DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Jun 5, 2026
First filing on the tape Jul 19, 2019 · 17 filings
SEC status approved since Sep 18, 2019
RAUM
$126M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$126M as of Jun 5, 2026
Mar 13, 2020$43.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 5, 2026
Mar 13, 20200 then
Employees (5.A)12 as of Jun 5, 2026
Mar 13, 202011 then
Private funds: 1
RAUM +3.9% over the last fiscal year-9.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $63.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 12.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $126M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$126M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $126M for 2 clientsreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••• F•••••• | Miami, Fl | Dec 19, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- F••••••• D• S•••• O••••••• to A•••• C•••••• P••••••• L••Jun 20, 2024 · Other
- A•••• D••• C•••••• to I••• I••••••••• S••••••••• I•••Feb 5, 2024 · Other
- A•••• D••• C•••••• to A•••• C•••••• P••••••• L••May 5, 2023 · Other
Joined, latest
- A•••• D••• C•••••• from A•••• C•••••• P••••••• L••Oct 23, 2023 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••• E••••••• O••••••••• F••••• F••• L••no longer reported | Hedge Fund | $9.3M | 7 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- F••••• A•••••• C•••• · Chief Operating Officer, Managingpartner, Chief Executive Officercontrolsince 03/2023 · owns less than 5%
- H••••••• E••••••• R••• · Chief Executive Officercontrolsince 03/2019 · owns less than 5%
- M•••••••• T••••• H••••• · Chief Legal Officercontrolsince 07/2024 · owns less than 5%
- R••••••••• V•••• L•• · Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- S••••• A••••••••• A•••••• D• L••• G• D• S•••• · Chief Financial Officer (Ria Only)controlsince 11/2021 · owns less than 5%
- H••••••• E••••••• R••• · Owner, Membercontrolsince 06/2015 · owns 75% or more of L•••• H••••••• L••
Entity owners
- L•••• H••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•••• C•••••• P••••••• L••investment advisernRAUM $5.3B
- L• C••••••• G•• L••pooled vehicle sponsory
- L• O••••••• F••• G•• L•••pooled vehicle sponsory
- L•• G•••• G•• L••pooled vehicle sponsory
- L•••• F•••••••• S••••••• G••••• D• R••••••• L••••investment advisern
- L•••• 5• M••••••••• G•• L••pooled vehicle sponsory
- L•••• A••••••••• D• R••••••• L••••investment advisern
- L•••• A••••••• N•• L•••• J• G•• L••pooled vehicle sponsory
- L•••• C•••••• P••••••• ••••••••• L••investment adviseryRAUM $1.6B
- L•••• C•••••• G•• L••pooled vehicle sponsory
- L•••• C• G•• L•••pooled vehicle sponsory
- L•••• C••••• G••••• D• R••••••• L••••investment advisern
- L•••• C••••• O••••••••• U• G•• L••pooled vehicle sponsory
- L•••• C••••• U• •••• L••investment advisery
- L•••• F•••••• G•• L••pooled vehicle sponsory
- L•••• L••• E•••••• G•• L••pooled vehicle sponsory
- L•••• M• M••••••••• F••• G•• L••pooled vehicle sponsory
- L•••• N• A••••• M••••••••• G•• L••pooled vehicle sponsory
- L•••• P•••••• E••••• U• •••• L••investment adviserpooled vehicle sponsory
- L•••• R••• E••••• I•• G•• L••pooled vehicle sponsory
- L•••• R••• E••••• U• •••• L••investment adviserpooled vehicle sponsory
- L•••• S•••• I•••• G•• L••pooled vehicle sponsory
- L•••• U• R••• E••••• O••••••••• G•• L••pooled vehicle sponsory
- L•• G•• L•••pooled vehicle sponsory
- L•• 2• G•• L••pooled vehicle sponsory
- L•• G•• L••pooled vehicle sponsory
- L•• G•• L••pooled vehicle sponsory
- P••••• R••• E••••• G•••••• D• R••••••• L••••investment advisern
- S••••••••• G• I• L••pooled vehicle sponsory
Advisers that list L•••• U••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 1 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $121M to $126MMay 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $121M to $126MMay 7, 2025 to Mar 31, 2026
- RAUM · $121M to $126MMay 7, 2025 to Mar 31, 2026
- Accounts · 1 to 2Mar 31, 2025 to May 7, 2025
- Corporate clients · 1 to 2Mar 31, 2025 to May 7, 2025
- Assets in custody · $114M to $121MMar 31, 2025 to May 7, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 7, 2025
- Advisory employees · 9 to 7Jul 25, 2024 to Mar 31, 2025
- Advisory activities · 2 to 1Jul 25, 2024 to Mar 31, 2025
- BD registered reps · 4 to 0Jul 25, 2024 to Mar 31, 2025
- Employees · 13 to 12Jul 25, 2024 to Mar 31, 2025
- Other offices · 0 to 1Jul 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $114M to $121MJul 25, 2024 to Mar 31, 2025
- RAUM · $114M to $121MJul 25, 2024 to Mar 31, 2025
- Advisory activities · 1 to 2Jun 16, 2023 to Mar 30, 2024
- BD registered reps · 3 to 4Jun 16, 2023 to Mar 30, 2024
- Assets in custody · $172M to $114MJun 16, 2023 to Mar 30, 2024
- Employees · 14 to 13Jun 16, 2023 to Mar 30, 2024
- Discretionary RAUM · $172M to $114MJun 16, 2023 to Mar 30, 2024
- RAUM · $172M to $114MJun 16, 2023 to Mar 30, 2024
- Accounts · 3 to 1Mar 5, 2023 to Mar 31, 2023
- Advisory employees · 6 to 9Mar 5, 2023 to Mar 31, 2023
- BD registered reps · 1 to 3Mar 5, 2023 to Mar 31, 2023
- Corporate clients · unset to 1.0Mar 5, 2023 to Mar 31, 2023
- Pooled vehicle clients · 3.0 to unsetMar 5, 2023 to Mar 31, 2023
- Assets in custody · $5.9M to $172MMar 5, 2023 to Mar 31, 2023
- Employees · 10 to 14Mar 5, 2023 to Mar 31, 2023
- Private funds · 1 to unsetMar 5, 2023 to Mar 31, 2023
- Discretionary RAUM · $5.9M to $172MMar 5, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · 5903817.0 to unsetMar 5, 2023 to Mar 31, 2023
- RAUM · $5.9M to $172MMar 5, 2023 to Mar 31, 2023
- Accounts · 2 to 3Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 4 to 6Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 3Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $18.1M to $5.9MMar 31, 2021 to Mar 31, 2022
- Other offices · 1 to 0Mar 31, 2021 to Mar 31, 2022
- Private funds · unset to 1Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $18.1M to $5.9MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $18.1M to $5.9MMar 31, 2021 to Mar 31, 2022
- RAUM · $18.1M to $5.9MMar 31, 2021 to Mar 31, 2022
Signals
18 dated events
- Taina Hutten Camargo (Chief Legal Officer) no longer on Schedule A of L•••• U••• L•• (listed 2024-04-09, absent 2024-07-25)Jul 25, 2024 · Control person left · inference
- Helena Thais Monteiro (Chief Legal Officer) appeared on Schedule A of L•••• U••• L••Jul 25, 2024 · Control person joined · fact
- F••••••• D• S•••• O••••••• left L•••• U••• L•• for A•••• C•••••• P••••••• L•• (registered 2026-01-30)Jun 20, 2024 · Advisor changed firm · fact
- Taina Hutten Camargo (Chief Legal Officer) appeared on Schedule A of L•••• U••• L••Apr 9, 2024 · Control person joined · fact
- Alessandra Augusta De Lima G. Da S•••• Souza (Chief Financial Officer (Ria Only)) appeared on Schedule A of L•••• U••• L••Apr 9, 2024 · Control person joined · fact
- Vicki Lin Reighard-Kean (Chief Compliance Officer) appeared on Schedule A of L•••• U••• L••Mar 30, 2024 · Control person joined · fact
- Joseph Elias Reigadas (Chief Compliance Officer) no longer on Schedule A of L•••• U••• L•• (listed 2023-06-16, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- A•••• D••• C•••••• left L•••• U••• L•• for I••• I••••••••• S••••••••• I••• (registered 2025-07-23)Feb 5, 2024 · Advisor changed firm · fact
- Hutten Taina Camargo (Chief Legal Officer) no longer on Schedule A of L•••• U••• L•• (listed 2023-03-31, absent 2023-06-16)Jun 16, 2023 · Control person left · inference
- Antonio Cesar Filpo (Chief Operating Officer, Managing Partner, Chief Executive Officer) appeared on Schedule A of L•••• U••• L••Jun 16, 2023 · Control person joined · fact
- Joseph Elias Reigadas (Chief Compliance Officer) appeared on Schedule A of L•••• U••• L••Jun 16, 2023 · Control person joined · fact
- De Lima G. Da S•••• Alessandra Augusta Souza (Chief Financial Officer) no longer on Schedule A of L•••• U••• L•• (listed 2023-03-31, absent 2023-06-16)Jun 16, 2023 · Control person left · inference
- M Robert Brito (Chief Compliance Officer) no longer on Schedule A of L•••• U••• L•• (listed 2023-03-31, absent 2023-06-16)Jun 16, 2023 · Control person left · inference
- A•••• D••• C•••••• left L•••• U••• L•• for A•••• C•••••• P••••••• L•• (registered 2023-10-04)May 5, 2023 · Advisor changed firm · fact
- M Robert Brito (Chief Compliance Officer) appeared on Schedule A of L•••• U••• L••Mar 13, 2020 · Control person joined · fact
- Renaux Stephan Sabrit (Member And Chief Executive Officer Of L•••• C•••••• P••••••• ••••••••• L••) no longer on Schedule A of L•••• U••• L•• (listed 2019-07-23, absent 2019-08-13)Aug 13, 2019 · Control person left · inference
- L•••• U••• L•• reported RAUM $138.9M, down 55% from $310.0M (2019-07-23 to 2019-08-13)Aug 13, 2019 · RAUM change · derived
- L•••• U••• L•• filed its initial SEC registration (Form ADV)Jul 19, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- L••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-929-9200reportedpublic record, Form ADV, Jun 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $126Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
L•••• U••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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