DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• G•••• T••••••• C••••• H••••••• L••
Gross asset value
$2.1B
as of Jul 1, 2024; not a fund size
Peak GAV
$2.1B
highest filing
Owners
2
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
97%
Reported
14 filings
Mar 31, 2022 to Jul 1, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.1B as of Jul 1, 2024
Mar 31, 2022$237M then
Owners2 as of Jul 1, 2024
Mar 31, 20221 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcNew York, New York · LEI 2549003Q5J2G7ALNU316
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV
- Goldman Sachs & Co. LLCNew York, New York
- Mizuho Securities USA LLCNew York, New York
- Nomura Global Financial Products Inc.New York, New York · LEI 0Z3VO5H2G7GRS05BHJ91
- Nomura Securities International, Inc.New York, New York
- Rjo FuturesChicago, Illinois · LEI WOPZ3KWZW5JSJMG3U094
- Royal Bank Of CanadaNew York, New York · LEI ES7IP3U3RHIGC71XBU11
- US BankCincinnati, Ohio · LEI 6BYL5QZYBDK8S7L73M02
Across DFX
shared identifiers only
- S••••• G•••• T••••••• C••••• H••••••• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons