DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• W••••• A•••••••• L••
Latest filing Mar 28, 2026
First filing on the tape Jul 30, 2021 · 8 filings
SEC status approved since Aug 27, 2021
RAUM
$253M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$250M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$253M as of Mar 28, 2026
Mar 29, 2022$159M then
HNW client RAUM$213M as of Mar 28, 2026
Mar 29, 2022$144M then
State-registered IARs (5.B.3)2 as of Mar 28, 2026
Mar 29, 20222 then
Employees (5.A)3 as of Mar 28, 2026
Mar 29, 20222 then
Private funds: no history
RAUM +14% over the last fiscal year+17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $438,118derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.9%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$213M84%
- Individuals$36.8M15%
- Charitable organizations$2.7M1.1%
- Pension and profit-sharing plans$404,9620.2%
- Corporations and businesses$81,5880.0%
- Individual clients
- 96reported
- HNW clients
- 75reported
- Pension plan clients
- 1reported
- Charitable clients
- 3reported
- Accounts
- 577reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• L••• D••••••Certified Financial Planner | Pepper Pike, Oh | Sep 3, 2019 | 19 y | 2 |
| M•••• B••••• B••••••Certified Financial Planner | Pepper Pike, Oh | Sep 3, 2019 | 25 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••• B••••• B•••••• from L••••• T••• A•••••••• L••Sep 3, 2019 · Other
- K••• L••• D•••••• from Y•••••• W••••• P•••••••• L••Sep 3, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• M••••• B••••• · Managing Member, Chief Executive Officercontrolsince 05/2019 · owns 50% to 75%
- D••••••• K•••• L••• · Managing Member, Chief Compliance Officercontrolsince 05/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pepper Pike, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 526 to 577Mar 13, 2025 to Mar 28, 2026
- Corporate clients · 3 to 2Mar 13, 2025 to Mar 28, 2026
- HNW clients · 83 to 75Mar 13, 2025 to Mar 28, 2026
- Individual clients · 74 to 96Mar 13, 2025 to Mar 28, 2026
- Pension plan clients · 2 to 1Mar 13, 2025 to Mar 28, 2026
- Discretionary RAUM · $220M to $251MMar 13, 2025 to Mar 28, 2026
- HNW RAUM · $199M to $213MMar 13, 2025 to Mar 28, 2026
- Individual RAUM · $17.7M to $36.8MMar 13, 2025 to Mar 28, 2026
- Non-discretionary RAUM · $1.9M to $2.0MMar 13, 2025 to Mar 28, 2026
- Pension RAUM · $2.1M to $404,962Mar 13, 2025 to Mar 28, 2026
- RAUM · $222M to $253MMar 13, 2025 to Mar 28, 2026
- Accounts · 467 to 526Mar 5, 2024 to Mar 13, 2025
- Corporate clients · 2 to 3Mar 5, 2024 to Mar 13, 2025
- HNW clients · 69 to 83Mar 5, 2024 to Mar 13, 2025
- Individual clients · 76 to 74Mar 5, 2024 to Mar 13, 2025
- Financial planning clients · 11-25 to 11-25Mar 5, 2024 to Mar 13, 2025
- Discretionary RAUM · $191M to $220MMar 5, 2024 to Mar 13, 2025
- HNW RAUM · $169M to $199MMar 5, 2024 to Mar 13, 2025
- Individual RAUM · $19.4M to $17.7MMar 5, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $1.8M to $1.9MMar 5, 2024 to Mar 13, 2025
- Pension RAUM · $1.7M to $2.1MMar 5, 2024 to Mar 13, 2025
- RAUM · $192M to $222MMar 5, 2024 to Mar 13, 2025
- Accounts · 426 to 467Mar 26, 2023 to Mar 5, 2024
- HNW clients · 56 to 69Mar 26, 2023 to Mar 5, 2024
- Individual clients · 79 to 76Mar 26, 2023 to Mar 5, 2024
- Employees · 2 to 3Mar 26, 2023 to Mar 5, 2024
- Financial planning clients · 101-250 to 11-25Mar 26, 2023 to Mar 5, 2024
- Discretionary RAUM · $158M to $191MMar 26, 2023 to Mar 5, 2024
- HNW RAUM · $133M to $169MMar 26, 2023 to Mar 5, 2024
- Individual RAUM · $23.5M to $19.4MMar 26, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $1.7M to $1.8MMar 26, 2023 to Mar 5, 2024
- Pension RAUM · $1.2M to $1.7MMar 26, 2023 to Mar 5, 2024
- RAUM · $159M to $192MMar 26, 2023 to Mar 5, 2024
- Accounts · 376 to 426Nov 3, 2022 to Mar 26, 2023
- Corporate clients · 3 to 2Nov 3, 2022 to Mar 26, 2023
- HNW clients · 65 to 56Nov 3, 2022 to Mar 26, 2023
- Individual clients · 52 to 79Nov 3, 2022 to Mar 26, 2023
- Discretionary RAUM · $157M to $158MNov 3, 2022 to Mar 26, 2023
- HNW RAUM · $144M to $133MNov 3, 2022 to Mar 26, 2023
- Individual RAUM · $8.4M to $23.5MNov 3, 2022 to Mar 26, 2023
Signals
1 dated events
- E••••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jul 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 216-373-0808reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/endeavor-wealth-advisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 216-373-0808reportedpublic record, Form ADV, Mar 28, 2026
- Contact form
- e•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- e•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $126Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026