DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• G••••• A•••• M••••••••• L••••••
Latest filing Mar 24, 2026
First filing on the tape Nov 29, 2021 · 9 filings
SEC status approved since Jan 3, 2022
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$2.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
46
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$13B as of Mar 24, 2026
Mar 22, 2023$2.0B then
HNW client RAUM: $1.9M
State-registered IARs (5.B.3)1 as of Mar 24, 2026
Mar 22, 20230 then
Employees (5.A)46 as of Mar 24, 2026
Mar 22, 202348 then
Private funds1 as of Apr 30, 2024
Mar 22, 20231 then
RAUM +109% over the last fiscal year+89% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $13BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 3derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $607MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 46.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +109%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $13B, 22 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.4B71%
- Banks and thrifts$3.8B28%
- Corporations and businesses$89.8M0.7%
- Insurance companies$58.1M0.4%
- High-net-worth individuals$1.9M0.0%
- Investment companies$431,5690.0%
- Individuals$87,0590.0%
- Individual clients
- 2reported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13B for 22 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.71 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• E••••••• M•••••• P••• L••• S•••• F•••• I••••• A•••• M••••• F••• | Hedge Fund | $98.8M | 41 | Nov 29, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•• W•••• · Ceocontrolsince 09/2017 · owns less than 5%
- M•• J••••••• · Coocontrolsince 11/2018 · owns less than 5%
- Y•• A••••• L•• F•• · Chief Compliance Officersince 07/2020 · owns less than 5%
Entity owners
- G•••••• A•••• M••••••••• H•• · Sole Shareholderdirect · owns 75% or more
- H• G• H••••••• L•••••• · Shareholderindirect · owns 25% to 50% of G•••••• A•••• M••••••••• H••
- H•••••••• F••• I•• G••• · Shareholderindirect · owns F of H•••••••• F••• I••• L•••
- H•••••••• F••• I••• L••• · Shareholderindirect · owns 75% or more of H• G• H••••••• L••••••
- O••••••• P•••• H••••••• L•• · Shareholderindirect · owns 75% or more of W••••••• I••••••••• L••••••
- T•••••• H•••••••• L••• · Shareholderindirect · owns 75% or more of O••••••• P•••• H••••••• L••
- W••••••• I••••••••• L•••••• · Shareholderindirect · owns 25% to 50% of G•••••• A•••• M••••••••• H••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $6,389,598,020 to $13,351,055,790 (+109.0%) between the annual amendments of 2025-03-27 and 2026-03-24; the peer median change was +13.0% (631 comparable advisers, 97.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 17 to 22Mar 27, 2025 to Mar 24, 2026
- Advisory employees · 14 to 11Mar 27, 2025 to Mar 24, 2026
- Corporate clients · 2 to 3Mar 27, 2025 to Mar 24, 2026
- HNW clients · unset to 1.0Mar 27, 2025 to Mar 24, 2026
- Individual clients · 1 to 2Mar 27, 2025 to Mar 24, 2026
- Pooled vehicle clients · 7 to 9Mar 27, 2025 to Mar 24, 2026
- Assets in custody · $5.1M to $13BMar 27, 2025 to Mar 24, 2026
- Employees · 44 to 46Mar 27, 2025 to Mar 24, 2026
- Discretionary RAUM · $6.4B to $13BMar 27, 2025 to Mar 24, 2026
- HNW RAUM · unset to 1903383.0Mar 27, 2025 to Mar 24, 2026
- Individual RAUM · $0 to $87,059Mar 27, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $4.7M to $0Mar 27, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $4.8B to $9.4BMar 27, 2025 to Mar 24, 2026
- RAUM · $6.4B to $13BMar 27, 2025 to Mar 24, 2026
- Accounts · 15 to 17Jun 5, 2024 to Mar 27, 2025
- Advisory employees · 15 to 14Jun 5, 2024 to Mar 27, 2025
- Advisory activities · 2 to 3Jun 5, 2024 to Mar 27, 2025
- Individual clients · unset to 1.0Jun 5, 2024 to Mar 27, 2025
- Pension plan clients · 1.0 to unsetJun 5, 2024 to Mar 27, 2025
- Pooled vehicle clients · 10 to 7Jun 5, 2024 to Mar 27, 2025
- Assets in custody · unset to 5064262.0Jun 5, 2024 to Mar 27, 2025
- Custody of client assets · false to trueJun 5, 2024 to Mar 27, 2025
- Employees · 48 to 44Jun 5, 2024 to Mar 27, 2025
- Insurance-licensed employees · 0 to 1Jun 5, 2024 to Mar 27, 2025
- Financial planning clients · unset to Jun 5, 2024 to Mar 27, 2025
- HQ state · unset to Jun 5, 2024 to Mar 27, 2025
- State-registered IARs · 0 to 1Jun 5, 2024 to Mar 27, 2025
- Private funds · 1 to unsetJun 5, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.2B to $6.4BJun 5, 2024 to Mar 27, 2025
- Individual RAUM · unset to 0.0Jun 5, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $4.1M to $4.7MJun 5, 2024 to Mar 27, 2025
- Pension RAUM · 12587977.0 to unsetJun 5, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $2.1B to $4.8BJun 5, 2024 to Mar 27, 2025
- RAUM · $2.2B to $6.4BJun 5, 2024 to Mar 27, 2025
- Accounts · 17 to 15Mar 22, 2023 to Mar 15, 2024
- Advisory employees · 14 to 15Mar 22, 2023 to Mar 15, 2024
- Corporate clients · 3 to 2Mar 22, 2023 to Mar 15, 2024
- Pooled vehicle clients · 12 to 10Mar 22, 2023 to Mar 15, 2024
- Discretionary RAUM · $2.0B to $2.2BMar 22, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $0 to $4.1MMar 22, 2023 to Mar 15, 2024
Signals
4 dated events
- G•••••• G••••• A•••• M••••••••• L•••••• reported RAUM $13.4B, up 109% from $6.4B (2025-03-27 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- G•••••• G••••• A•••• M••••••••• L•••••• reported RAUM $6.4B, up 187% from $2.2B (2024-06-05 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- G•••••• G••••• A•••• M••••••••• L•••••• reported RAUM $2.0B, down 27% from $2.7B (2022-07-28 to 2023-03-22)Mar 22, 2023 · RAUM change · derived
- G•••••• G••••• A•••• M••••••••• L•••••• filed its initial SEC registration (Form ADV)Nov 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gaoteng-global-asset-management-limitedreportedpublic record, Form ADV, Sep 18, 2026
- Website
- gaotengasset.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +852 3892 8900reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026