DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••• C•••••• M••••••••• L••

Independent wealth managerHicksville, New YorkCRD 304390SEC 801-132385websiteIAPD
Latest filing Mar 2, 2026
First filing on the tape Mar 11, 2025 · 2 filings
SEC status approved since Apr 10, 2025
RAUM
$30.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$30.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$30.3M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$30.3M as of Mar 2, 2026
Mar 11, 2025$28.5M then
HNW client RAUM$30.0M as of Mar 2, 2026
Mar 11, 2025$27.5M then
State-registered IARs (5.B.3)1 as of Mar 2, 2026
Mar 11, 20251 then
Employees (5.A)1 as of Mar 2, 2026
Mar 11, 20251 then
Private funds: no history
RAUM +6.2% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$30.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.0MderivedHNW RAUM over HNW clients
Average account
$4.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.2%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$30.0M99%
  • Individuals$241,6850.8%
Individual clients
n/areported
HNW clients
6reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
S•••• S•••• H••••••Hicksville, NyAug 5, 202118 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H••••••• S••••• S•••• · Managing Member & Chief Compliance Officercontrol
        since 05/2019 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 7
        Mar 11, 2025 to Mar 2, 2026
      • Individual clients · 0.0 to unset
        Mar 11, 2025 to Mar 2, 2026
      • Discretionary RAUM · $28.5M to $30.3M
        Mar 11, 2025 to Mar 2, 2026
      • HNW RAUM · $27.5M to $30.0M
        Mar 11, 2025 to Mar 2, 2026
      • Individual RAUM · $1.0M to $241,685
        Mar 11, 2025 to Mar 2, 2026
      • RAUM · $28.5M to $30.3M
        Mar 11, 2025 to Mar 2, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/alphyn-capital-managementreportedpublic record, Form ADV, Sep 19, 2026
      Website
      a••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      516-500-1033reportedpublic record, Form ADV, Mar 2, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $30.3Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026