DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hawke Financial Group
Legal name Hawke Financial Group, LLC
Latest filing Apr 3, 2026
First filing on the tape Apr 23, 2019 · 19 filings
SEC status approved since May 24, 2019
RAUM
$270M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$238M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$135M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$270M as of Apr 3, 2026
Mar 31, 2020$104M then
HNW client RAUM$59.0M as of Apr 3, 2026
Mar 31, 2020$17.0M then
State-registered IARs (5.B.3)2 as of Apr 3, 2026
Mar 31, 20203 then
Employees (5.A)2 as of Apr 3, 2026
Mar 31, 20203 then
Private funds: no history
RAUM +6.0% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $135MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 276derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $139,095derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -27%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$179M66%
- High-net-worth individuals$59.0M22%
- Corporations and businesses$32.0M12%
- Individual clients
- 516reported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 1,938reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Greg O. Bitter | St Anthony, Id | Jan 8, 2026 | 25 y | 2 |
| Jason Steven Hawke | Meridian, Id | Jan 12, 2026 | 26 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jason Steven Hawke from B. Riley Wealth Advisors, Inc.Sep 1, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- Greg O. Bitter from B. Riley Wealth Advisors, Inc.Jun 26, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from B. Riley Wealth Advisors, Inc.Mar 27, 2019 · Meridian, Id
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Steven Jason Hawke · President And Ccocontrolsince 02/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Meridian, Id · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 3, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $254,279,317 to $269,566,677, advisors 2 to 2, private clients 754 to 551, offices 0 to 0 (2025-04-01 to 2026-04-03)peers: independent wealth managers, $100M to $500M (5,676)
- account count surgeChange between filings · filing Apr 3, 2026accounts (Item 5.F.2.f) moved from 1,107.0 to 1,938.0 (+75.0%) between the annual amendments of 2025-04-01 and 2026-04-03; the peer median change was +5.0% (3688 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 1,107 to 1,938Jan 9, 2026 to Apr 3, 2026
- Corporate clients · 13 to 20Jan 9, 2026 to Apr 3, 2026
- HNW clients · 81 to 35Jan 9, 2026 to Apr 3, 2026
- Individual clients · 673 to 516Jan 9, 2026 to Apr 3, 2026
- Pension plan clients · 22.0 to unsetJan 9, 2026 to Apr 3, 2026
- Discretionary RAUM · $254M to $270MJan 9, 2026 to Apr 3, 2026
- HNW RAUM · $92.1M to $59.0MJan 9, 2026 to Apr 3, 2026
- Individual RAUM · $123M to $179MJan 9, 2026 to Apr 3, 2026
- Pension RAUM · 14651998.0 to unsetJan 9, 2026 to Apr 3, 2026
- RAUM · $254M to $270MJan 9, 2026 to Apr 3, 2026
- Accounts · 1,091 to 1,107Mar 30, 2024 to Apr 1, 2025
- Advisory employees · 3 to 2Mar 30, 2024 to Apr 1, 2025
- Corporate clients · 14 to 13Mar 30, 2024 to Apr 1, 2025
- HNW clients · 76 to 81Mar 30, 2024 to Apr 1, 2025
- Individual clients · 676 to 673Mar 30, 2024 to Apr 1, 2025
- Pension plan clients · 19 to 22Mar 30, 2024 to Apr 1, 2025
- Employees · 3 to 2Mar 30, 2024 to Apr 1, 2025
- Financial planning clients · 0 to 0Mar 30, 2024 to Apr 1, 2025
- State-registered IARs · 3 to 2Mar 30, 2024 to Apr 1, 2025
- Discretionary RAUM · $198M to $254MMar 30, 2024 to Apr 1, 2025
- HNW RAUM · $95.7M to $92.1MMar 30, 2024 to Apr 1, 2025
- Individual RAUM · $64.6M to $123MMar 30, 2024 to Apr 1, 2025
- Pension RAUM · $12.6M to $14.7MMar 30, 2024 to Apr 1, 2025
- RAUM · $198M to $254MMar 30, 2024 to Apr 1, 2025
- Accounts · 1,056 to 1,091Mar 28, 2023 to Mar 30, 2024
- HNW clients · 62 to 76Mar 28, 2023 to Mar 30, 2024
- Individual clients · 517 to 676Mar 28, 2023 to Mar 30, 2024
- Pension plan clients · 3 to 19Mar 28, 2023 to Mar 30, 2024
- Discretionary RAUM · $184M to $198MMar 28, 2023 to Mar 30, 2024
- HNW RAUM · $110M to $95.7MMar 28, 2023 to Mar 30, 2024
- Individual RAUM · $65.0M to $64.6MMar 28, 2023 to Mar 30, 2024
- Pension RAUM · $2.5M to $12.6MMar 28, 2023 to Mar 30, 2024
- RAUM · $184M to $198MMar 28, 2023 to Mar 30, 2024
- Accounts · 927 to 1,056Apr 25, 2022 to Mar 28, 2023
- Advisory activities · 3 to 4Apr 25, 2022 to Mar 28, 2023
- Corporate clients · 12 to 14Apr 25, 2022 to Mar 28, 2023
- HNW clients · 46 to 62Apr 25, 2022 to Mar 28, 2023
- Individual clients · 598 to 517Apr 25, 2022 to Mar 28, 2023
- Pension plan clients · 4 to 3Apr 25, 2022 to Mar 28, 2023
- Discretionary RAUM · $158M to $184MApr 25, 2022 to Mar 28, 2023
Signals
1 dated events
- Hawke Financial Group filed its initial SEC registration (Form ADV)Apr 23, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- idahofinancialplanner.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (208) 855-9400reportedpublic record, Form ADV, Apr 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $135Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026