DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• F•••••••• A••••••• L••
Latest filing Mar 2, 2026
First filing on the tape Aug 14, 2019 · 14 filings
SEC status approved since Sep 17, 2019
RAUM
$218M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$218M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$218M as of Mar 2, 2026
Jan 13, 2020$170M then
HNW client RAUM$200M as of Mar 2, 2026
Jan 13, 2020$146M then
State-registered IARs (5.B.3)2 as of Mar 2, 2026
Jan 13, 20202 then
Employees (5.A)2 as of Mar 2, 2026
Jan 13, 20202 then
Private funds: no history
RAUM +14% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $606,183derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$200M92%
- Individuals$17.2M7.9%
- Individual clients
- 26reported
- HNW clients
- 55reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 359reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• L•• P•••••Certified Financial Planner | Houston, Tx | Sep 17, 2019 | 40 y | 1 |
| J••••• L•••••• K••••••Personal Financial Specialist | Houston, Tx | Sep 20, 2019 | 32 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••• J•••••• L•••••• · Managing Membercontrolsince 08/2019 · owns less than 5%
- P•••••• C••••••• L•• · Cco, Managing Membercontrolsince 08/2019 · owns less than 5%
- K••••••• J•••••• L•••••• · Membercontrolsince 08/2011 · owns 75% or more of J• K•••••• • C••• L••
- P•••••• C••••••• L•• · Presidentcontrolsince 01/1996 · owns 75% or more of C••• P••••• I•••
Entity owners
- C••• P••••• I••• · Ownerdirect · owns 50% to 75%
- J• K•••••• • C••• L•• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 2, 2026pension consulting (Item 5.G.6): yes on the filing of 2025-03-10, no on the filing of 2026-03-02peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 344 to 359Mar 10, 2025 to Mar 2, 2026
- Advisory activities · 3 to 2Mar 10, 2025 to Mar 2, 2026
- HNW clients · 53 to 55Mar 10, 2025 to Mar 2, 2026
- Individual clients · 27 to 26Mar 10, 2025 to Mar 2, 2026
- Discretionary RAUM · $187M to $208MMar 10, 2025 to Mar 2, 2026
- HNW RAUM · $171M to $200MMar 10, 2025 to Mar 2, 2026
- Individual RAUM · $15.8M to $17.2MMar 10, 2025 to Mar 2, 2026
- Non-discretionary RAUM · $4.3M to $9.2MMar 10, 2025 to Mar 2, 2026
- Pension RAUM · 3703224.0 to unsetMar 10, 2025 to Mar 2, 2026
- RAUM · $191M to $218MMar 10, 2025 to Mar 2, 2026
- Accounts · 330 to 344Jun 11, 2024 to Mar 10, 2025
- Advisory activities · 2 to 3Jun 11, 2024 to Mar 10, 2025
- HNW clients · 52 to 53Jun 11, 2024 to Mar 10, 2025
- Individual clients · 24 to 27Jun 11, 2024 to Mar 10, 2025
- Financial planning clients · 51-100 to 51-100Jun 11, 2024 to Mar 10, 2025
- Discretionary RAUM · $173M to $187MJun 11, 2024 to Mar 10, 2025
- HNW RAUM · $161M to $171MJun 11, 2024 to Mar 10, 2025
- Individual RAUM · $12.5M to $15.8MJun 11, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $867,591 to $4.3MJun 11, 2024 to Mar 10, 2025
- Pension RAUM · unset to 3703224.0Jun 11, 2024 to Mar 10, 2025
- RAUM · $174M to $191MJun 11, 2024 to Mar 10, 2025
- Accounts · 336 to 330Jan 23, 2023 to Jan 29, 2024
- Corporate clients · 1.0 to unsetJan 23, 2023 to Jan 29, 2024
- HNW clients · 51 to 52Jan 23, 2023 to Jan 29, 2024
- Individual clients · 25 to 24Jan 23, 2023 to Jan 29, 2024
- Pension plan clients · 1.0 to unsetJan 23, 2023 to Jan 29, 2024
- Discretionary RAUM · $162M to $173MJan 23, 2023 to Jan 29, 2024
- HNW RAUM · $145M to $161MJan 23, 2023 to Jan 29, 2024
- Individual RAUM · $10.3M to $12.5MJan 23, 2023 to Jan 29, 2024
- Non-discretionary RAUM · $449,360 to $867,591Jan 23, 2023 to Jan 29, 2024
- Pension RAUM · 7263244.0 to unsetJan 23, 2023 to Jan 29, 2024
- RAUM · $163M to $174MJan 23, 2023 to Jan 29, 2024
- HNW clients · 55 to 51Jan 25, 2022 to Jan 23, 2023
- Individual clients · 27 to 25Jan 25, 2022 to Jan 23, 2023
- Discretionary RAUM · $195M to $162MJan 25, 2022 to Jan 23, 2023
- HNW RAUM · $175M to $145MJan 25, 2022 to Jan 23, 2023
- Individual RAUM · $11.9M to $10.3MJan 25, 2022 to Jan 23, 2023
- Non-discretionary RAUM · $408,022 to $449,360Jan 25, 2022 to Jan 23, 2023
- Pension RAUM · $8.0M to $7.3MJan 25, 2022 to Jan 23, 2023
- RAUM · $195M to $163MJan 25, 2022 to Jan 23, 2023
Signals
1 dated events
- P••••• F•••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Aug 14, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- admin@parkerfeeonly.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- info@parkerfeeonly.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- joe@parkerfeeonly.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 832-726-1451reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 832-476-3495reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 832-726-0828reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/parker-financial-advisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- parkerfeeonly.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 832-476-3495reportedpublic record, Form ADV, Mar 2, 2026
- Contact form
- parkerfeeonly.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- parkerfeeonly.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026