DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Flowstone Partners, LLC
Latest filing Jul 7, 2026
First filing on the tape Apr 4, 2019 · 23 filings
SEC status approved since May 3, 2019
RAUM
$767M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$767M as of Jul 7, 2026
Mar 26, 2020$36.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 7, 2026
Mar 26, 20200 then
Employees (5.A)7 as of Jul 7, 2026
Mar 26, 20205 then
Private funds: no history
RAUM +3.8% over the last fiscal year+14% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $767MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$767M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Eric Becker · Board Directorcontrolsince 03/2019 · owns less than 5%
- Peter Scott Conners · President; Manager Board Membercontrolsince 03/2019 · owns 10% to 25%
- Jean Stacey Gillespie · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- Howard Avy Stein · Board Directorcontrolsince 03/2019 · owns less than 5%
- Michael Carrano · Managing Directorsince 08/2024 · owns 10% to 25%
- Andreas Muenderlein · Managing Directorsince 08/2024 · owns 10% to 25%
Entity owners
- Flowstone Investors, LLC · Managing Member/Holding Companydirect · owns 50% to 75%
- Cp Midco LLC · Holding Companyindirect · owns 75% or more of Flowstone Investors, LLC
- Cp Parent, LLC · Holding Companyindirect · owns 75% or more of Cp Midco LLC
Related persons
Schedule D 7.A
- Cresset Asset Management, LLCinvestment advisernRAUM $79B
- Peakline Partners, LLCinvestment adviserpooled vehicle sponsornRAUM $2.8B
- True Capital Managementinvestment advisernRAUM $1.6B
Advisers that list Flowstone Partners, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
What changed
consecutive filings, newest first
- Other offices · 4 to 2Feb 26, 2026 to Apr 8, 2026
- Related bank · false to trueFeb 26, 2026 to Apr 8, 2026
- Related broker-dealer · false to trueFeb 26, 2026 to Apr 8, 2026
- Other offices · 1 to 4Dec 1, 2025 to Feb 26, 2026
- Discretionary RAUM · $739M to $767MDec 1, 2025 to Feb 26, 2026
- RAUM · $739M to $767MDec 1, 2025 to Feb 26, 2026
- Financial planning clients · unset to Mar 4, 2025 to Jul 21, 2025
- Advisory activities · 2 to 1Sep 3, 2024 to Mar 4, 2025
- HQ city · AVON to Sep 3, 2024 to Mar 4, 2025
- HQ state · CT to Sep 3, 2024 to Mar 4, 2025
- Discretionary RAUM · $711M to $739MSep 3, 2024 to Mar 4, 2025
- RAUM · $711M to $739MSep 3, 2024 to Mar 4, 2025
- Advisory activities · 1 to 2Jan 2, 2024 to Mar 25, 2024
- Discretionary RAUM · $523M to $711MJan 2, 2024 to Mar 25, 2024
- RAUM · $523M to $711MJan 2, 2024 to Mar 25, 2024
- Employees · 6 to 7Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $316M to $523MMar 31, 2022 to Mar 29, 2023
- RAUM · $316M to $523MMar 31, 2022 to Mar 29, 2023
- BD registered reps · 6 to 5Mar 31, 2021 to Mar 31, 2022
- Insurance-licensed employees · 1 to 0Mar 31, 2021 to Mar 31, 2022
- Other offices · 2 to 1Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $106M to $316MMar 31, 2021 to Mar 31, 2022
- RAUM · $106M to $316MMar 31, 2021 to Mar 31, 2022
- BD registered reps · 4 to 6Mar 26, 2020 to Mar 31, 2021
- Employees · 5 to 6Mar 26, 2020 to Mar 31, 2021
- Other offices · 1 to 2Mar 26, 2020 to Mar 31, 2021
- Discretionary RAUM · $36.6M to $106MMar 26, 2020 to Mar 31, 2021
- RAUM · $36.6M to $106MMar 26, 2020 to Mar 31, 2021
- Advisory employees · 6 to 5Aug 30, 2019 to Mar 26, 2020
- Employees · 7 to 5Aug 30, 2019 to Mar 26, 2020
- Insurance-licensed employees · 0 to 1Aug 30, 2019 to Mar 26, 2020
- Discretionary RAUM · $30.2M to $36.6MAug 30, 2019 to Mar 26, 2020
- RAUM · $30.2M to $36.6MAug 30, 2019 to Mar 26, 2020
- Accounts · unset to 1.0Jun 19, 2019 to Aug 30, 2019
- Discretionary RAUM · unset to 30225000.0Jun 19, 2019 to Aug 30, 2019
- Non-discretionary RAUM · unset to 0.0Jun 19, 2019 to Aug 30, 2019
- RAUM · unset to 30225000.0Jun 19, 2019 to Aug 30, 2019
- Advisory employees · 5 to 6Apr 4, 2019 to Jun 19, 2019
- Employees · 6 to 7Apr 4, 2019 to Jun 19, 2019
- Other offices · 0 to 1Apr 4, 2019 to Jun 19, 2019
Signals
16 dated events
- Peter John Amboian (Board Director) no longer on Schedule A of Flowstone Partners, Llc (listed 2024-08-21, absent 2024-09-03)Sep 3, 2024 · Control person left · inference
- A Mayo Shattuck (Board Director) no longer on Schedule A of Flowstone Partners, Llc (listed 2024-08-21, absent 2024-09-03)Sep 3, 2024 · Control person left · inference
- Eric Paul Tramontano (Board Director) no longer on Schedule A of Flowstone Partners, Llc (listed 2024-08-21, absent 2024-09-03)Sep 3, 2024 · Control person left · inference
- A Mayo Shattuck (Board Director) appeared on Schedule A of Flowstone Partners, LlcAug 21, 2024 · Control person joined · fact
- Jeannette Marianne Schmitt Hellauer (Trustee) no longer on Schedule A of Flowstone Partners, Llc (listed 2024-08-07, absent 2024-08-21)Aug 21, 2024 · Control person left · inference
- Mayo A Shattuck (Iii) (Director) no longer on Schedule A of Flowstone Partners, Llc (listed 2024-08-07, absent 2024-08-21)Aug 21, 2024 · Control person left · inference
- Paul Eric Tramontano (Director) appeared on Schedule A of Flowstone Partners, LlcAug 7, 2024 · Control person joined · fact
- John Peter Amboian (Director) appeared on Schedule A of Flowstone Partners, LlcAug 7, 2024 · Control person joined · fact
- Mayo A Shattuck (Iii) (Director) appeared on Schedule A of Flowstone Partners, LlcAug 7, 2024 · Control person joined · fact
- Flowstone Partners, Llc reported RAUM $710.5M, up 36% from $522.9M (2024-01-02 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Keller Kenton Pettit (Chief Compliance Officer) no longer on Schedule A of Flowstone Partners, Llc (listed 2024-01-02, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Jean Stacey Gillespie (Chief Compliance Officer) appeared on Schedule A of Flowstone Partners, LlcMar 25, 2024 · Control person joined · fact
- Flowstone Partners, Llc reported RAUM $522.9M, up 65% from $316.1M (2022-03-31 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Flowstone Partners, Llc reported RAUM $316.1M, up 197% from $106.3M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Jeannette Marianne Schmitt Hellauer (Trustee) appeared on Schedule A of Flowstone Partners, LlcMar 26, 2020 · Control person joined · fact
- Flowstone Partners, Llc filed its initial SEC registration (Form ADV)Apr 4, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/flowstone-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- flowstonepartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-288-7700reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026