DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Faithward Capital
Legal name Sevenoneseven Capital Management, Ltd
Latest filing Aug 13, 2026
First filing on the tape Sep 5, 2019 · 24 filings
SEC status approved since Oct 8, 2019
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
6.3%
$74.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.2B
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.2B as of Aug 13, 2026
Mar 30, 2020$33.3M then
HNW client RAUM$28.6M as of Aug 13, 2026
Mar 30, 2020$1.8M then
State-registered IARs (5.B.3)1 as of Aug 13, 2026
Mar 30, 20202 then
Employees (5.A)5 as of Aug 13, 2026
Mar 30, 20205 then
Private funds: no history
RAUM +30% over the last fiscal year+24% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.2BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 167derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $5.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$1.1B94%
- Individuals$45.6M3.9%
- High-net-worth individuals$28.6M2.4%
- Charitable organizations$1.2M0.1%
- Individual clients
- 147reported
- HNW clients
- 20reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 199reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.06 fund_share=0.94 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason David SchrotbergerChartered Financial Analyst | Lancaster, Pa | Apr 15, 2026 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Curtis Duane Stoltzfus to Silver Oak Securities, Inc.Mar 9, 2023 · Other
- Jason Matthew Peroni to Faithward Advisors, LLCApr 23, 2021 · RIA to RIA
Joined, latest
- Curtis Duane Stoltzfus from Faithward Advisors, LLCNov 27, 2019 · RIA to a newly registered adviser
- Jason Matthew Peroni from Signal Research Group LLCNov 27, 2019 · Other
- Adrian Evan Young from American Portfolios Advisors, IncOct 8, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Turner Robert Nayden · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- Turner Robert Nayden · Managing Membercontrolsince 03/2024 · owns F of Sevenoneseven Holdings LLC
Entity owners
- Faithward Holdings LLC · Memberdirect · owns 75% or more
- Sevenoneseven Holdings LLC · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 27, 2026discretionary share of RAUM moved from 100.0% to 74.0% between the annual amendments of 2025-03-31 and 2026-03-27peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Accounts · 6,427 to 199Mar 27, 2026 to Aug 13, 2026
- Advisory employees · 3 to 1Mar 27, 2026 to Aug 13, 2026
- HNW clients · unset to 20.0Mar 27, 2026 to Aug 13, 2026
- Individual clients · unset to 147.0Mar 27, 2026 to Aug 13, 2026
- Employees · 4 to 5Mar 27, 2026 to Aug 13, 2026
- State-registered IARs · 0 to 1Mar 27, 2026 to Aug 13, 2026
- Discretionary RAUM · $684M to $1.2BMar 27, 2026 to Aug 13, 2026
- HNW RAUM · unset to 28584945.0Mar 27, 2026 to Aug 13, 2026
- Individual RAUM · $84,674 to $45.6MMar 27, 2026 to Aug 13, 2026
- Non-discretionary RAUM · $239M to $0Mar 27, 2026 to Aug 13, 2026
- RAUM · $923M to $1.2BMar 27, 2026 to Aug 13, 2026
- Accounts · 6,053 to 6,427Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 4 to 3Mar 31, 2025 to Mar 27, 2026
- State-registered IARs · 1 to 0Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $906M to $684MMar 31, 2025 to Mar 27, 2026
- Individual RAUM · $90,789 to $84,674Mar 31, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $239MMar 31, 2025 to Mar 27, 2026
- RAUM · $906M to $923MMar 31, 2025 to Mar 27, 2026
- Accounts · 4,894 to 6,053Mar 27, 2024 to Mar 31, 2025
- Advisory activities · 3 to 2Mar 27, 2024 to Mar 31, 2025
- BD registered reps · 1 to 0Mar 27, 2024 to Mar 31, 2025
- Employees · 8 to 4Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 31, 2025
- State-registered IARs · 2 to 1Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $631M to $906MMar 27, 2024 to Mar 31, 2025
- RAUM · $631M to $906MMar 27, 2024 to Mar 31, 2025
- Related adviser · false to trueMar 27, 2024 to Mar 31, 2025
- Accounts · 5,849 to 4,894Mar 6, 2024 to Mar 27, 2024
- Discretionary RAUM · $611M to $631MMar 6, 2024 to Mar 27, 2024
- Individual RAUM · $77,015 to $90,789Mar 6, 2024 to Mar 27, 2024
- RAUM · $611M to $631MMar 6, 2024 to Mar 27, 2024
- Business name · SEVENONESEVEN CAPITAL MANAGEMENT to FAITHWARD CAPITALMar 31, 2023 to Aug 1, 2023
- Accounts · 3,222 to 5,849Mar 30, 2022 to Mar 31, 2023
- Advisory activities · 4 to 3Mar 30, 2022 to Mar 31, 2023
- Charity clients · 1.0 to unsetMar 30, 2022 to Mar 31, 2023
- HNW clients · 5.0 to unsetMar 30, 2022 to Mar 31, 2023
- Individual clients · 375.0 to unsetMar 30, 2022 to Mar 31, 2023
- Pension plan clients · 2.0 to unsetMar 30, 2022 to Mar 31, 2023
- Employees · 10 to 8Mar 30, 2022 to Mar 31, 2023
- State-registered IARs · 1 to 2Mar 30, 2022 to Mar 31, 2023
Signals
17 dated events
- Faithward Capital reported RAUM $1.2B, up 27% from $922.7M (2026-03-27 to 2026-08-13)Aug 13, 2026 · RAUM change · derived
- Faithward Capital reported RAUM $906.1M, up 44% from $631.2M (2024-03-27 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Duane Curtis Stoltzfus (Managing Member) no longer on Schedule A of Faithward Capital (listed 2023-08-01, absent 2024-03-06)Mar 6, 2024 · Control person left · inference
- Beth Mary Nolt (Chief Compliance Officer) no longer on Schedule A of Faithward Capital (listed 2023-08-01, absent 2024-03-06)Mar 6, 2024 · Control person left · inference
- Turner Robert Nayden (Chief Compliance Officer) appeared on Schedule A of Faithward CapitalMar 6, 2024 · Control person joined · fact
- Faithward Capital reported RAUM $611.2M, down 25% from $817.5M (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Beth Mary Nolt (Chief Compliance Officer) appeared on Schedule A of Faithward CapitalMar 31, 2023 · Control person joined · fact
- Curtis Duane Stoltzfus left Faithward Capital for Silver Oak Securities, Inc. (registered 2023-03-01)Mar 9, 2023 · Advisor changed firm · fact
- Matthew Jason Peroni (Managing Member) no longer on Schedule A of Faithward Capital (listed 2021-03-29, absent 2021-04-23)Apr 23, 2021 · Control person left · inference
- Faithward Capital reported RAUM $663.0M, up 31% from $506.3M (2020-12-07 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Turner Robert Nayden (Coo) no longer on Schedule A of Faithward Capital (listed 2020-06-29, absent 2020-07-07)Jul 7, 2020 · Control person left · inference
- Matthew Jason Peroni (Managing Member) appeared on Schedule A of Faithward CapitalJun 29, 2020 · Control person joined · fact
- Duane Curtis Stoltzfus (Managing Member/Cco) appeared on Schedule A of Faithward CapitalJun 29, 2020 · Control person joined · fact
- Evan Adrian Young (Managing Member/Chief Compliance Officer) no longer on Schedule A of Faithward Capital (listed 2020-05-08, absent 2020-06-29)Jun 29, 2020 · Control person left · inference
- Irving Bernard Bostwick (Managing Member) no longer on Schedule A of Faithward Capital (listed 2020-05-08, absent 2020-06-29)Jun 29, 2020 · Control person left · inference
- Turner Robert Nayden (Director Of Operations) appeared on Schedule A of Faithward CapitalMar 5, 2020 · Control person joined · fact
- Sevenoneseven Capital Management filed its initial SEC registration (Form ADV)Sep 5, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- faithwardcapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (844) 970-4055reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.2Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026