DFX Intelligence
RIA Intelligence
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SEC-registered adviser
S••••••
Legal name S•••• F••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape May 22, 2019 · 16 filings
SEC status approved since Jun 21, 2019
RAUM
$1.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.9M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.9M
derived; firm RAUM over IAPD count
Employees
15
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.9M as of Mar 31, 2026
Apr 1, 2020$7,994 then
HNW client RAUM$0 as of Mar 31, 2026
Apr 1, 2020$0 then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Apr 1, 20201 then
Employees (5.A)15 as of Mar 31, 2026
Apr 1, 20203 then
Private funds: no history
RAUM +88% over the last fiscal year+68% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4,586derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 15.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +88%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.9M100%
- Individual clients
- 307reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 410reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• L•••• H••• | Franklin, Tn | Jan 1, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• S••••••• L•••• · Directorcontrolsince 08/2018 · owns 25% to 50%
- H•••• J••••••• L•••• · President, Chief Executive Officer, Chief Compliance Officercontrolsince 08/2018 · owns 75% or more
Entity owners
- A•••••• P••••••• · Silent Partnerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 319 to 410Sep 8, 2025 to Mar 31, 2026
- Individual clients · 239 to 307Sep 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.0M to $1.9MSep 8, 2025 to Mar 31, 2026
- Individual RAUM · $1.0M to $1.9MSep 8, 2025 to Mar 31, 2026
- RAUM · $1.0M to $1.9MSep 8, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Sep 8, 2025
- Accounts · 276 to 319Mar 28, 2024 to Mar 28, 2025
- Individual clients · 204 to 239Mar 28, 2024 to Mar 28, 2025
- Employees · 4 to 15Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $624,849 to $1.0MMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $624,849 to $1.0MMar 28, 2024 to Mar 28, 2025
- RAUM · $624,849 to $1.0MMar 28, 2024 to Mar 28, 2025
- Accounts · 149 to 276Mar 30, 2023 to Mar 28, 2024
- Individual clients · 149 to 204Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $398,953 to $624,849Mar 30, 2023 to Mar 28, 2024
- Individual RAUM · $398,953 to $624,849Mar 30, 2023 to Mar 28, 2024
- RAUM · $398,953 to $624,849Mar 30, 2023 to Mar 28, 2024
- Accounts · 152 to 149Mar 29, 2022 to Mar 30, 2023
- Individual clients · 107 to 149Mar 29, 2022 to Mar 30, 2023
- Employees · 3 to 4Mar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $218,269 to $398,953Mar 29, 2022 to Mar 30, 2023
- Individual RAUM · $218,269 to $398,953Mar 29, 2022 to Mar 30, 2023
- RAUM · $218,269 to $398,953Mar 29, 2022 to Mar 30, 2023
- Accounts · 47 to 152Aug 18, 2021 to Mar 29, 2022
- Individual clients · 31 to 107Aug 18, 2021 to Mar 29, 2022
- Discretionary RAUM · $86,702 to $218,269Aug 18, 2021 to Mar 29, 2022
- Individual RAUM · $86,702 to $218,269Aug 18, 2021 to Mar 29, 2022
- RAUM · $86,702 to $218,269Aug 18, 2021 to Mar 29, 2022
- Business name · S•••• F•••••••• to S••••••Mar 24, 2021 to Jun 3, 2021
- Accounts · 18 to 47Jul 15, 2020 to Mar 24, 2021
- Individual clients · 18 to 31Jul 15, 2020 to Mar 24, 2021
- Discretionary RAUM · $7,994 to $86,702Jul 15, 2020 to Mar 24, 2021
- Individual RAUM · $7,994 to $86,702Jul 15, 2020 to Mar 24, 2021
- RAUM · $7,994 to $86,702Jul 15, 2020 to Mar 24, 2021
- Accounts · unset to 18.0May 22, 2019 to Apr 1, 2020
- Advisory activities · 2 to 1May 22, 2019 to Apr 1, 2020
- Individual clients · unset to 18.0May 22, 2019 to Apr 1, 2020
- Discretionary RAUM · unset to 7994.0May 22, 2019 to Apr 1, 2020
- HNW RAUM · unset to 0.0May 22, 2019 to Apr 1, 2020
- Individual RAUM · unset to 7994.0May 22, 2019 to Apr 1, 2020
Signals
1 dated events
- S•••• F•••••••• filed its initial SEC registration (Form ADV)May 22, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- h••••@s••••••.coreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 615-241-0144reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/savvyfireportedpublic record, Form ADV, Sep 21, 2026
- Website
- s••••••.coreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 615-241-0144reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- s••••••.coreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026