DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••••• F••••• O•••••• L••
Latest filing Jul 8, 2026
First filing on the tape Mar 21, 2019 · 18 filings
SEC status approved since Apr 22, 2019
RAUM
$533M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$524M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$133M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$533M as of Jul 8, 2026
Feb 10, 2020$126M then
HNW client RAUM$500M as of Jul 8, 2026
Feb 10, 2020$122M then
State-registered IARs (5.B.3)3 as of Jul 8, 2026
Feb 10, 20203 then
Employees (5.A)3 as of Jul 8, 2026
Feb 10, 20203 then
Private funds: no history
RAUM +18% over the last fiscal year+19% a year over threeIARs 4 to 3offices 0 to 1
Practice profile
derived from the filing of Jul 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $133MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.2MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $208M, 54 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$500M94%
- Individuals$23.9M4.5%
- Corporations and businesses$9.6M1.8%
- Individual clients
- 63reported
- HNW clients
- 80reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 478reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $208M for 54 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• S•••• S••••Certified Financial Planner | York, Pa | May 13, 2019 | 25 y | 2 |
| B•••• D•••• L••••• | York, Pa | May 15, 2019 | 16 y | 1 |
| T••••• N••••• H•••••• | York, Pa | May 17, 2019 | 11 y | 0 |
| T••••• D•••••• K•••••• | York, Pa | Mar 9, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- N••• C••••••••• L•••••••• to S••••••••• F•••••••• G••••• L••Sep 15, 2025 · RIA to RIA
Joined, latest
- B•••• D•••• L••••• from A•••••••• G•••• I• L••May 15, 2019 · Other
- D•••• S•••• S•••• from M•• S••••••••• I•••May 13, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• T•••••• N••••• · Managing Member/Chief Compliance Officercontrolsince 03/2019 · owns 25% to 50%
- L•••••• B••••• D•••• · Managing Membercontrolsince 03/2019 · owns 25% to 50%
- S••••• D••••• S•••• · Managing Membercontrolsince 03/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| York, Pa · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 436 to 478Mar 3, 2025 to Mar 6, 2026
- Advisory employees · 4 to 3Mar 3, 2025 to Mar 6, 2026
- HNW clients · 72 to 80Mar 3, 2025 to Mar 6, 2026
- Individual clients · 52 to 63Mar 3, 2025 to Mar 6, 2026
- Assets in custody · $165M to $208MMar 3, 2025 to Mar 6, 2026
- Employees · 4 to 3Mar 3, 2025 to Mar 6, 2026
- State-registered IARs · 4 to 3Mar 3, 2025 to Mar 6, 2026
- Other offices · 0 to 1Mar 3, 2025 to Mar 6, 2026
- Discretionary RAUM · $446M to $527MMar 3, 2025 to Mar 6, 2026
- HNW RAUM · $423M to $500MMar 3, 2025 to Mar 6, 2026
- Individual RAUM · $20.3M to $23.9MMar 3, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $5.4M to $6.2MMar 3, 2025 to Mar 6, 2026
- RAUM · $452M to $533MMar 3, 2025 to Mar 6, 2026
- Accounts · 373 to 436Apr 30, 2024 to Mar 3, 2025
- Corporate clients · 1 to 2Apr 30, 2024 to Mar 3, 2025
- HNW clients · 56 to 72Apr 30, 2024 to Mar 3, 2025
- Individual clients · 54 to 52Apr 30, 2024 to Mar 3, 2025
- Pension plan clients · 0 to 1Apr 30, 2024 to Mar 3, 2025
- Assets in custody · $148M to $165MApr 30, 2024 to Mar 3, 2025
- Financial planning clients · unset to Apr 30, 2024 to Mar 3, 2025
- Discretionary RAUM · $362M to $446MApr 30, 2024 to Mar 3, 2025
- HNW RAUM · $331M to $423MApr 30, 2024 to Mar 3, 2025
- Individual RAUM · $25.9M to $20.3MApr 30, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $4.6M to $5.4MApr 30, 2024 to Mar 3, 2025
- RAUM · $366M to $452MApr 30, 2024 to Mar 3, 2025
- Accounts · 317 to 373Jul 13, 2023 to Mar 11, 2024
- Advisory employees · 3 to 4Jul 13, 2023 to Mar 11, 2024
- Advisory activities · 2 to 3Jul 13, 2023 to Mar 11, 2024
- HNW clients · 54 to 56Jul 13, 2023 to Mar 11, 2024
- Individual clients · 42 to 54Jul 13, 2023 to Mar 11, 2024
- Assets in custody · $126M to $148MJul 13, 2023 to Mar 11, 2024
- Employees · 3 to 4Jul 13, 2023 to Mar 11, 2024
- State-registered IARs · 3 to 4Jul 13, 2023 to Mar 11, 2024
- Discretionary RAUM · $312M to $362MJul 13, 2023 to Mar 11, 2024
- HNW RAUM · $287M to $331MJul 13, 2023 to Mar 11, 2024
- Individual RAUM · $19.4M to $25.9MJul 13, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $2.8M to $4.6MJul 13, 2023 to Mar 11, 2024
- RAUM · $314M to $366MJul 13, 2023 to Mar 11, 2024
- Accounts · 257 to 317Mar 1, 2022 to Mar 9, 2023
- HNW clients · 52 to 54Mar 1, 2022 to Mar 9, 2023
Signals
3 dated events
- N••• C••••••••• L•••••••• left C••••••••• F••••• O•••••• L•• for S••••••••• F•••••••• G••••• L•• (registered 2025-10-14)Sep 15, 2025 · Advisor changed firm · fact
- C••••••••• F••••• O•••••• L•• reported RAUM $274.2M, up 118% from $125.9M (2020-06-19 to 2021-03-01)Mar 1, 2021 · RAUM change · derived
- C••••••••• F••••• O•••••• L•• filed its initial SEC registration (Form ADV)Mar 21, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••••• F••••• O•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 717-893-5056reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 717-296-2277reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 717-893-5055reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/collective-family-officereportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (717) 893-5055reportedpublic record, Form ADV, Jul 8, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $133Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026