DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Investment Research Partners
Legal name Investment Research Partners LLC
Latest filing Mar 26, 2026
First filing on the tape May 23, 2019 · 39 filings
SEC status approved since Jun 24, 2019
RAUM
$512M
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$73.2M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
3
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$512M as of Mar 26, 2026
Mar 30, 2020$197M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 26, 2026
Mar 30, 20203 then
Employees (5.A)6 as of Mar 26, 2026
Mar 30, 20203 then
Private funds3 as of Mar 26, 2026
Mar 31, 20211 then
RAUM +42% over the last fiscal year+23% a year over threeIARs 4 to 4offices 3 to 6
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $73.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $641,270derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.0derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $85.1M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$427M83%
- Pooled investment vehicles$85.1M17%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 799reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $85.1M for 3 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brett A Greenfield | Lemont, Pa | Nov 21, 2019 | 23 y | 4 |
| Arielle Nicole Buitenhuys | Miami, Fl | May 23, 2022 | 11 y | 0 |
| Meredith Hove Henderson | Midlothian, Va | Dec 8, 2023 | 16 y | 0 |
| Michael A AllisonCertified Financial Planner, Chartered Financial Analyst | Saratoga Springs, Ny | Mar 15, 2024 | 26 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Michael A Allison from New Lantern AdvisorsMar 15, 2024 · Other
- Derek Wade Varner from Aris Wealth Services IncMar 29, 2021 · Other
- Brett A Greenfield from Assetmark, Inc.Nov 21, 2019 · Other
- Geoffrey Patrick Caber from Compass Investments LLCJul 17, 2019 · Other
- Martin Anthony Wildy from Aris Wealth Services IncJun 24, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Aris Wealth Services IncJan 2, 2015 · State College, Pa
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Foundation Premium Income Fund, LP | Hedge Fund | $55.6M | 98 | Nov 4, 2020 |
| Foundation Green Income Fund LP | Hedge Fund | $17.6M | 30 | Mar 16, 2023 |
| New Lantern Hedged Equity Fund, LP | Hedge Fund | $1.2M | 4 | Apr 10, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Patrick Geoffrey Caber · Co-Foundercontrolsince 06/2019 · owns 25% to 50%
- A Brett Greenfield · Partnercontrolsince 01/2020 · owns 10% to 25%
- Cooper Ashleigh Swayze · Chief Compliance Officercontrolsince 10/2020 · owns less than 5%
- Wade Derek Varner · Partnercontrolsince 03/2021 · owns 10% to 25%
- Anthony Martin Wildy · Co-Foundercontrolsince 06/2019 · owns 25% to 50%
- Charles Stuart Feinzig · Membersince 06/2019 · owns 5% to 10%
Related persons
Schedule D 7.A
- Avail Investment Partners, LLCinvestment adviseryRAUM $184M
Advisers that list Investment Research Partners as a related person
- 315678 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lemont, Pa · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 26, 2026discretionary share of RAUM moved from 100.0% to 83.0% between the annual amendments of 2025-04-30 and 2026-03-26peers: asset managers, $500M to $1B (783)
- office count surgeChange between filings · filing Mar 26, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 6.0 (+100.0%) between the annual amendments of 2025-04-30 and 2026-03-26; the peer median change was 0.0% (40 comparable advisers, 97.0th percentile of changes)peers: asset managers, $500M to $1B (40) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 626 to 799Oct 1, 2025 to Mar 26, 2026
- Assets in custody · $77.8M to $85.1MOct 1, 2025 to Mar 26, 2026
- Discretionary RAUM · $360M to $427MOct 1, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $0 to $85.1MOct 1, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $77.8M to $85.1MOct 1, 2025 to Mar 26, 2026
- RAUM · $360M to $512MOct 1, 2025 to Mar 26, 2026
- Other offices · 3 to 6Aug 7, 2025 to Oct 1, 2025
- Accounts · 605 to 626Jul 12, 2024 to Apr 30, 2025
- Pooled vehicle clients · 2 to 3Jul 12, 2024 to Apr 30, 2025
- Assets in custody · $73.2M to $77.8MJul 12, 2024 to Apr 30, 2025
- Financial planning clients · unset to Jul 12, 2024 to Apr 30, 2025
- Other offices · 0 to 3Jul 12, 2024 to Apr 30, 2025
- Discretionary RAUM · $301M to $360MJul 12, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $73.2M to $77.8MJul 12, 2024 to Apr 30, 2025
- RAUM · $301M to $360MJul 12, 2024 to Apr 30, 2025
- Advisory employees · 6 to 4Apr 19, 2024 to May 1, 2024
- Employees · 8 to 6Apr 19, 2024 to May 1, 2024
- Insurance-licensed employees · 6 to 4Apr 19, 2024 to May 1, 2024
- State-registered IARs · 6 to 4Apr 19, 2024 to May 1, 2024
- Private funds · 2 to 3Mar 14, 2024 to Apr 10, 2024
- Advisory employees · 4 to 6Mar 11, 2024 to Mar 14, 2024
- Employees · 6 to 8Mar 11, 2024 to Mar 14, 2024
- Insurance-licensed employees · 4 to 6Mar 11, 2024 to Mar 14, 2024
- State-registered IARs · 4 to 6Mar 11, 2024 to Mar 14, 2024
- Accounts · 530 to 605Aug 18, 2023 to Mar 11, 2024
- Assets in custody · $75.3M to $73.2MAug 18, 2023 to Mar 11, 2024
- Employees · 7 to 6Aug 18, 2023 to Mar 11, 2024
- Insurance-licensed employees · 1 to 4Aug 18, 2023 to Mar 11, 2024
- Discretionary RAUM · $276M to $301MAug 18, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $75.3M to $73.2MAug 18, 2023 to Mar 11, 2024
- RAUM · $276M to $301MAug 18, 2023 to Mar 11, 2024
- Accounts · 657 to 530Jul 18, 2022 to Mar 17, 2023
- Pooled vehicle clients · 1 to 2Jul 18, 2022 to Mar 17, 2023
- Assets in custody · $73.3M to $75.3MJul 18, 2022 to Mar 17, 2023
- Financial planning clients · 0 to unsetJul 18, 2022 to Mar 17, 2023
- Private funds · 1 to 2Jul 18, 2022 to Mar 17, 2023
- Discretionary RAUM · $406M to $276MJul 18, 2022 to Mar 17, 2023
- Pooled vehicle RAUM · $73.3M to $75.3MJul 18, 2022 to Mar 17, 2023
- RAUM · $406M to $276MJul 18, 2022 to Mar 17, 2023
- Accounts · 625 to 657Jan 7, 2022 to Mar 31, 2022
Signals
6 dated events
- Investment Research Partners reported RAUM $512.4M, up 42% from $359.6M (2025-10-01 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Investment Research Partners reported RAUM $276.2M, down 32% from $406.1M (2022-07-18 to 2023-03-17)Mar 17, 2023 · RAUM change · derived
- Investment Research Partners reported RAUM $406.1M, up 36% from $299.1M (2022-01-07 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Cooper Ashleigh Swayze (Chief Compliance Officer) appeared on Schedule A of Investment Research PartnersMar 31, 2022 · Control person joined · fact
- Investment Research Partners reported RAUM $299.1M, up 52% from $197.0M (2021-01-13 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Investment Research Partners filed its initial SEC registration (Form ADV)May 23, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/investment-research-partnership-irp-/abreportedpublic record, Form ADV, Sep 17, 2026
- Website
- investmentresearchpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 814-966-7206reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026