DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• B••• F•••••••• P•••••••• L••
Latest filing Sep 11, 2026
First filing on the tape Jan 6, 2021 · 12 filings
SEC status approved since Feb 8, 2021
RAUM
$209M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$209M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$209M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$209M as of Feb 9, 2026
Jan 19, 2022$134M then
HNW client RAUM$197M as of Feb 9, 2026
Jan 19, 2022$124M then
State-registered IARs (5.B.3)1 as of Feb 9, 2026
Jan 19, 20221 then
Employees (5.A)1 as of Feb 9, 2026
Jan 19, 20221 then
Private funds: no history
RAUM +17% over the last fiscal year+14% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $209MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 92derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $449,569derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $16.5M, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$197M94%
- Individuals$11.9M5.7%
- Individual clients
- 27reported
- HNW clients
- 65reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 464reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $16.5M for 21 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• D•••• L•••Certified Financial Planner, Chartered Financial Analyst | Alpharetta, Ga | Sep 26, 2019 | 16 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• D•••• L••• from R••••••• P••••••• G••••• L•••Sep 26, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••• J••••• D•••• · Managing Member And Chief Compliance Officercontrolsince 08/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Alpharetta, GA1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Feb 9, 2026 to Sep 11, 2026
- HQ city · to unsetFeb 9, 2026 to Sep 11, 2026
- HQ state · to unsetFeb 9, 2026 to Sep 11, 2026
- Related adviser · false to unsetFeb 9, 2026 to Sep 11, 2026
- Related bank · false to unsetFeb 9, 2026 to Sep 11, 2026
- Related broker-dealer · false to unsetFeb 9, 2026 to Sep 11, 2026
- Related insurance company · false to unsetFeb 9, 2026 to Sep 11, 2026
- Succession · false to unsetFeb 9, 2026 to Sep 11, 2026
- Accounts · 459 to 464Mar 12, 2025 to Feb 9, 2026
- HNW clients · 64 to 65Mar 12, 2025 to Feb 9, 2026
- Individual clients · 28 to 27Mar 12, 2025 to Feb 9, 2026
- Assets in custody · $16.1M to $16.5MMar 12, 2025 to Feb 9, 2026
- Discretionary RAUM · $178M to $209MMar 12, 2025 to Feb 9, 2026
- HNW RAUM · $166M to $197MMar 12, 2025 to Feb 9, 2026
- Individual RAUM · $12.5M to $11.9MMar 12, 2025 to Feb 9, 2026
- RAUM · $178M to $209MMar 12, 2025 to Feb 9, 2026
- Accounts · 510 to 459Nov 11, 2024 to Mar 12, 2025
- HNW clients · 63 to 64Nov 11, 2024 to Mar 12, 2025
- Individual clients · 19 to 28Nov 11, 2024 to Mar 12, 2025
- Assets in custody · $16.4M to $16.1MNov 11, 2024 to Mar 12, 2025
- Financial planning clients · 51-100 to 51-100Nov 11, 2024 to Mar 12, 2025
- HQ city · unset to Nov 11, 2024 to Mar 12, 2025
- HQ state · unset to Nov 11, 2024 to Mar 12, 2025
- Other offices · 1 to 0Nov 11, 2024 to Mar 12, 2025
- Discretionary RAUM · $171M to $178MNov 11, 2024 to Mar 12, 2025
- HNW RAUM · $159M to $166MNov 11, 2024 to Mar 12, 2025
- Individual RAUM · $12.5M to $12.5MNov 11, 2024 to Mar 12, 2025
- RAUM · $171M to $178MNov 11, 2024 to Mar 12, 2025
- Accounts · 435 to 510Jan 25, 2023 to Feb 13, 2024
- HNW clients · 60 to 63Jan 25, 2023 to Feb 13, 2024
- Assets in custody · $14.7M to $16.4MJan 25, 2023 to Feb 13, 2024
- Custody of client assets · false to trueJan 25, 2023 to Feb 13, 2024
- Discretionary RAUM · $139M to $171MJan 25, 2023 to Feb 13, 2024
- HNW RAUM · $126M to $159MJan 25, 2023 to Feb 13, 2024
- Individual RAUM · $13.4M to $12.5MJan 25, 2023 to Feb 13, 2024
- RAUM · $139M to $171MJan 25, 2023 to Feb 13, 2024
- Accounts · 382 to 435Jan 19, 2022 to Jan 17, 2023
- Individual clients · 14 to 19Jan 19, 2022 to Jan 17, 2023
- Assets in custody · $14.7M to $14.7MJan 19, 2022 to Jan 17, 2023
- Discretionary RAUM · $134M to $139MJan 19, 2022 to Jan 17, 2023
Signals
1 dated events
- G••••• B••• F•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jan 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 678-561-5462reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/golden-bell-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- goldenbellfp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 678-561-5462reportedpublic record, Form ADV, Sep 11, 2026
- Contact form
- goldenbellfp.com/contact-us-schedule-a-call-golden-bellreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- goldenbellfp.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $209Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026