DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Nzs Capital LLC

Other adviserDenver, ColoradoCRD 305093SEC 801-119089website IAPD

Latest filing Apr 23, 2026

First filing on the tape Jun 18, 2020 · 19 filings

SEC status approved since Jul 17, 2020

RAUM

$4.1B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

19 filings and snapshots on the tape

RAUM$4.1B as of Apr 23, 2026

Mar 31, 2021$541M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 23, 2026

Mar 31, 20212 then

Employees (5.A)9 as of Apr 23, 2026

Mar 31, 20216 then

Private funds4 as of Apr 23, 2026

Mar 31, 20211 then

RAUM +38% over the last fiscal year+44% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 23, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $451MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 44%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +38%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$2.3B56%
Sovereign wealth funds$1.5B37%
Pension and profit-sharing plans$304M7.5%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 9reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.56 institutional_share=0.44 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Cassini Partners, L.P. - Nzs Capital Series	Hedge Fund	$152M	1	Mar 31, 2022
Nzs Global Growth Fund LP	Other Private Fund	$22.9M	28	Mar 30, 2021
Jupiter Nzs Global Equity Growth Unconstrained Fund LPno longer reported	Hedge Fund	$2.2M	3	Mar 31, 2021

Owners and control persons

Schedule A and B, latest filing

Eugene Brinton Johns · Manager, Co-Founder, Investorcontrol
since 04/2019 · owns 10% to 25%
Beth Tracy Pike · Chief Operating Officercontrol
since 10/2021 · owns less than 5%
David Adam Schor · President, Chief Compliance Officercontrol
since 02/2020 · owns 10% to 25%
Bradley Jason Slingerlend · Manager, Co-Founder, Investorcontrol
since 04/2019 · owns 10% to 25%
Windsor Jonathan Bathgate · Member
since 02/2020 · owns 5% to 10%
Martin Joseph Furmanski · Member
since 03/2020 · owns 5% to 10%

Entity owners

Jupiter Investment Management Holdings LLC · Member
direct · owns 25% to 50%
Jupiter Asset Management (N. America) Inc · Shareholder
indirect · owns 75% or more of Jupiter Investment Management Holdings LLC
Jupiter Asset Management Group Limited · Shareholder
indirect · owns 75% or more of Knightsbridge Asset Management Limited
Jupiter Fund Management Group Limited · Shareholder
indirect · owns 75% or more of Jupiter Asset Management Group Limited
Jupiter Fund Management Plc · Shareholder
indirect · owns 75% or more of Jupiter Fund Management Group Limited
Jupiter Investment Management Group Limited · Shareholder
indirect · owns 75% or more of Jupiter Asset Management (N. America) Inc
Knightsbridge Asset Management Limited · Shareholder
indirect · owns 75% or more of Jupiter Investment Management Group Limited

Related persons

Schedule D 7.A

Jupiter Asset Management Limited
investment advisery
Nzs Management Gp, LLC
pooled vehicle sponsorn

Advisers that list Nzs Capital LLC as a related person

306863 y
310918 n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

institutional asset share shiftChange between filings · filing Apr 23, 2026
institutional share of RAUM moved from 61.0% to 44.0% between the annual amendments of 2025-03-31 and 2026-04-23
peers: other advisers, $1B to $5B (247)
private fund count surgeChange between filings · filing Apr 23, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was 0.0% (73 comparable advisers, 99.0th percentile of changes)
peers: other advisers, $1B to $5B (73) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 10 to 9
May 30, 2025 to Mar 31, 2026
Pooled vehicle clients · 5 to 6
May 30, 2025 to Mar 31, 2026
Financial planning clients · 0 to
May 30, 2025 to Mar 31, 2026
Private funds · 2 to 4
May 30, 2025 to Mar 31, 2026
Discretionary RAUM · $2.9B to $4.1B
May 30, 2025 to Mar 31, 2026
Pension RAUM · $224M to $304M
May 30, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $1.2B to $2.3B
May 30, 2025 to Mar 31, 2026
RAUM · $2.9B to $4.1B
May 30, 2025 to Mar 31, 2026
Financial planning clients · 0 to 0
Mar 31, 2025 to May 30, 2025
Accounts · 8 to 10
Jan 30, 2025 to Mar 31, 2025
Advisory employees · 7 to 5
Jan 30, 2025 to Mar 31, 2025
Advisory activities · 3 to 2
Jan 30, 2025 to Mar 31, 2025
State-registered IARs · 3 to 0
Jan 30, 2025 to Mar 31, 2025
Discretionary RAUM · $2.3B to $2.9B
Jan 30, 2025 to Mar 31, 2025
Pension RAUM · $36.3M to $224M
Jan 30, 2025 to Mar 31, 2025
Pooled vehicle RAUM · $1.2B to $1.2B
Jan 30, 2025 to Mar 31, 2025
RAUM · $2.3B to $2.9B
Jan 30, 2025 to Mar 31, 2025
Private funds · 1 to 2
Mar 28, 2024 to Apr 24, 2024
Related bank · true to false
Mar 28, 2024 to Apr 24, 2024
Advisory employees · 6 to 7
Mar 31, 2023 to Mar 28, 2024
Employees · 8 to 9
Mar 31, 2023 to Mar 28, 2024
State-registered IARs · 2 to 3
Mar 31, 2023 to Mar 28, 2024
Discretionary RAUM · $1.3B to $2.3B
Mar 31, 2023 to Mar 28, 2024
Pension RAUM · $27.0M to $36.3M
Mar 31, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $920M to $1.2B
Mar 31, 2023 to Mar 28, 2024
RAUM · $1.3B to $2.3B
Mar 31, 2023 to Mar 28, 2024
Pooled vehicle clients · 4 to 5
Apr 29, 2022 to Mar 31, 2023
Discretionary RAUM · $1.4B to $1.3B
Apr 29, 2022 to Mar 31, 2023
Pension RAUM · $40.6M to $27.0M
Apr 29, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $901M to $920M
Apr 29, 2022 to Mar 31, 2023
RAUM · $1.4B to $1.3B
Apr 29, 2022 to Mar 31, 2023
Accounts · 6 to 8
Sep 17, 2021 to Mar 31, 2022
Advisory employees · 5 to 6
Sep 17, 2021 to Mar 31, 2022
Advisory activities · 2 to 3
Sep 17, 2021 to Mar 31, 2022
Pooled vehicle clients · 1 to 4
Sep 17, 2021 to Mar 31, 2022
Employees · 6 to 8
Sep 17, 2021 to Mar 31, 2022
Private funds · unset to 1
Sep 17, 2021 to Mar 31, 2022
Discretionary RAUM · $541M to $1.4B
Sep 17, 2021 to Mar 31, 2022
Pension RAUM · $33.1M to $40.6M
Sep 17, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $2.2M to $901M
Sep 17, 2021 to Mar 31, 2022

Signals

9 dated events

Nzs Capital Llc reported RAUM $4.1B, up 38% from $2.9B (2025-05-30 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
Nzs Capital Llc reported RAUM $2.9B, up 30% from $2.3B (2025-01-30 to 2025-03-31)
Mar 31, 2025 · RAUM change · derived
Nzs Capital Llc reported RAUM $2.3B, up 68% from $1.3B (2023-03-31 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
Paul Nicholas Perez (Chief Compliance Officer) no longer on Schedule A of Nzs Capital Llc (listed 2022-03-31, absent 2022-04-20)
Apr 20, 2022 · Control person left · inference
Nzs Capital Llc reported RAUM $1.4B, up 150% from $541.4M (2021-09-17 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
Beth Tracy Pike (Chief Operating Officer) appeared on Schedule A of Nzs Capital Llc
Mar 31, 2022 · Control person joined · fact
Paul Nicholas Perez (Chief Compliance Officer) appeared on Schedule A of Nzs Capital Llc
Mar 31, 2022 · Control person joined · fact
Nzs Capital Llc reported RAUM $541.4M, up 341% from $122.9M (2020-06-30 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
Nzs Capital Llc filed its initial SEC registration (Form ADV)
Jun 18, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/nzscapitalreportedpublic record, Form ADV, Sep 17, 2026
Website: nzscapital.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 720-282-9746reportedpublic record, Form ADV, Apr 23, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026