DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Mickey Barreto Missions-Manhattan Securities

Former SEC-registered adviserCRD 305805SEC 801-117520IAPD
Legal name Mickey Barreto Missions
Latest filing Feb 20, 2020
First filing on the tape Sep 20, 2019 · 13 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$2300B gross assets
History
13 filings and snapshots on the tape
RAUM$25.0M as of Sep 26, 2019
Sep 20, 2019$25.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Feb 20, 2020
Sep 20, 20190 then
Employees (5.A)1 as of Feb 20, 2020
Sep 20, 20193 then
Private funds1 as of Feb 20, 2020
Sep 20, 20191 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 20, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      The Charitable Mbmh Living Private FundVenture Capital Fund$2300B6Sep 20, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • Mickey Abraham Muniz Barreto · Cco/Managing Ownercontrol
        since 07/2015 · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Private funds · unset to 1
        Jan 2, 2020 to Feb 20, 2020
      • Related adviser · false to true
        Jan 2, 2020 to Feb 20, 2020
      • Related broker-dealer · false to true
        Jan 2, 2020 to Feb 20, 2020
      • Succession · false to true
        Jan 2, 2020 to Feb 20, 2020
      • Financial planning clients · 0 to 1-10
        Dec 2, 2019 to Jan 2, 2020
      • State-registered IARs · 0 to 1
        Dec 2, 2019 to Jan 2, 2020
      • Succession · true to false
        Oct 2, 2019 to Oct 3, 2019
      • Succession · false to true
        Oct 3, 2019 to Oct 3, 2019
      • Business name · MBM SECURITIES to MICKEY BARRETO MISSIONS-MANHATTAN SECURITIES
        Oct 3, 2019 to Oct 3, 2019
      • Succession · true to false
        Oct 3, 2019 to Oct 3, 2019
      • Advisory activities · 2 to 1
        Sep 30, 2019 to Oct 2, 2019
      • Employees · 3 to 1
        Sep 30, 2019 to Oct 2, 2019
      • Organization form · Corporation to Sole Proprietorship
        Sep 30, 2019 to Oct 2, 2019
      • Succession · false to true
        Sep 30, 2019 to Oct 2, 2019
      • Advisory activities · 1 to 2
        Sep 26, 2019 to Sep 30, 2019
      • Business name · MICKEY BARRETO MISSIONS to MBM SECURITIES
        Sep 26, 2019 to Sep 30, 2019
      • Accounts · 1.0 to unset
        Sep 26, 2019 to Sep 26, 2019
      • Individual clients · 1.0 to unset
        Sep 26, 2019 to Sep 26, 2019
      • Financial planning clients · 1-10 to 0
        Sep 26, 2019 to Sep 26, 2019
      • Other offices · 1 to 0
        Sep 26, 2019 to Sep 26, 2019
      • Organization form · Other (specify) to Corporation
        Sep 26, 2019 to Sep 26, 2019
      • Private funds · 1 to unset
        Sep 26, 2019 to Sep 26, 2019
      • Discretionary RAUM · 25000000.0 to unset
        Sep 26, 2019 to Sep 26, 2019
      • Individual RAUM · 25000000.0 to unset
        Sep 26, 2019 to Sep 26, 2019
      • Non-discretionary RAUM · 0.0 to unset
        Sep 26, 2019 to Sep 26, 2019
      • RAUM · 25000000.0 to unset
        Sep 26, 2019 to Sep 26, 2019
      Signals
      8 dated events
      • Mickey Barreto Missions-Manhattan Securities reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Feb 20, 2020 · Succession (Item 4) · fact
      • James Matthew Hannan (Executive Officer) no longer on Schedule A of Mickey Barreto Missions-Manhattan Securities (listed 2019-10-03, absent 2019-10-03)
        Oct 3, 2019 · Control person left · inference
      • Nicole Yvette Muniz Barreto (Agent Of Service/Beneficial Owner 8%/Wife Of Mickey Abraham Muniz Barreto) no longer on Schedule A of Mickey Barreto Missions-Manhattan Securities (listed 2019-10-03, absent 2019-10-03)
        Oct 3, 2019 · Control person left · inference
      • Robert Korey Cook (Cfo) no longer on Schedule A of Mickey Barreto Missions-Manhattan Securities (listed 2019-10-03, absent 2019-10-03)
        Oct 3, 2019 · Control person left · inference
      • James Matthew Hannan (Executive Officer) appeared on Schedule A of Mickey Barreto Missions-Manhattan Securities
        Sep 23, 2019 · Control person joined · fact
      • Nicole Yvette Muniz Barreto (Agent Of Service/Beneficial Owner 8%/Wife Of Mickey Abraham Muniz Barreto) appeared on Schedule A of Mickey Barreto Missions-Manhattan Securities
        Sep 23, 2019 · Control person joined · fact
      • Robert Korey Cook (Cfo) appeared on Schedule A of Mickey Barreto Missions-Manhattan Securities
        Sep 23, 2019 · Control person joined · fact
      • Mickey Barreto Missions filed its initial SEC registration (Form ADV)
        Sep 20, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026