DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• G•••• A•••• M••••••••• L••
Latest filing Jun 22, 2026
First filing on the tape Jun 29, 2022 · 19 filings
SEC status approved since Aug 3, 2022
RAUM
$5.8B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
51
19 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
9
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$5.8B as of Jun 22, 2026
Mar 30, 2023$942M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 22, 2026
Mar 30, 20230 then
Employees (5.A)51 as of Jun 22, 2026
Mar 30, 202323 then
Private funds9 as of Jun 22, 2026
Mar 30, 20234 then
RAUM +61% over the last fiscal year+84% a year over threeIARs 0 to 0offices 1 to 3
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $343MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.7B81%
- Insurance companies$836M14%
- Banks and thrifts$294M5.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.81 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• G•••• T••••••• C••••• H••••••• L•• | Hedge Fund | $2.1B | 2 | Mar 31, 2022 |
| S••••• G•••• O••••••••• F••• L• | Hedge Fund | $406M | 6 | Jan 22, 2021 |
| S••••• G•••• A••••••••• L•••••• • F•••••• G••••• F••• I• L• | Venture Capital Fund | $58.6M | 69 | Jul 2, 2020 |
| S••••• G•••• A••••••••• L•••••• • F•••••• G••••• F••• I• L• | Private Equity Fund | $43.3M | 39 | Mar 31, 2022 |
| S••••• G•••• P••••••••• F••• L• | Private Equity Fund | $1.7M | 52 | Mar 28, 2024 |
| S••••• G•••• I••••• M••••• F••• L•• | Hedge Fund | $0 | 0 | Jul 1, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• B••••• E• · Portfolio Managercontrolsince 06/2019 · owns less than 5%
- C•••• T••••••• E••••• · Ciocontrolsince 06/2019 · owns less than 5%
- C••••• R•••• J••••• · Chief Executive Officercontrolsince 06/2019 · owns less than 5%
- C••••• R•••• J••••• · Managing Membercontrolsince 06/2021 · owns 75% or more of S••••• G•••• I••••••••• L••
- A••••••• A••••• · Ctosince 02/2024 · owns less than 5%
- B••• D••••••• L••• · Ccosince 08/2022 · owns less than 5%
- H••••• R•••••• R•••••• · Coosince 06/2024 · owns less than 5%
- S•••••••• D••••• N•• · Cfosince 08/2023 · owns less than 5%
Entity owners
- S••••• G•••• H••••••• L•• · Memberdirect · owns 75% or more
- S••••• G•••• I••••••••• L•• · Memberindirect · owns 75% or more of S••••• G•••• H••••••• L••
Related persons
Schedule D 7.A
- S••••• G•••• A••••••••• L•••••• • F•••••• G••••• F••• I• G• L••pooled vehicle sponsory
- S••••• G•••• O••••••••• F••• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Aspen, CO1 employees
What changed
consecutive filings, newest first
- Private funds · 8 to 9Mar 30, 2026 to May 27, 2026
- Advisory employees · 21 to 19Oct 9, 2025 to Mar 30, 2026
- Employees · 45 to 51Oct 9, 2025 to Mar 30, 2026
- Discretionary RAUM · $5.7B to $5.4BOct 9, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $204M to $432MOct 9, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.7B to $4.7BOct 9, 2025 to Mar 30, 2026
- RAUM · $5.9B to $5.8BOct 9, 2025 to Mar 30, 2026
- Other offices · 2 to 3Aug 26, 2025 to Oct 9, 2025
- Accounts · 12 to 17Jun 30, 2025 to Aug 26, 2025
- Pooled vehicle clients · 10 to 15Jun 30, 2025 to Aug 26, 2025
- Other offices · 1 to 2Jun 30, 2025 to Aug 26, 2025
- Discretionary RAUM · $3.6B to $5.7BJun 30, 2025 to Aug 26, 2025
- Non-discretionary RAUM · $15.0M to $204MJun 30, 2025 to Aug 26, 2025
- Pooled vehicle RAUM · $2.6B to $4.7BJun 30, 2025 to Aug 26, 2025
- RAUM · $3.6B to $5.9BJun 30, 2025 to Aug 26, 2025
- Financial planning clients · unset to May 9, 2025 to Jun 30, 2025
- Private funds · 7 to 8Mar 31, 2025 to May 9, 2025
- Accounts · 6 to 12Feb 25, 2025 to Mar 31, 2025
- Advisory employees · 14 to 21Feb 25, 2025 to Mar 31, 2025
- Advisory activities · 1 to 2Feb 25, 2025 to Mar 31, 2025
- Pooled vehicle clients · 6 to 10Feb 25, 2025 to Mar 31, 2025
- Employees · 32 to 45Feb 25, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.6B to $3.6BFeb 25, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $15.0MFeb 25, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $2.6B to $2.6BFeb 25, 2025 to Mar 31, 2025
- RAUM · $2.6B to $3.6BFeb 25, 2025 to Mar 31, 2025
- Related adviser · false to trueFeb 25, 2025 to Mar 31, 2025
- Private funds · 6 to 7Jul 1, 2024 to Feb 25, 2025
- Private funds · 5 to 6Mar 28, 2024 to Jul 1, 2024
- Accounts · 7 to 6Feb 16, 2024 to Mar 28, 2024
- Advisory employees · 12 to 14Feb 16, 2024 to Mar 28, 2024
- Pooled vehicle clients · 7 to 6Feb 16, 2024 to Mar 28, 2024
- Employees · 23 to 32Feb 16, 2024 to Mar 28, 2024
- Private funds · 4 to 5Feb 16, 2024 to Mar 28, 2024
- Discretionary RAUM · $1.2B to $2.6BFeb 16, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $1.2B to $2.6BFeb 16, 2024 to Mar 28, 2024
- RAUM · $1.2B to $2.6BFeb 16, 2024 to Mar 28, 2024
- Discretionary RAUM · $942M to $1.2BMar 30, 2023 to Jun 7, 2023
- Pooled vehicle RAUM · $942M to $1.2BMar 30, 2023 to Jun 7, 2023
- RAUM · $942M to $1.2BMar 30, 2023 to Jun 7, 2023
Signals
6 dated events
- S••••• G•••• A•••• M••••••••• L•• reported RAUM $5.9B, up 62% from $3.6B (2025-06-30 to 2025-08-26)Aug 26, 2025 · RAUM change · derived
- S••••• G•••• A•••• M••••••••• L•• reported RAUM $3.6B, up 39% from $2.6B (2025-02-25 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- S••••• G•••• A•••• M••••••••• L•• reported RAUM $2.6B, up 109% from $1.2B (2024-02-16 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- S••••• G•••• A•••• M••••••••• L•• reported RAUM $1.2B, up 32% from $942.1M (2023-03-30 to 2023-06-07)Jun 7, 2023 · RAUM change · derived
- S••••• G•••• A•••• M••••••••• L•• reported RAUM $942.1M, up 74% from $543.0M (2022-10-21 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- S••••• G•••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• G•••• A•••• M••••••••• L•• · Private Equityshared crd · organization
- S••••• G•••• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/saluda-gradereportedpublic record, Form ADV, Sep 18, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 1 646 974 8560reportedpublic record, Form ADV, Jun 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026