DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T• M• L••
Gross asset value
$382M
as of May 23, 2024; not a fund size
Peak GAV
$382M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$200,000
as reported
Adviser and related own
23%
of the fund
Owned by funds
29%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Mar 31, 2023 to May 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$382M as of May 23, 2024
Mar 31, 2023$356M then
Owners20 as of May 23, 2024
Mar 31, 202320 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- North Carolina, United Statesreported
- Clients solicited
- yes, 16% of the adviser's clients investedreported
- Form D file number
- 021-442715reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Dogwood State BankRaleigh, North Carolina · LEI 549300D3SGJ9UCUF2779
- Silicon Valley Bank, A Division Of First Citizens BankSanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
Across DFX
shared identifiers only
- T• M• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 23%reportedadviser and related persons