DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C•••••• P••••••• M••••••••• V• L•••
Latest filing Mar 31, 2026
First filing on the tape Dec 14, 2021 · 8 filings
SEC status approved since Jan 13, 2022
RAUM
$6.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$6.2B as of Mar 31, 2026
Mar 31, 2022$4.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)29 as of Mar 31, 2026
Mar 31, 202237 then
Private funds13 as of Mar 31, 2026
Mar 31, 202217 then
RAUM -3.6% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $413MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.0B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.0B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• E••••• P••••••• V• L••• | Private Equity Fund | $1.3B | 96 | Mar 30, 2020 |
| A••••• E••••• P••••••• V••• L••• | Private Equity Fund | $1.1B | 53 | Mar 30, 2020 |
| A••••• E••••• P••••••• V• L••• | Private Equity Fund | $951M | 78 | Mar 30, 2016 |
| A••••• E••••• P••••••• V•••• L••• | Private Equity Fund | $555M | 36 | Mar 29, 2024 |
| A•• F••• V• P••• H••••••• L••• | Private Equity Fund | $539M | 38 | Mar 31, 2022 |
| A••••• E••••• P••••••• V•• L••• | Private Equity Fund | $519M | 31 | Mar 29, 2024 |
| A••••• E••••• P••••••• V•• L••• | Private Equity Fund | $517M | 37 | Mar 30, 2016 |
| A••••• E••••• P••••••• I• L••• | Private Equity Fund | $100M | 57 | Feb 14, 2012 |
| A••••• A••••••••• V• L••• | Private Equity Fund | $73.9M | 85 | Mar 30, 2016 |
| A••••• A••••••••• V• L••• | Private Equity Fund | $7.8M | 18 | Mar 30, 2020 |
| T•••• E••••• P•••••••• L•• | Private Equity Fund | $2.8M | 19 | Mar 30, 2020 |
| A••••• A••••••••• I• L••• | Private Equity Fund | $2.1M | 31 | Feb 14, 2012 |
| S•• P••••• E••••• P••••••• L••• | Private Equity Fund | $2.0M | 16 | Mar 31, 2017 |
| A••••• O••••••• E••••• P••••••• I• L••• | Private Equity Fund | $1.1M | 2 | Apr 1, 2013 |
| N••• E••••• P••••••• L••• | Private Equity Fund | $620,336 | 28 | Mar 31, 2014 |
| F•• S•••• E••••• P•••••••• L•• | Private Equity Fund | $222,669 | 10 | Mar 31, 2021 |
| S•••••••• A•• A••••••••• L•• | Private Equity Fund | $200,000 | 9 | Mar 31, 2023 |
| C••••••••• A•• A••••••••• L•• | Private Equity Fund | $163,000 | 8 | Mar 31, 2023 |
| I•• A•• A••••••••• L•• | Private Equity Fund | $118,200 | 9 | Sep 1, 2023 |
| W•• A•• A••••••••• L•• | Private Equity Fund | $114,300 | 9 | Mar 31, 2023 |
| Z• E••••• P••••••• L•••no longer reported | Private Equity Fund | $58,147 | 47 | Mar 31, 2014 |
| V•• E••••• P•••••••• L•• | Private Equity Fund | $15,418 | 31 | Mar 31, 2018 |
| M• E••••• P••••••• L•••no longer reported | Private Equity Fund | $2,244 | 27 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• R•••••• W••••••••• · Partnercontrolsince 04/2019 · owns less than 5%
- K••••••••• J•••••• R••• · Partnercontrolsince 04/2019 · owns less than 5%
- L••••••• M••••••• B•••• · Partnercontrolsince 04/2019 · owns less than 5%
- M••••• J•••• T••••• · Partnercontrolsince 04/2019 · owns less than 5%
- M••••• M•••• R•••••• · Partnercontrolsince 04/2019 · owns less than 5%
- R••••••••• M•••• D••••• · Partnercontrolsince 04/2019 · owns less than 5%
- W•••• R•••••• K•••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 04/2019 · owns less than 5%
- W•••••• A•••••• P•••••• · Partnercontrolsince 04/2019 · owns less than 5%
- K••••••••• J•••••• R••• · Voting Membercontrolsince 04/2019 · owns 25% to 50% of A••••• C•••••• P••••••• U•• L••
- R••••••••• M•••• D••••• · Voting Membercontrolsince 04/2019 · owns 25% to 50% of A••••• C•••••• P••••••• U•• L••
Entity owners
- A••••• C•••••• P••••••• U•• L•• · General Partnerdirect · owns less than 5%
- A••••• M••••••••• H••••••• L••• · Limited Partnerdirect · owns 75% or more
- A••••• C•••••• P••••••• U•• L•• · General Partnerindirect · owns F of A••••• M••••••••• F••••• I• L•••
- A••••• M••••••••• F••••• I• L••• · Limited Partnerindirect · owns 75% or more of A••••• M••••••••• H••••••• L•••
Related persons
Schedule D 7.A
- A•• F••• V• P••• H••••••• G• L••••pooled vehicle sponsorn
- A••••• A••••••• I• L••pooled vehicle sponsorn
- A••••• C•••••• P••••••• V• L•••pooled vehicle sponsorn
- A••••• C•••••• P••••••• V• L•••pooled vehicle sponsorn
- A••••• C•••••• P••••••• V•• L•••pooled vehicle sponsorn
- A••••• F••• V• U•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 15Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 24 to 25Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 12 to 13Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $4.3B to $4.0BMar 31, 2025 to Mar 31, 2026
- Employees · 28 to 29Mar 31, 2025 to Mar 31, 2026
- Private funds · 12 to 13Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.4B to $6.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.4B to $6.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $6.4B to $6.2BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 25 to 24Jan 30, 2025 to Mar 31, 2025
- Assets in custody · $3.6B to $4.3BJan 30, 2025 to Mar 31, 2025
- Employees · 30 to 28Jan 30, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 30, 2025 to Mar 31, 2025
- Discretionary RAUM · $5.5B to $6.4BJan 30, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $5.5B to $6.4BJan 30, 2025 to Mar 31, 2025
- RAUM · $5.5B to $6.4BJan 30, 2025 to Mar 31, 2025
- Accounts · 19 to 14Sep 1, 2023 to Mar 29, 2024
- BD registered reps · 1 to 0Sep 1, 2023 to Mar 29, 2024
- Pooled vehicle clients · 17 to 12Sep 1, 2023 to Mar 29, 2024
- Assets in custody · $4.5B to $3.6BSep 1, 2023 to Mar 29, 2024
- Private funds · 17 to 12Sep 1, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.5B to $5.5BSep 1, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $4.5B to $5.5BSep 1, 2023 to Mar 29, 2024
- RAUM · $4.5B to $5.5BSep 1, 2023 to Mar 29, 2024
- Accounts · 18 to 19Mar 31, 2023 to Sep 1, 2023
- Pooled vehicle clients · 18 to 17Mar 31, 2023 to Sep 1, 2023
- Assets in custody · $4.6B to $4.5BMar 31, 2023 to Sep 1, 2023
- Private funds · 18 to 17Mar 31, 2023 to Sep 1, 2023
- Discretionary RAUM · $4.6B to $4.5BMar 31, 2023 to Sep 1, 2023
- Pooled vehicle RAUM · $4.6B to $4.5BMar 31, 2023 to Sep 1, 2023
- RAUM · $4.6B to $4.5BMar 31, 2023 to Sep 1, 2023
- Accounts · 17 to 18Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 32 to 25Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 17 to 18Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $4.6B to $4.6BMar 31, 2022 to Mar 31, 2023
- Employees · 37 to 30Mar 31, 2022 to Mar 31, 2023
- Private funds · 17 to 18Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.6B to $4.6BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.6B to $4.6BMar 31, 2022 to Mar 31, 2023
- RAUM · $4.6B to $4.6BMar 31, 2022 to Mar 31, 2023
Signals
1 dated events
- A••••• C•••••• P••••••• M••••••••• V• L••• filed its initial SEC registration (Form ADV)Dec 14, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••• C•••••• P••••••• M••••••••• V• L••• · Independent Sponsorsshared crd · capital_provider
- A••••• C•••••• P••••••• M••••••••• V• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/A•••••-CAPITAL-GROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••://WWW.A•••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-551-0101reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026