJan 21, 2021 to Jan 21, 2022
- RAUM · $200M to $242MJan 21, 2021 to Jan 21, 2022
- Accounts · 902 to 375Jun 29, 2020 to Jan 21, 2021
- Discretionary RAUM · $174M to $200MJun 29, 2020 to Jan 21, 2021
- HNW RAUM · $29.3M to $40.0MJun 29, 2020 to Jan 21, 2021
- Individual RAUM · $145M to $160MJun 29, 2020 to Jan 21, 2021
Signals
1 dated events
- K••••• F•••••••• filed its initial SEC registration (Form ADV)Mar 19, 2019 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 941-556-6307reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- kennonfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 941-556-6307reportedpublic record, Form ADV, Mar 2, 2026
- Team page
- kennonfinancial.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $300Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026