DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
6 y
since Mar 13, 2020
In the industry
30 y
since Apr 8, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Slatestone Wealth LLC independent RIA currentsince Mar 13, 2020 · Jupiter, Fl
- Slatestone Private Client formerJun 25, 2019 to Mar 26, 2020 · Jupiter, Fl
- Emerald Asset Advisors LLC formerJan 29, 2015 to Jun 21, 2019 · Weston, Fl
- Redhawk Wealth Advisors, Inc. independent RIAOct 28, 2014 to Nov 21, 2014 · Weston, Fl
- Asset Strategy Consultants LLC institutionalJul 16, 2010 to Nov 12, 2014 · Hunt Valley, Md
- H. Beck, Inc. formerOct 7, 2003 to Nov 3, 2003 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- Slatestone Private Client to Slatestone Wealth LLCleft Mar 26, 2020, registered Mar 13, 2020 (-13 days) · RIA to RIA · moved with a team
- Emerald Asset Advisors LLC to Slatestone Private Clientleft Jun 21, 2019, registered Jun 25, 2019 (4 days) · RIA to a newly registered adviser · moved with a team
- Redhawk Wealth Advisors, Inc. to Emerald Asset Advisors LLCleft Nov 21, 2014, registered Jan 29, 2015 (69 days) · Other
- Asset Strategy Consultants LLC to Redhawk Wealth Advisors, Inc.left Nov 12, 2014, registered Oct 28, 2014 (-15 days) · Other
- H. Beck, Inc. to Asset Strategy Consultants LLCleft Nov 3, 2003, registered Jul 16, 2010 (2447 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address