DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Strategic Income Advisors

Former SEC-registered adviserLa Jolla, CaliforniaCRD 304072SEC 801-116980IAPD
Latest filing Nov 8, 2019
First filing on the tape Jun 18, 2019 · 5 filings
RAUM
$27.0M
reported, Item 5.F
Discretionary
21%
of RAUM
Private clients
100%
$27.0M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$27.0M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$27.0M as of Nov 8, 2019
Jun 18, 2019$27.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Nov 8, 2019
Jun 18, 20190 then
Employees (5.A)1 as of Nov 8, 2019
Jun 18, 20191 then
Private funds: no history
Practice profile
derived from the filing of Nov 8, 2019; every figure names its basis
RAUM per advisor
$27.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$13.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
21%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$27.0M100%
Individual clients
2reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
William Leonard PrinceChartered Financial AnalystLos Angeles, CaNov 14, 202525 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Leonard William Prince · Ccocontrol
      since 03/2019 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Legal name · BENELUX RESEARCH PARTNERS to STRATEGIC INCOME ADVISORS
      Aug 16, 2019 to Nov 8, 2019
    • Business name · BENELUX RESEARCH PARTNERS to STRATEGIC INCOME ADVISORS
      Aug 9, 2019 to Aug 16, 2019
    • Accounts · 8 to 2
      Jun 18, 2019 to Aug 8, 2019
    • Individual clients · 4 to 2
      Jun 18, 2019 to Aug 8, 2019
    Signals
    1 dated events
    • Benelux Research Partners filed its initial SEC registration (Form ADV)
      Jun 18, 2019 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $27.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026