DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T••••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 3, 2021 · 11 filings
SEC status approved since Mar 5, 2021
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
34 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$2.1B as of Mar 31, 2026
Mar 29, 2022$397M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20220 then
Employees (5.A)41 as of Mar 31, 2026
Mar 29, 202218 then
Private funds8 as of Mar 31, 2026
Mar 29, 20223 then
RAUM +6.0% over the last fiscal year+36% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $238MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $506M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $506M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••••• A••••••••• I••• L• | Private Equity Fund | $796M | 72 | Mar 29, 2024 |
| T• M• L•• | Private Equity Fund | $382M | 20 | Mar 31, 2023 |
| T••••••• A••••••••• I•• L• | Private Equity Fund | $364M | 80 | Oct 2, 2019 |
| T••••••• A••••••••• I•• ••••••••• L• | Private Equity Fund | $280M | 30 | Mar 29, 2024 |
| T••••••• A• L••••• H•••••••• L•• | Private Equity Fund | $134M | 15 | Oct 2, 2019 |
| T••••••• I• C••• L• | Private Equity Fund | $36.5M | 1 | Feb 3, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• D••••• C••••••••• · Managing Partnercontrolsince 10/2012 · owns 75% or more
- H•••••• S••••• B•••• · Chief Accounting Officercontrolsince 01/2021 · owns less than 5%
- S••••••••• D•••••• R••••• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- T• M• G• L••pooled vehicle sponsorn
- T•• 3• G•• L••pooled vehicle sponsorn
- T••••••• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Queen Creek, AZ2 employees
- Selah, WA1 employees
What changed
consecutive filings, newest first
- Assets in custody · $596M to $506MMay 2, 2025 to Mar 31, 2026
- Employees · 37 to 41May 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.0B to $2.1BMay 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.0B to $2.1BMay 2, 2025 to Mar 31, 2026
- RAUM · $2.0B to $2.1BMay 2, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 2, 2025
- Discretionary RAUM · $2.0B to $2.0BMar 31, 2025 to May 2, 2025
- Pooled vehicle RAUM · $2.0B to $2.0BMar 31, 2025 to May 2, 2025
- RAUM · $2.0B to $2.0BMar 31, 2025 to May 2, 2025
- Accounts · 6 to 9May 23, 2024 to Mar 31, 2025
- Advisory employees · 24 to 34May 23, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 9May 23, 2024 to Mar 31, 2025
- Assets in custody · $432M to $596MMay 23, 2024 to Mar 31, 2025
- Employees · 28 to 37May 23, 2024 to Mar 31, 2025
- Other offices · 2 to 1May 23, 2024 to Mar 31, 2025
- Private funds · 5 to 8May 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.6B to $2.0BMay 23, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.6B to $2.0BMay 23, 2024 to Mar 31, 2025
- RAUM · $1.6B to $2.0BMay 23, 2024 to Mar 31, 2025
- Assets in custody · $427M to $432MMar 29, 2024 to May 23, 2024
- Private funds · 6 to 5Mar 29, 2024 to May 23, 2024
- Discretionary RAUM · $1.6B to $1.6BMar 29, 2024 to May 23, 2024
- Pooled vehicle RAUM · $1.6B to $1.6BMar 29, 2024 to May 23, 2024
- RAUM · $1.6B to $1.6BMar 29, 2024 to May 23, 2024
- Other offices · 3 to 2Dec 1, 2023 to Mar 29, 2024
- Accounts · 4 to 6Dec 1, 2023 to Mar 29, 2024
- Advisory employees · 16 to 24Dec 1, 2023 to Mar 29, 2024
- Pooled vehicle clients · 4 to 6Dec 1, 2023 to Mar 29, 2024
- Assets in custody · $401M to $427MDec 1, 2023 to Mar 29, 2024
- Employees · 20 to 28Dec 1, 2023 to Mar 29, 2024
- Private funds · 4 to 6Dec 1, 2023 to Mar 29, 2024
- Discretionary RAUM · $846M to $1.6BDec 1, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $846M to $1.6BDec 1, 2023 to Mar 29, 2024
- RAUM · $846M to $1.6BDec 1, 2023 to Mar 29, 2024
- Assets in custody · $401M to $401MMar 31, 2023 to May 4, 2023
- Discretionary RAUM · $846M to $846MMar 31, 2023 to May 4, 2023
- Pooled vehicle RAUM · $846M to $846MMar 31, 2023 to May 4, 2023
- RAUM · $846M to $846MMar 31, 2023 to May 4, 2023
- Accounts · 3 to 4May 5, 2022 to Mar 31, 2023
- Advisory employees · 15 to 16May 5, 2022 to Mar 31, 2023
Signals
5 dated events
- T••••••• A•••••••• L•• reported RAUM $1.6B, up 92% from $845.7M (2023-12-01 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- T••••••• A•••••••• L•• reported RAUM $846.0M, up 113% from $396.5M (2022-05-05 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- R••••• D••••• S•••••••• (Chief Compliance Officer) appeared on Schedule A of T••••••• A•••••••• L••Mar 31, 2023 · Control person joined · fact
- T••••••• A•••••••• L•• reported RAUM $396.5M, up 104% from $194.4M (2021-02-03 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- T••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Feb 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T••••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tivertonadvisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- t•••••••.agreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 919-307-4527reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026