DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kcm Investment Advisors
Legal name Kcm Investment Advisors, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 76 filings
SEC status approved since May 8, 1998
RAUM
$6.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$5.3B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$860M
derived; firm RAUM over IAPD count
Employees
20
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
76 filings and snapshots on the tape
RAUM$6.0B as of Mar 30, 2026
Mar 30, 2012$2.4B then
HNW client RAUM$5.1B as of Mar 30, 2026
Mar 27, 2018$3.9B then
State-registered IARs (5.B.3)7 as of Mar 30, 2026
May 1, 20130 then
Employees (5.A)20 as of Mar 30, 2026
May 1, 201310 then
Private funds1 as of Mar 31, 2022
Mar 5, 20211 then
RAUM +2.8% over the last fiscal year+6.5% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $860MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 213derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.9derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $3.9B, 1,117 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.1B85%
- Charitable organizations$344M5.7%
- Corporations and businesses$261M4.3%
- Individuals$229M3.8%
- Pension and profit-sharing plans$87.2M1.4%
- Individual clients
- 400reported
- HNW clients
- 1,092reported
- Pension plan clients
- 43reported
- Charitable clients
- 37reported
- Accounts
- 3,432reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.9B for 1,117 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Donald Olsen Jesberg | Greenbrae, Ca | Sep 7, 2017 | 45 y | 0 |
| John Arthur Lundin | Greenbrae, Ca | Sep 18, 2017 | 44 y | 0 |
| Raymond James Randolph | Greenbrae, Ca | Apr 30, 2021 | 28 y | 1 |
| Honna Manhan LiCertified Financial Planner | Greenbrae, Ca | Aug 9, 2022 | 30 y | 2 |
| John Crawford Pogue | Greenbrae, Ca | Mar 23, 2024 | 41 y | 0 |
| Michelle Lorraine Durgy | Greenbrae, Ca | Mar 23, 2024 | 26 y | 1 |
| Guy Jon Benstead | Greenbrae, Ca | Jan 22, 2026 | 37 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Daniel Robert D'Orazio to Scharf Investments, LLCSep 16, 2019 · RIA to RIA
- William Leonard Prince to Strategic Income AdvisorsSep 5, 2019 · RIA to RIA
Joined, latest
- Guy Jon Benstead from Shelton Capital ManagementJan 22, 2026 · RIA to RIA
- Michelle Lorraine Durgy from Fieldman, Rolapp Financial Services, LLCMar 23, 2024 · Other
- Honna Manhan Li from Charles Schwab & Co., Inc.Aug 9, 2022 · Affiliated broker-dealer or bank to independent RIA
- Raymond James Randolph from Charles Schwab & Co., Inc.Apr 30, 2021 · Affiliated broker-dealer or bank to independent RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cedar Ridge Investors Fund I, LPno longer reported | Hedge Fund | $14.3M | 18 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Aubrey Jay Kellett · Ceo And Ciocontrolsince 07/1996 · owns 75% or more
- Crawford John Pogue · Presidentcontrolsince 06/2017 · owns less than 5%
- L Loni Tankoos · Chief Compliance Officer And Chief Operating Officercontrolsince 04/2023 · owns less than 5%
- Jason Love · Chief Technology Officersince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenbrae, Ca · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 30, 2026pension consulting (Item 5.G.6): no on the filing of 2025-03-28, yes on the filing of 2026-03-30peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 3,579 to 3,432Mar 28, 2025 to Mar 30, 2026
- Advisory activities · 2 to 3Mar 28, 2025 to Mar 30, 2026
- Charity clients · 38 to 37Mar 28, 2025 to Mar 30, 2026
- Corporate clients · 33 to 26Mar 28, 2025 to Mar 30, 2026
- HNW clients · 1,155 to 1,092Mar 28, 2025 to Mar 30, 2026
- Individual clients · 417 to 400Mar 28, 2025 to Mar 30, 2026
- Pension plan clients · 51 to 43Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $3.4B to $3.9BMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $5.9B to $6.0BMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $5.0B to $5.1BMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $214M to $229MMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $97.0M to $87.2MMar 28, 2025 to Mar 30, 2026
- RAUM · $5.9B to $6.0BMar 28, 2025 to Mar 30, 2026
- Accounts · 3,568 to 3,579May 23, 2024 to Mar 28, 2025
- Charity clients · 48 to 38May 23, 2024 to Mar 28, 2025
- Corporate clients · 43 to 33May 23, 2024 to Mar 28, 2025
- HNW clients · 1,121 to 1,155May 23, 2024 to Mar 28, 2025
- Individual clients · 526 to 417May 23, 2024 to Mar 28, 2025
- Pension plan clients · 72 to 51May 23, 2024 to Mar 28, 2025
- Assets in custody · $3.2B to $3.4BMay 23, 2024 to Mar 28, 2025
- Financial planning clients · 51-100 to 51-100May 23, 2024 to Mar 28, 2025
- State-registered IARs · 6 to 7May 23, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.3B to $5.9BMay 23, 2024 to Mar 28, 2025
- HNW RAUM · $4.5B to $5.0BMay 23, 2024 to Mar 28, 2025
- Individual RAUM · $256M to $214MMay 23, 2024 to Mar 28, 2025
- Pension RAUM · $107M to $97.0MMay 23, 2024 to Mar 28, 2025
- RAUM · $5.3B to $5.9BMay 23, 2024 to Mar 28, 2025
- Advisory activities · 3 to 2Apr 10, 2024 to May 23, 2024
- Accounts · 3,508 to 3,568Aug 17, 2023 to Mar 28, 2024
- Charity clients · 30 to 48Aug 17, 2023 to Mar 28, 2024
- Corporate clients · 42 to 43Aug 17, 2023 to Mar 28, 2024
- HNW clients · 1,065 to 1,121Aug 17, 2023 to Mar 28, 2024
- Individual clients · 543 to 526Aug 17, 2023 to Mar 28, 2024
- Pension plan clients · 62 to 72Aug 17, 2023 to Mar 28, 2024
- Assets in custody · $709M to $3.2BAug 17, 2023 to Mar 28, 2024
- Financial planning clients · 26-50 to 51-100Aug 17, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.2B to $5.3BAug 17, 2023 to Mar 28, 2024
- HNW RAUM · $4.1B to $4.5BAug 17, 2023 to Mar 28, 2024
- Individual RAUM · $285M to $256MAug 17, 2023 to Mar 28, 2024
- Pension RAUM · $116M to $107MAug 17, 2023 to Mar 28, 2024
Signals
4 dated events
- L Loni Tankoos (Chief Compliance Officer And Director Of Operations) appeared on Schedule A of Kcm Investment AdvisorsApr 28, 2023 · Control person joined · fact
- Marie Janice Powell (Chief Compliance Officer) no longer on Schedule A of Kcm Investment Advisors (listed 2021-06-14, absent 2021-07-15)Jul 15, 2021 · Control person left · inference
- Marie Janice Powell (Chief Compliance Officer) appeared on Schedule A of Kcm Investment AdvisorsJun 14, 2021 · Control person joined · fact
- Crawford John Pogue (President) appeared on Schedule A of Kcm Investment AdvisorsMay 1, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- clientservice@kcmadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-461-7788reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-287-5555reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- KCMADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 415-461-7788reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- kcmadvisors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $860Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026