DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• A••••• P•••••••• L••
Latest filing Aug 12, 2026
First filing on the tape Jun 27, 2024 · 8 filings
SEC status approved since Jul 26, 2024
RAUM
$257M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
18
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$257M as of Aug 12, 2026
Jan 15, 2025$196M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 12, 2026
Jan 15, 20250 then
Employees (5.A)5 as of Aug 12, 2026
Jan 15, 20255 then
Private funds18 as of Aug 12, 2026
Jan 15, 202513 then
RAUM +16% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $14.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $257M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$257M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $257M for 18 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- A•••••••• M••••••• A• · Elected Manager, Executive Directorcontrolsince 04/2019 · owns less than 5%
- C•••• K••••• M•••••• · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- K••••• L••• J••••• · Elected Managercontrolsince 08/2019 · owns less than 5%
- N••• T•••••• J••• · Elected Managercontrolsince 08/2019 · owns less than 5%
- K••••• L••• J••••• · Membercontrolsince 04/2019 · owns 50% to 75% of H••• V••••• P•••••••• L••
Entity owners
- H••• V••••• P•••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- V••••••• C•••••• A•••••••• L••investment advisernRAUM $4.6B
Advisers that list I••••••••• A••••• P•••••••• L•• as a related person
- 288512 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 18Aug 18, 2025 to Mar 26, 2026
- Pooled vehicle clients · 16 to 18Aug 18, 2025 to Mar 26, 2026
- Assets in custody · $230M to $257MAug 18, 2025 to Mar 26, 2026
- Private funds · 16 to 18Aug 18, 2025 to Mar 26, 2026
- Discretionary RAUM · $230M to $257MAug 18, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $230M to $257MAug 18, 2025 to Mar 26, 2026
- RAUM · $230M to $257MAug 18, 2025 to Mar 26, 2026
- Assets in custody · $225M to $230MMay 5, 2025 to Aug 18, 2025
- Discretionary RAUM · $225M to $230MMay 5, 2025 to Aug 18, 2025
- Pooled vehicle RAUM · $225M to $230MMay 5, 2025 to Aug 18, 2025
- RAUM · $225M to $230MMay 5, 2025 to Aug 18, 2025
- Assets in custody · $0 to $225MMar 28, 2025 to May 5, 2025
- Financial planning clients · unset to Mar 28, 2025 to May 5, 2025
- Discretionary RAUM · $222M to $225MMar 28, 2025 to May 5, 2025
- Pooled vehicle RAUM · $222M to $225MMar 28, 2025 to May 5, 2025
- RAUM · $222M to $225MMar 28, 2025 to May 5, 2025
- Accounts · 13 to 16Feb 3, 2025 to Mar 28, 2025
- Pooled vehicle clients · 13 to 16Feb 3, 2025 to Mar 28, 2025
- Assets in custody · $196M to $0Feb 3, 2025 to Mar 28, 2025
- Private funds · 13 to 16Feb 3, 2025 to Mar 28, 2025
- Discretionary RAUM · $196M to $222MFeb 3, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $196M to $222MFeb 3, 2025 to Mar 28, 2025
- RAUM · $196M to $222MFeb 3, 2025 to Mar 28, 2025
Signals
1 dated events
- I••••••••• A••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 27, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I••••••••• A••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- I••••••••• A••••• P•••••••• L•• · Private Equityshared crd · organization
- I••••••••• A••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 410-828-5523reportedpublic record, Form ADV, Aug 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
I••••••••• A••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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