DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••• I••••••••• P•••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Jul 21, 2021 · 21 filings
SEC status approved since Aug 24, 2021
RAUM
$184M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$184M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$26.4M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$184M as of Mar 11, 2026
Mar 31, 2022$93.2M then
HNW client RAUM$160M as of Mar 11, 2026
Mar 31, 2022$74.9M then
State-registered IARs (5.B.3)6 as of Mar 11, 2026
Mar 31, 20224 then
Employees (5.A)8 as of Mar 11, 2026
Mar 31, 20225 then
Private funds: no history
RAUM +32% over the last fiscal year+27% a year over threeIARs 6 to 6offices 4 to 7
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $26.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $431,984derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 0.9derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$160M87%
- Individuals$23.9M13%
- Investment companies$429,4770.2%
- Individual clients
- 86reported
- HNW clients
- 57reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 427reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••••• R••• H••• | Fort Worth, Tx | Nov 22, 2024 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••••• R••• H••• from I••••••••• D••••• A•••••••• L••Nov 22, 2024 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• G•••••••• P•••••• · Partnercontrolsince 07/2021 · owns 10% to 25%
- G••••••••• B••••• A• · Partnercontrolsince 07/2021 · owns 10% to 25%
- V•••••• D••••• W••• · Partnercontrolsince 07/2021 · owns 10% to 25%
- W••••• M•••••• A•••••• · Partnercontrolsince 07/2021 · owns 10% to 25%
- F••••••• S•••••• C•••••• · Partnersince 07/2021 · owns 5% to 10%
- S•••••• A•••••••• C••••• · Ccosince 07/2021 · owns less than 5%
Related persons
Schedule D 7.A
- I••••••••• R••••••• P•••••••investment adviseryRAUM $512M
Advisers that list A•••• I••••••••• P•••••••• L•• as a related person
- 304315 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lemont, Pa · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Boston, MA4 employees
- Fort Worth, TX1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 11, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-03-19 and 2026-03-11; the peer median change was 0.0% (450 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (450) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 373 to 427Jan 5, 2026 to Mar 11, 2026
- Corporate clients · 1.0 to unsetJan 5, 2026 to Mar 11, 2026
- HNW clients · 48 to 57Jan 5, 2026 to Mar 11, 2026
- Individual clients · 82 to 86Jan 5, 2026 to Mar 11, 2026
- Discretionary RAUM · $139M to $184MJan 5, 2026 to Mar 11, 2026
- HNW RAUM · $112M to $160MJan 5, 2026 to Mar 11, 2026
- Individual RAUM · $26.2M to $23.9MJan 5, 2026 to Mar 11, 2026
- RAUM · $139M to $184MJan 5, 2026 to Mar 11, 2026
- Other offices · 6 to 7Oct 17, 2025 to Jan 5, 2026
- Financial planning clients · 0 to 0Aug 7, 2025 to Oct 17, 2025
- Other offices · 5 to 6Aug 7, 2025 to Oct 17, 2025
- Advisory activities · 1 to 2Mar 19, 2025 to Aug 7, 2025
- HNW clients · 46 to 48Mar 19, 2025 to Aug 7, 2025
- Individual clients · 76 to 82Mar 19, 2025 to Aug 7, 2025
- Financial planning clients · to 0Mar 19, 2025 to Aug 7, 2025
- Other offices · 4 to 5Mar 19, 2025 to Aug 7, 2025
- Discretionary RAUM · $140M to $139MMar 19, 2025 to Aug 7, 2025
- HNW RAUM · $113M to $112MMar 19, 2025 to Aug 7, 2025
- Non-discretionary RAUM · $391,514 to $0Mar 19, 2025 to Aug 7, 2025
- RAUM · $140M to $139MMar 19, 2025 to Aug 7, 2025
- Accounts · 338 to 373Nov 27, 2024 to Mar 19, 2025
- Advisory employees · 5 to 6Nov 27, 2024 to Mar 19, 2025
- Corporate clients · 2 to 1Nov 27, 2024 to Mar 19, 2025
- HNW clients · 69 to 46Nov 27, 2024 to Mar 19, 2025
- Individual clients · 66 to 76Nov 27, 2024 to Mar 19, 2025
- Pension plan clients · 1.0 to unsetNov 27, 2024 to Mar 19, 2025
- Employees · 6 to 8Nov 27, 2024 to Mar 19, 2025
- Insurance-licensed employees · 5 to 6Nov 27, 2024 to Mar 19, 2025
- Financial planning clients · unset to Nov 27, 2024 to Mar 19, 2025
- State-registered IARs · 5 to 6Nov 27, 2024 to Mar 19, 2025
- Discretionary RAUM · $105M to $140MNov 27, 2024 to Mar 19, 2025
- HNW RAUM · $88.1M to $113MNov 27, 2024 to Mar 19, 2025
- Individual RAUM · $16.3M to $26.2MNov 27, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $0 to $391,514Nov 27, 2024 to Mar 19, 2025
- Pension RAUM · 479535.0 to unsetNov 27, 2024 to Mar 19, 2025
- RAUM · $105M to $140MNov 27, 2024 to Mar 19, 2025
- Other offices · 3 to 4Nov 1, 2024 to Nov 27, 2024
- Other offices · 1 to 3Mar 14, 2024 to Nov 1, 2024
- Advisory employees · 4 to 5Feb 16, 2024 to Mar 14, 2024
- Insurance-licensed employees · 4 to 5Feb 16, 2024 to Mar 14, 2024
Signals
1 dated events
- C•••••••• W••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jul 21, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 617-877-9903reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 817-900-3756reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/avail-investment-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- availinvest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 814-996-7206reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- availinvest.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $26.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026