DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Level Wealth Management LLC
Latest filing Jan 22, 2026
First filing on the tape Aug 17, 2022 · 8 filings
SEC status approved since Sep 19, 2022
RAUM
$237M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$237M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$78.8M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$237M as of Jan 22, 2026
Jan 30, 2023$99.2M then
HNW client RAUM$231M as of Jan 22, 2026
Jan 30, 2023$91.6M then
State-registered IARs (5.B.3)2 as of Jan 22, 2026
Jan 30, 20231 then
Employees (5.A)3 as of Jan 22, 2026
Jan 30, 20231 then
Private funds: no history
RAUM +30% over the last fiscal year+34% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $78.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $547,524derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$231M98%
- Individuals$5.8M2.4%
- Individual clients
- 15reported
- HNW clients
- 79reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 432reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Aaron Hedrick ParrishCertified Financial Planner | Greensboro, Nc | Apr 1, 2019 | 17 y | 3 |
| Richard Andrew CookCertified Financial Planner | Greensboro, Nc | Jul 5, 2023 | 12 y | 1 |
| Robert Michael StarinskyCertified Financial Planner | Greensboro, Nc | Aug 24, 2026 | 15 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Robert Michael Starinsky from Vanguard Advisers, Inc.Aug 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Richard Andrew Cook from Cambridge Investment Research Advisors, Inc.Jul 5, 2023 · Affiliated broker-dealer or bank to independent RIA
- Aaron Hedrick Parrish from Triad Financial Advisors, Inc.Apr 1, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hedrick Aaron Parrish · President And Ccocontrolsince 03/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greensboro, Nc · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC2 employees
What changed
consecutive filings, newest first
- Accounts · 372 to 432Oct 1, 2025 to Jan 22, 2026
- HNW clients · 69 to 79Oct 1, 2025 to Jan 22, 2026
- Financial planning clients · 1-10 to 0Oct 1, 2025 to Jan 22, 2026
- Discretionary RAUM · $180M to $234MOct 1, 2025 to Jan 22, 2026
- HNW RAUM · $177M to $231MOct 1, 2025 to Jan 22, 2026
- Individual RAUM · $4.7M to $5.8MOct 1, 2025 to Jan 22, 2026
- Non-discretionary RAUM · $2.2M to $2.4MOct 1, 2025 to Jan 22, 2026
- RAUM · $182M to $237MOct 1, 2025 to Jan 22, 2026
- Accounts · 303 to 372Jan 26, 2024 to Feb 4, 2025
- Corporate clients · 1.0 to unsetJan 26, 2024 to Feb 4, 2025
- HNW clients · 56 to 69Jan 26, 2024 to Feb 4, 2025
- Individual clients · 14 to 15Jan 26, 2024 to Feb 4, 2025
- Employees · 2 to 3Jan 26, 2024 to Feb 4, 2025
- Financial planning clients · 1-10 to 1-10Jan 26, 2024 to Feb 4, 2025
- Discretionary RAUM · $122M to $180MJan 26, 2024 to Feb 4, 2025
- HNW RAUM · $119M to $177MJan 26, 2024 to Feb 4, 2025
- Individual RAUM · $5.2M to $4.7MJan 26, 2024 to Feb 4, 2025
- Non-discretionary RAUM · $2.0M to $2.2MJan 26, 2024 to Feb 4, 2025
- RAUM · $124M to $182MJan 26, 2024 to Feb 4, 2025
- Accounts · 275 to 303Sep 27, 2023 to Jan 26, 2024
- HNW clients · 42 to 56Sep 27, 2023 to Jan 26, 2024
- Individual clients · 22 to 14Sep 27, 2023 to Jan 26, 2024
- Discretionary RAUM · $97.3M to $122MSep 27, 2023 to Jan 26, 2024
- HNW RAUM · $91.6M to $119MSep 27, 2023 to Jan 26, 2024
- Individual RAUM · $7.6M to $5.2MSep 27, 2023 to Jan 26, 2024
- Non-discretionary RAUM · $1.9M to $2.0MSep 27, 2023 to Jan 26, 2024
- RAUM · $99.2M to $124MSep 27, 2023 to Jan 26, 2024
- Advisory employees · 1 to 2Jan 30, 2023 to Sep 27, 2023
- Employees · 1 to 2Jan 30, 2023 to Sep 27, 2023
- State-registered IARs · 1 to 2Jan 30, 2023 to Sep 27, 2023
- Other offices · 0 to 1Jan 30, 2023 to Sep 27, 2023
- Accounts · 270 to 275Aug 31, 2022 to Jan 30, 2023
- HNW clients · 53 to 42Aug 31, 2022 to Jan 30, 2023
- Individual clients · 16 to 22Aug 31, 2022 to Jan 30, 2023
- Financial planning clients · 51-100 to 1-10Aug 31, 2022 to Jan 30, 2023
- Discretionary RAUM · $99.8M to $97.3MAug 31, 2022 to Jan 30, 2023
- HNW RAUM · $98.2M to $91.6MAug 31, 2022 to Jan 30, 2023
- Individual RAUM · $3.4M to $7.6MAug 31, 2022 to Jan 30, 2023
- Non-discretionary RAUM · $1.8M to $1.9MAug 31, 2022 to Jan 30, 2023
- RAUM · $102M to $99.2MAug 31, 2022 to Jan 30, 2023
Signals
1 dated events
- Level Wealth Management Llc filed its initial SEC registration (Form ADV)Aug 17, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 336-355-1432reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 336-685-1955reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 704-312-2490reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- levelwm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 336-355-1432reportedpublic record, Form ADV, Jan 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026