DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

A••••• E••••• P••••••• I• L•••

Gross asset value
$100M
as of Mar 31, 2023; not a fund size
Peak GAV
$972M
highest filing
Owners
57
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
31%
fund-of-funds interests
Non-US owners
6%
Reported
20 filings
Feb 14, 2012 to Mar 31, 2023
Reporting history
one row per Form ADV filing
Gross asset value$100M as of Mar 31, 2023
Feb 14, 2012$330M then
Owners57 as of Mar 31, 2023
Feb 14, 201233 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    Los Angeles, California · LEI YWC0TIKBQM2JV8L4IV08
  • Principal Financial Services, Inc.
    Minneapolis, Minnesota · LEI GM6ECX91HA2YJ1NHHN48
  • Wells Fargo Bank, N.A.
    Los Angeles, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
4.0%reportedadviser and related persons