DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• W••••• M••••••••• L••
Latest filing Feb 26, 2026
First filing on the tape Jun 6, 2019 · 21 filings
SEC status approved since Jul 3, 2019
RAUM
$300M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
96%
$289M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$60.0M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$300M as of Feb 26, 2026
Mar 5, 2020$116M then
HNW client RAUM$250M as of Feb 26, 2026
Mar 5, 2020$84.1M then
State-registered IARs (5.B.3)3 as of Feb 26, 2026
Mar 5, 20202 then
Employees (5.A)5 as of Feb 26, 2026
Mar 5, 20203 then
Private funds: no history
RAUM +18% over the last fiscal year+15% a year over threeIARs 3 to 3offices 0 to 1
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $60.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 3.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $60.4M, 73 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$250M83%
- Individuals$39.1M13%
- Pension and profit-sharing plans$11.4M3.8%
- Individual clients
- 102reported
- HNW clients
- 89reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 195reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $60.4M for 73 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• A• J••••••Certified Financial Planner | Miami Township, Oh | Aug 2, 2019 | 18 y | 2 |
| J•••• D••••••• B•••••Certified Financial Planner | Jacksonville, Fl | Jan 20, 2023 | 13 y | 1 |
| J••• S• P••••Certified Financial Planner | Miami Township, Oh | Feb 8, 2023 | 13 y | 1 |
| J••••• K•••• D•••••••Certified Financial Planner | Miami Township, Oh | Aug 14, 2026 | 11 y | 2 |
| A•••••••• G••••• B••••• | Miami Township, Oh | Sep 8, 2026 | 11 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M•••••• M•••••• W••• to W••••• A••••Jul 1, 2024 · RIA to a state-registered adviser
- B•••• H••••••• to M•• I•••••••• S•••••••• L••Jul 26, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- J••••• K•••• D••••••• from S••••• I••••••••• A•••••••• L••Aug 14, 2026 · RIA to RIA
- J••• S• P•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 8, 2023 · Wirehouse to independent RIA
- J•••• D••••••• B••••• from U•• F•••••••• S••••••• I•••Jan 20, 2023 · Wirehouse to independent RIA
- M•••••• M•••••• W••• from W••••• A••••Mar 17, 2020 · Other
- B•••• H••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 3, 2020 · Wirehouse to independent RIA
- D••••• A• J•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 2, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••••• D•••••• A• · Managing Member, Principal And Chief Compliance Officercontrolsince 08/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami Township, Oh · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 181 to 195Jun 11, 2025 to Feb 26, 2026
- HNW clients · 112 to 89Jun 11, 2025 to Feb 26, 2026
- Individual clients · 65 to 102Jun 11, 2025 to Feb 26, 2026
- Pension plan clients · 5 to 7Jun 11, 2025 to Feb 26, 2026
- Assets in custody · $98.5M to $60.4MJun 11, 2025 to Feb 26, 2026
- Financial planning clients · 251-500 to 1-10Jun 11, 2025 to Feb 26, 2026
- Other offices · 0 to 1Jun 11, 2025 to Feb 26, 2026
- Discretionary RAUM · $242M to $289MJun 11, 2025 to Feb 26, 2026
- HNW RAUM · $226M to $250MJun 11, 2025 to Feb 26, 2026
- Individual RAUM · $16.2M to $39.1MJun 11, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $12.8M to $10.9MJun 11, 2025 to Feb 26, 2026
- Pension RAUM · $13.0M to $11.4MJun 11, 2025 to Feb 26, 2026
- RAUM · $255M to $300MJun 11, 2025 to Feb 26, 2026
- Financial planning clients · 251-500 to 251-500Feb 19, 2025 to Jun 11, 2025
- Accounts · 250 to 181Mar 11, 2024 to Feb 19, 2025
- Advisory employees · 4 to 3Mar 11, 2024 to Feb 19, 2025
- HNW clients · 119 to 112Mar 11, 2024 to Feb 19, 2025
- Individual clients · 121 to 65Mar 11, 2024 to Feb 19, 2025
- Pension plan clients · 10 to 5Mar 11, 2024 to Feb 19, 2025
- Assets in custody · $29.1M to $98.5MMar 11, 2024 to Feb 19, 2025
- Employees · 6 to 5Mar 11, 2024 to Feb 19, 2025
- Financial planning clients · 101-250 to 251-500Mar 11, 2024 to Feb 19, 2025
- State-registered IARs · 4 to 3Mar 11, 2024 to Feb 19, 2025
- Discretionary RAUM · $268M to $242MMar 11, 2024 to Feb 19, 2025
- HNW RAUM · $233M to $226MMar 11, 2024 to Feb 19, 2025
- Individual RAUM · $33.5M to $16.2MMar 11, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $11.5M to $12.8MMar 11, 2024 to Feb 19, 2025
- Pension RAUM · $12.7M to $13.0MMar 11, 2024 to Feb 19, 2025
- RAUM · $279M to $255MMar 11, 2024 to Feb 19, 2025
- Accounts · 169 to 250Apr 19, 2023 to Mar 11, 2024
- HNW clients · 77 to 119Apr 19, 2023 to Mar 11, 2024
- Individual clients · 90 to 121Apr 19, 2023 to Mar 11, 2024
- Pension plan clients · 2 to 10Apr 19, 2023 to Mar 11, 2024
- Assets in custody · $15.5M to $29.1MApr 19, 2023 to Mar 11, 2024
- Discretionary RAUM · $193M to $268MApr 19, 2023 to Mar 11, 2024
- HNW RAUM · $163M to $233MApr 19, 2023 to Mar 11, 2024
- Individual RAUM · $30.7M to $33.5MApr 19, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $6.2M to $11.5MApr 19, 2023 to Mar 11, 2024
- Pension RAUM · $6.2M to $12.7MApr 19, 2023 to Mar 11, 2024
- RAUM · $200M to $279MApr 19, 2023 to Mar 11, 2024
Signals
6 dated events
- M•••••• M•••••• W••• left B••••••••• W••••• M••••••••• L•• for W••••• A•••• (registered 2024-05-08)Jul 1, 2024 · Advisor changed firm · fact
- B•••• H••••••• (Chief Compliance Officer) no longer on Schedule A of B••••••••• W••••• M••••••••• L•• (listed 2021-06-30, absent 2021-07-26)Jul 26, 2021 · Control person left · inference
- B•••• H••••••• (Chief Compliance Officer) appeared on Schedule A of B••••••••• W••••• M••••••••• L••Mar 5, 2020 · Control person joined · fact
- G•••• S•••••• Mcdonald (Managing Member An Chief Compliance Officer) no longer on Schedule A of B••••••••• W••••• M••••••••• L•• (listed 2019-07-03, absent 2019-08-02)Aug 2, 2019 · Control person left · inference
- A Daniel Johnson (Managing Member, Principal And Chief Compliance Officer) appeared on Schedule A of B••••••••• W••••• M••••••••• L••Aug 2, 2019 · Control person joined · fact
- B••••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 6, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@birchcreekwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- sayre@birchcreekwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ashlee@birchcreekwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jake@birchcreekwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kendra@birchcreekwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 937-567-0646reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 904-515-6114reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 937-340-1080reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- birchcreekwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (937) 567-0646reportedpublic record, Form ADV, Feb 26, 2026
- Team page
- birchcreekwealth.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026